Silence as a Weapon and a Defense in Legal Discovery, Form #05.021
Federal Rule of Civil Procedure 8(b)(6): General Rules of Pleading
Rule 8. General Rules of Pleading
(b) Defenses; Admissions and Denials.
(6) Effect of Failing to Deny.
An allegation—other than one relating to the amount of damages—is admitted if a responsive pleading is required and the allegation is not denied. If a responsive pleading is not required, an allegation is considered denied or avoided.
3. Supposing this not to be a tax
for inspection purposes,
has Congress consented
to its being laid? It is certain that Congress has not expressly
consented. But is express consent necessary? There is nothing
in the Constitution which says so. There is nothing in the practice
of men, or in the Municipal Law of men, or in the practice of nations,
or the Law of nations that says so. Silence gives consent, is the
rule of business life. A tender of bank bills is as good as one
of coin, unless the bills are objected to. To stand by, in silence,
and see another sell your property, binds you. These are mere instances
of the use of the maxim in the Municipal Law. In the Law of Nations,
it is equally potent. Silent acquiescence in the breach of
a treaty binds a Nation. ( Vattel, ch. 16,
sec. 199, book 1. See book 2, sec. 142,
et seq. as to usucaption and prescription, and sec.
208 as to ratification.
*54
Express consent, then,
not being necessary, is there any thing from which consent may be
implied? There is-length of time. The Ordinance was passed
the 24th of January, 1842, and has been in operation ever since.
If Congress had been
opposed to the Ordinance, it had but to speak, to be obeyed. It
spoke not-it has never spoken: therefore, it has not been opposed
to the Ordinance, but has been consenting to it.
[15.] 4.
Say, however, that Congress
has not consented to the Ordinance, then the most that can be maintained
is, that the Ordinance stands subject to “the revision and control
of Congress.” It stands a Law-a something susceptible of
revision and control-not a something unsusceptible of revision and
control as a void thing would be.
5. The question, as to ‘net produce’,
cannot arise in the case in which Congress consents, or that in
which she refuses to consent to the tax. There cannot be such a
thing as ‘net produce’ in either of those cases; but only in the
case of a tax for inspection purposes.
[16.]
But let it be granted
that the ordinance is void, does it follow that the decision of
the Court below ought to be reversed? By no means. If the Law is
void, and yet is enforced, who is injured by it? The seller of the
import? Not at all. He is paid the tax by the purchaser from
him before he pays it to the City. The tax is ultimately paid by
the consumer of the article. The price or sale
of which is taxed. The merchant puts the amount of the tax, as he
does every other item of the cost of the goods, in the price which
he fixes upon them-and when he sells, he gets from the purchaser
that amount with the rest. If the tax injures any private person
at all, therefore, that person is the consumer of the taxed
article, and not the seller of it. To apply this more directly
to the case. Padelford, Fay & Co. sold imports, and got the money
for them. These imports had a tax on them. The amount of that entered
into the price at which they sold the imports. Therefore, when they
sold them at that price, they received the amount of this tax. They
have it in hand. The City wants to get it out of their hands. They
object, and insist upon keeping it, saying the Law under which it
is claimed is void. Can this objection be allowed to be in their
mouth? The consumer
is the injured man; and he, by buying the taxed article and paying
the tax included in the price, waives his objection to the
tax. He is
willing, for his money thus paid, to go to the City. In fact, he
pays it for the use of the City. He might give it to the City, if
he choose to do so; and if he did and should deliver it to Padelford,
Fay & Co. to deliver to the City, would they be allowed to retain
it? Certainly not. Neither should they be allowed to retain this
tax, so paid them by the consumer, for the use of the City. It is
a universal maxim, that Quilibet potest renunciare juri pro se introducto.
The consumer, therefore, can waive his right to object to this ordinance,
on the score of its being void; and he does this when he pays the
tax it imposes on him. It is time enough to hold a Law,
made under the authority of the State, to be a violation of the
Constitution, when it is complained of by somebody that it injures.
It is too soon to do this, when the complaint is made by one that
it does not injure, and one, who, if the complaint be allowed, will
be enabled to keep what, in justice and equity, he has no right
to.
*55
But, indeed, no private
person has a right to complain, by suit in Court, on the
ground of a breach of the Constitution. The Constitution, it is
true, is a compact, but he is not a party to it. The States
are the parties to it. And they may complain. If they do, they are
entitled to redress. Or they may waive the right to complain. If
they do, the right stands waived. Could not the States, in their
sovereign capacities, or Congress (if it has the power) as their
agent, forgive such a breach of the Constitution, on the part of
a State, as that of imposing a tax on imports, or accept reparation
for it? In case this were done, what would become of
the claims of private persons, for damages for such breach? To let
such claims be set up against the forgiven party, would be to do
away with the forgiveness. No, if there existed such claimants,
they would have to appeal, each to his own sovereign for redress.
It was that sovereign's business to get enough from the offending
sovereign, to cover all private losses of his own citizens-and if
he did not get enough to do that, those citizens must look to him,
alone for indemnity.
And this brings to my general conclusion,
which is, that the judgment of the Court below, ought to be affirmed.
[Padelford, Fay & Co. v. Mayor and
Aldermen of City of Savannah, 14 Ga. 438, 1854 WL 1492 (Ga. 1854.)]
Dunahay v. Struzik, 96 Ariz. 246, 393 P.2d 930 (Ariz. 1964)
Appellant's failure
to disclose that she was being sued by Overfield did not constitute
fraud. While fraud may
be committed by the failure to speak, a duty to speak must be imposed.
Batty v. Arizona State Dental Board, 57 Ariz. 239, 112 P.2d 870.
We hold there is no duty imposed upon one who is engaging in ordinary
business transactions to advise those dealing with him that he is
suing or being sued on matters arising out of other business dealings.
There is no suggestion arising out of the evidence in this case
that appellant knew Overfield was preparing to garnish the Parkers.
Whether such facts, if established, would constitute actionable
fraud is not an issue here and hence we do not determine whether
this would be sufficient to place one in appellant's position under
an obligation to speak.
[Dunahay v. Struzik,
96 Ariz. 246, 393 P.2d 930 (Ariz. 1964)]
Batty v. Arizona State Dental Bd., 57 Ariz. 239, 112 P.2d 870 (Ariz. 1941)
When a patient employs
a physician he has the right to assume the latter will advise him
properly in all matters pertaining to his ailments, and this certainly
includes advice as to who are properly qualified to assist in his
treatment. Fraud may
be committed by a failure to speak, when the duty of speaking is
imposed, as much as by speaking falsely.
Cartwright v. United States Bank & Trust Co., 23 N.M. 82, 167 P.
436; *255
Bussian v. Milwaukee, etc., R. Co., 56 Wis. 325, 14 N.W. 452;
Dent v. Bennett, 41 Eng. Reprint, 105.
We think a physician
who knows that a patient of his is about to have surgical or medical
work done by one who has no legal right to do it fails in his duty
if he does not advise the patient of the situation. It
has been held that when a physician takes a non-professional man
with him to aid in a confinement case, where there is no emergency,
both are liable in damages to the plaintiff for the failure to disclose
such non-professional character.
DeMay v. Roberts, 46 Mich. 160, 9 N.W. 146,
41 Am.Rep. 154.
[Batty v. Arizona
State Dental Bd., 57 Ariz. 239, 112 P.2d 870 (Ariz. 1941)]
State v. Coddington, 135 Ariz. 480, 662 P.2d 155 (Ariz.App.,1983)
A misrepresentation may
consist of the concealment of what is true as well as the assertion
of what is false.
Nairn v. Ewalt, 51 Kan. 355, 32 P. 1110 (1893);
U.S. v. Sterling Salt Co., 200 F. 593, 597 (1912).
Where failure to disclose a material fact is calculated to induce
a false belief, the distinction between concealment and affirmative
misrepresentation is tenuous.
Schock v. Jacka, 105 Ariz. 131, 460 P.2d 185 (1969).
When one conveys a false
impression by the disclosure of some facts and the concealment of
others, such concealment is in effect a false representation that
what is disclosed is the whole truth.
Equitable Life Ins. Co. of Iowa v. Halsey, Stuart & Co.,
312 U.S. 410, 61 S.Ct. 623, 85 L.Ed. 920 (1941);
*482 **157
Dennis v. Thomson, 43 S.W.2d 18, 240 Ky. 727 (1931);
37 C.J.S. Fraud, § 16, p. 247;
Restatement (Second) of Torts, § 529.
[State v. Coddington,
135 Ariz. 480, 662 P.2d 155 (Ariz.App.,1983.)]
Leigh v. Loyd, 74 Ariz. 84, 244 P.2d 356 (Ariz. 1952)
Appellee contends
that fraud was practiced upon her by the appellant in that she had
engaged him as an agent to accomplish the sale of her real estate
and he, in breach of the confidential relationship, failed to make
a full and frank disclosure of the true facts. It is well settled
that a confidential relation exists between a real estate agent
and his principal.
Haymes v. Rogers, 70 Ariz. 257, 219 P.2d 339, 17 A.L.R.2d 896.
The confidential relationship imposed a duty on the appellant to
disclose the true facts. A real estate agent owes the utmost good
faith and loyalty to his principal. Haymes v. Rogers, supra.
Suppression of a material
fact which a party is bound in good faith to disclose is equivalent
to a false representation.
37 C.J.S., Fraud, § 16, p. 244;
Morrison v. Acton, 68 Ariz. 27, 198 P.2d 590.
The appellant in this
case had prepared the documents in his office without the direction
or even the knowledge of appellee, his principal. Appellant well
knew the nature and context of the instruments in question before
he presented them to his client. His obligation to communicate these
facts to the appellee arises by reason of the confidential relations
existing between them.
The failure to disclose
all facts was false and deceptive and placed him in a position where
his silence conveyed a false impression. Although appellee by reading
the papers might have ascertained their true nature, her failure
to do so under the circumstances may not be interpreted as a condonement
of appellant's fraud. The rule is stated in
37 C.J.S., Fraud, § 35, p. 282:
‘Ordinarily a confidential
relationship need not be shown to justify plaintiff in believing
defendant's representation and in relying thereon. However, the
general rule requiring the representee to exercise due diligence,
* * *, and to avail himself of means of knowledge within reach,
* * *, does not apply if a relation of trust or **359 confidence
exists between the parties, so that one of them places peculiar
reliance in the trustworthiness of the other, and in such cases
the latter is under a duty to make a full and truthful disclosure
of all material facts and is liable for either misrepresentation
or concealment. * * *’ As there is reasonable evidence to sustain
the judgment of the lower court, the judgment is affirmed.
Judgment affirmed.
[Leigh v. Loyd, 74
Ariz. 84, 244 P.2d 356 (Ariz. 1952)]
Morrison v. Acton, 68 Ariz.
27, 198 P.2d 590 (Ariz. 1948)
Constructive fraud arises
out of a fiduciary or confidential relationship. In re McDonnell's
Estate, supra. For other Arizona cases on this point
see
Harrison v. Roark, 31 Ariz. 73, 250 P. 367;
Tom Reed G. M. Co. v. Mining Co., 39 Ariz. 533, 8 P.2d 449.
Also see 37 C.J.S., Fraud, § 2(c).
Such non-action and non-disclosure
as was present here was a clear breach of the close confidential
relationship which of necessity exists between dentist and patient.
We quote from
Acton v. Morrison, supra [62 Ariz. 139,
155 P.2d 784]:
‘The relation existing
between the plaintiff and defendant was confidential, calling for
frank and truthful information from the dentist to his patient,
and he, in keeping from his patient knowledge of the true condition
of his jaw and teeth, violated a very sacred duty he owed him.’
The text statements
in 37 C.J.S., Fraud, § 16d and 35a are also helpful in this regard.
Fraud and deceit may arise from silence where there is a duty to
speak the truth, as well as from the speaking of an untruth.
We hold, then, that there was sufficient evidence to sustain the
jury's implied finding of fraud.
[Morrison v. Acton,
68 Ariz. 27, 198 P.2d 590 (Ariz. 1948)]
Regan v. First Nat. Bank,
55 Ariz. 320, 101 P.2d 214 (Ariz. 1940)
As a general principle
of law when one under a duty to disclose facts to another fails
to do so, and the other is injured thereby, an action in tort lies
against the party whose failure to perform his duty caused the injury.
There is no doubt that it was the duty of defendant to make a full
and complete disclosure of the true facts in regard to its financial
relations with the defendants when it was served with the writ in
July, 1934. If, as alleged by plaintiff in the present case, it
failed to do so, and plaintiff, relying upon those representations,
was injured thereby, an action in tort for damages would lie against
it.
Moore v. Meyers, 31 Ariz. 347, 253 P. 626.
We think the allegations
of the complaint sufficiently set up facts which, if true, show
the duty of defendant, the failure to perform such duty, and the
damage thereby to plaintiff. Were this all that was disclosed by
the record, we would be compelled to hold that the court improperly
sustained the demurrer, and that defendant should have been required
to answer. But it is claimed by defendant, and the record bears
out its contention, that when the third garnishment was filed in
1937, plaintiff tendered an issue on it, showing clearly that at
that time he had knowledge of the very facts upon which his present
complaint is based, and *327 that he desired to have them litigated
in the tender of issue, and that they were so litigated and judgment
went against him on the issue.
[Regan v. First Nat. Bank, 55 Ariz.
320, 101 P.2d 214 (Ariz. 1940)]
Stewart v. Phoenix Nat.
Bank, 49 Ariz. 34, 64 P.2d 101 (Ariz. 1937)
It is the general rule of law that,
where a relation of
trust or confidence exists between two parties so that one of them
places peculiar reliance in the trustworthiness of another, the
latter is under a duty to make a full and truthful disclosure of
all material facts, and is liable for misrepresentation or concealment,
and that in such cases redress may be had for representations as
to future conduct, and not merely as to past facts.
26 C.J. 1158, and cases
cited. In other words, to use the homely western phrase, the party
in whom confidence is thus reposed must ‘lay his cards on the table.’
The doctrine of confidential relations has been applied to different
classes or relationship, husband and wife, parent and child, guardian
and ward, attorney and client, partnership, joint adventurers, and
perhaps many others, but, so far as we are aware, the question of
whether the relation of a bank to its clients falls within the category
has never been considered by the courts. It is, of court,
true that the relation between a bank and a simple depositor therein
is that of debtor and creditor, and ordinarily no confidential relation
arises out of such circumstances, but in the present case the claim
is that the relation between plaintiff and defendant was far beyond
that of a mere debtor and creditor. It is alleged, and for the purpose
of testing the sufficiency of the complaint we must assume it to
be true, that for some twenty-three years the plaintiff was not
only a customer of the bank, but its officers and directors had
been his financial advisers; that he had been told repeatedly of
their friendship for him and had *45 relied upon their advice; and
that by reason of such relations he believed they would take no
financial advantage of him.
[Stewart v. Phoenix Nat. Bank, 49
Ariz. 34, 64 P.2d 101 (Ariz. 1937)]
Universal Inv. Co. v. Sahara
Motor Inn, Inc., 127 Ariz. 213, 619 P.2d 485 (Ariz.App., 1980.)
Fraud will not be presumed and must
be proved by clear and convincing evidence.
Gardner v. Royal Development Co., 11 Ariz.App. 447, 465 P.2d 386
(1970). Concealing a material fact when there is a duty to disclose
may be actionable fraud.
National Housing Industries, Inc. v. E. L. Jones Development Co.,
118 Ariz. 374, 576 P.2d 1374 (App.1978). The evidence supports
findings that the seller failed to disclose violations of the city
code in the electrical system which were known to it prior to closing
and that violations were material under the circumstances, but the
questions remain whether the seller had a legal duty to disclose
the violations to the buyer or the *215 **487 buyer had a right
to rely on the seller's silence.
Though generally no duty to disclose
exists between a buyer and seller, certain circumstances may give
rise to such a duty. If there is a confidential relationship between
the parties and one reasonably relies on the trustworthiness of
the other, the duty arises.
Stewart v. Phoenix National Bank, 49 Ariz. 34, 64 P.2d 101 (1937).
This was an arm's length transaction. Consequently, no special relationship
existed that would give rise to a duty to disclose.
Klinger v. Hummel, 11 Ariz.App. 356, 464 P.2d 676 (1970).
[Universal Inv. Co. v. Sahara Motor
Inn, Inc., 127 Ariz. 213, 619 P.2d 485 (Ariz.App., 1980.)]
Portuondo v. Agard, 529 U.S. 61, 120 S.Ct. 1119 (2000)
Respondent's argument boils down
to a request that we extend to comments of the type the prosecutor
made here the rationale of
Griffin v. California, 380 U.S. 609, 85 S.Ct. 1229, 14 L.Ed.2d
106 (1965), which involved comments upon a defendant's refusal
to testify. In that case, the trial court instructed the jury that
it was free to take the defendant's failure to deny or explain facts
within his knowledge as tending to indicate the truth of the prosecution's
case. This Court held that such a comment, by “solemniz[ing] the
silence of the accused into evidence against him,” unconstitutionally
“cuts down on the privilege [against self-incrimination] by making
its assertion costly.”
Id., at 614, 85 S.Ct. 1229.
[1]
We decline to extend
Griffin to the present context. As an initial matter,
respondent's claims have no historical foundation, neither in 1791,
when the Bill of Rights was adopted, nor in 1868 when, according
to our jurisprudence, the Fourteenth Amendment extended the strictures
of the Fifth and Sixth Amendments to the States. The process by
which *66 criminal defendants were brought to justice in 1791 largely
obviated the need for comments of the type the prosecutor made here.
Defendants routinely were asked (and agreed) to provide a pretrial
statement to a justice of the peace detailing the events in dispute.
See Moglen, The Privilege in British North America: The Colonial
Period to the Fifth Amendment, in The Privilege Against Self-Incrimination
109, 112, 114 (R. Helmholz et al. eds.1997). If their story at trial-where
they typically spoke and conducted their defense personally, without
counsel, see J. Goebel & T. Naughton, Law Enforcement in Colonial
New York: A Study in Criminal Procedure (1664-1776), p. 574 (1944);
A. Scott, Criminal Law in Colonial Virginia 79 (1930)-differed from
their pretrial statement, the contradiction could be noted. See
Levy,
Origins of the Fifth Amendment and Its Critics, 19 Cardozo L.Rev.
821, 843 (1997). Moreover, what they said at trial was not considered
to be evidence, since they were disqualified from testifying under
oath. See 2 J. Wigmore, Evidence § 579 (3d ed.1940).
The pretrial statement did not begin
to fall into disuse until the 1830's, see Alschuler, A Peculiar
Privilege in Historical Perspective, in The Privilege Against Self-Incrimination,
supra, at 198, and the first State to make defendants competent
witnesses was Maine, in 1864, see 2 Wigmore, supra, § 579,
at 701. In response to these developments, some States attempted
to limit a defendant's opportunity to tailor his sworn testimony
by requiring him to testify prior to his own witnesses. See 3 J.
Wigmore, Evidence §§ 1841, 1869 (1904); Ky. Stat., ch. 45, § 1646
(1899); Tenn.Code Ann., ch. 4, § 5601 (1896). Although the majority
of States did not impose such a restriction, there is no evidence
to suggest they also took the affirmative step of forbidding comment
upon the defendant's opportunity to tailor his testimony. The dissent
faults us for “call[ing] up no instance of an 18th- or 19th-century
prosecutor's urging that a defendant's presence at trial facilitated
tailored testimony.” Post, *67 at 1133 (opinion of GINSBURG,
J.). We think the burden is rather upon respondent and the dissent,
who assert the unconstitutionality of the practice, to come **1124
up with a case in which such urging was held improper. They cannot
even produce one in which the practice was so much as challenged
until after our decision in
Griffin. See, e.g.,
State v. Cassidy, 236 Conn. 112, 126-127, 672 A.2d 899, 907-908
(1996);
People v. Buckey, 424 Mich. 1, 8-15, 378 N.W.2d 432, 436-439
(1985);
Jenkins v. United States, 374 A.2d 581, 583-584 (D.C.1977).
This absence cuts in favor of respondent (as the dissent asserts)
only if it is possible to believe that after reading
Griffin prosecutors suddenly realized that commenting
on a testifying defendant's unique ability to hear prior testimony
was a good idea. Evidently, prosecutors were making these
comments all along without objection;
Griffin simply sparked the notion that such commentary
might be problematic.
[2]
Lacking any historical support for the constitutional rights that
he asserts, respondent must rely entirely upon our opinion in
Griffin. That case is a poor analogue, however, for several
reasons. What we prohibited the prosecutor from urging the jury
to do in
Griffin was something the jury is not permitted to
do. The defendant's right to hold the prosecution to proving
its case without his assistance is not to be impaired by the jury's
counting the defendant's silence at trial against him-and upon request
the court must instruct the jury to that effect. See
Carter v. Kentucky, 450 U.S. 288, 101 S.Ct. 1112, 67 L.Ed.2d
241 (1981). It is reasonable enough to expect a jury to comply
with that instruction since, as we observed in
Griffin, the inference of guilt from silence is not always
“natural or irresistible.”
380 U.S., at 615, 85 S.Ct. 1229. A defendant might refuse to
testify simply out of fear that he will be made to look bad by clever
counsel, or fear “ ‘that his prior convictions will prejudice the
jury.’ ”
Ibid. (quoting
People v. Modesto, 62 Cal.2d 436, 453, 42 Cal.Rptr. 417,
398 P.2d 753, 763 (1965) (en banc)). By contrast, it is
natural and irresistible for a jury, in evaluating *68 the relative
credibility of a defendant who testifies last, to have in mind and
weigh in the balance the fact that he heard the testimony of all
those who preceded him. It is one thing (as
Griffin requires) for the jury to evaluate all the
other evidence in the case without giving any effect to the
defendant's refusal to testify; it is something else (and quite
impossible) for the jury to evaluate the credibility of the defendant's
testimony while blotting out from its mind the fact that before
giving the testimony the defendant had been sitting there listening
to the other witnesses. Thus, the principle respondent asks us to
adopt here differs from what we adopted in
Griffin in one or the other of the following respects:
It either prohibits inviting the jury to do what the jury is perfectly
entitled to do; or it requires the jury to do what is practically
impossible.FN1
FN1.
The dissent seeks to place us in the position of defending the
proposition that inferences that the jury is free to make are
inferences that the prosecutor must be free to invite. Post,
at 1134-1135. Of course we say no such thing. We simply say
(in the sentence to which this note is appended) that forbidding
invitation of a permissible inference is one of two alternative
respects in which this case is substantially different from
respondent's sole source of support,
Griffin. Similarly, the dissent seeks to place us
in the position of defending the proposition that it is more
natural to infer tailoring from presence than to infer guilt
from silence. Post, at 1133-1134. The quite different
point we do make is that inferring opportunity to tailor
from presence is inevitable, and prohibiting that inference
(while simultaneously asking the jury to evaluate the veracity
of the defendant's testimony) is demanding the impossible-producing
the other alternative respect in which this case differs from
Griffin.
The dissent seeks to rebut this point by asserting that in the
present case the prosecutorial comments went beyond pointing
out the opportunity to tailor and actually made an accusation
of tailoring. It would be worth inquiring into that subtle distinction
if the dissent proposed to permit the former while forbidding
the latter. It does not, of course; nor, as far as we know,
does any other authority. Drawing the line between pointing
out the availability of the inference and inviting the inference
would be neither useful nor practicable. Thus, under the second
alternative described above, the jury must be prohibited from
taking into account the opportunity of tailoring.
**1125 [3]
*69 Second,
Griffin prohibited comments that suggest a defendant's
silence is “evidence of guilt.”
380 U.S., at 615, 85 S.Ct. 1229 (emphasis added); see also
United States v. Robinson, 485 U.S. 25, 32, 108 S.Ct. 864,
99 L.Ed.2d 23 (1988) ( “ ‘Griffin
prohibits the judge and prosecutor from suggesting to the jury that
it may treat the defendant's silence as substantive evidence of
guilt’ ”) (quoting
Baxter v. Palmigiano, 425 U.S. 308, 319, 96 S.Ct. 1551, 47
L.Ed.2d 810 (1976))). The prosecutor's comments in this case,
by contrast, concerned respondent's credibility as a witness,
and were therefore in accord with our longstanding rule that when
a defendant takes the stand, “his credibility may be impeached and
his testimony assailed like that of any other witness.”
Brown v. United States, 356 U.S. 148, 154, 78 S.Ct. 622,
2 L.Ed.2d 589 (1958). “[W]hen [a defendant] assumes the role
of a witness, the rules that generally apply to other witnesses-rules
that serve the truth-seeking function of the trial-are generally
applicable to him as well.”
Perry v. Leeke, 488 U.S. 272, 282, 109 S.Ct. 594, 102 L.Ed.2d
624 (1989). See also
Reagan v. United States, 157 U.S. 301, 305, 15 S.Ct. 610,
39 L.Ed. 709 (1895).
Respondent points to our opinion
in
Geders v. United States, 425 U.S. 80, 87-91, 96 S.Ct. 1330,
47 L.Ed.2d 592 (1976), which held that the defendant must be
treated differently from other witnesses insofar as sequestration
orders are concerned, since sequestration for an extended period
of time denies the Sixth Amendment right to counsel. With respect
to issues of credibility, however, no such special treatment has
been accorded.
Jenkins v. Anderson, 447 U.S. 231, 100 S.Ct. 2124, 65 L.Ed.2d
86 (1980), illustrates the point. There the prosecutor in a
first-degree murder trial, during cross-examination and again in
closing argument, attempted to impeach the defendant's claim of
self-defense by suggesting that he would not have waited two weeks
to report the killing if that was what had occurred. In an argument
strikingly similar to the one presented here, the defendant in
Jenkins claimed that commenting on his prearrest silence
violated his Fifth Amendment privilege against self-incrimination
because “a person facing arrest will not remain silent if his failure
to speak later can be used to impeach *70 him.”
Id., at 236, 100 S.Ct. 2124. The Court noted that it
was not clear whether the Fifth Amendment protects prearrest silence,
id., at 236, n. 2, 100 S.Ct. 2124, but held that,
assuming it does, the prosecutor's comments were constitutionally
permissible. “[T]he Constitution does not forbid ‘every government-imposed
choice in the criminal process that has the effect of discouraging
the exercise of constitutional rights.’ ”
Id., at 236, 100 S.Ct. 2124 (quoting
Chaffin v. Stynchcombe, 412 U.S. 17, 30, 93 S.Ct. 1977, 36
L.Ed.2d 714 (1973)). Once a defendant takes the stand, he is
“ ‘subject to cross-examination impeaching his credibility just
like any other witness.’ ”
Jenkins, supra, at 235-236, 100 S.Ct. 2124 (quoting
Grunewald v. United States, 353 U.S. 391, 420, 77 S.Ct. 963,
1 L.Ed.2d 931 (1957)).
Indeed, in
Brooks v. Tennessee, 406 U.S. 605, 92 S.Ct. 1891, 32 L.Ed.2d
358 (1972), the Court suggested that arguing credibility to
the jury-which would include the prosecutor's comments here-is the
preferred means of counteracting tailoring of the defendant's testimony.
In that case, the Court found unconstitutional Tennessee's attempt
to defeat tailoring by requiring defendants to testify at the outset
of the defense or not at all. This requirement, it said, impermissibly
burdened the defendant's right to testify because it forced him
to decide whether to do so before he could determine that it was
in his best interest.
Id., at 610, 92 S.Ct. 1891. The Court expressed its awareness,
**1126 however, of the danger that tailoring presented. The antidote,
it said, was not Tennessee's heavy-handed rule, but the more nuanced
“adversary system[, which] reposes judgment of the credibility of
all witnesses in the jury.”
Id., at 611, 92 S.Ct. 1891. The adversary system surely
envisions-indeed, it requires-that the prosecutor be allowed to
bring to the jury's attention the danger that the Court was aware
of.
Respondent and the dissent also contend
that the prosecutor's comments were impermissible because they were
“generic” rather than based upon any specific indication of tailoring.
Such comment, the dissent claims, is unconstitutional because it
“does not serve to distinguish guilty defendants from innocent ones.”
Post, at 1129. But this Court has *71 approved of such “generic”
comment before. In
Reagan, for example, the trial court instructed the jury
that “[t]he deep personal interest which [the defendant] may have
in the result of the suit should be considered ... in weighing his
evidence and in determining how far or to what extent, if at all,
it is worthy of credit.”
157 U.S., at 304, 15 S.Ct. 610. The instruction did not rely
on any specific evidence of actual fabrication for its application;
nor did it, directly at least, delineate the guilty and the innocent.
Like the comments in this case, it simply set forth a consideration
the jury was to have in mind when assessing the defendant's credibility,
which, in turn, assisted it in determining the guilt of the
defendant. We deemed that instruction perfectly proper. Thus, that
the comments before us here did not, of their own force, demonstrate
the guilt of the defendant, or even distinguish among defendants,
does not render them infirm.FN2
FN2.
The dissent's stern disapproval of generic comment (it “tarnishes
the innocent no less than the guilty,” post, at 1129;
it suffers from an “incapacity to serve the individualized truth-finding
function of trials,” post, at 1131; so that “when a defendant's
exercise of a constitutional fair trial right is ‘insolubly
ambiguous' as between innocence and guilt, the prosecutor may
not urge the jury to construe the bare invocation of the right
against the defendant,” post, at 1130) hardly comports
with its praising the Court of Appeals for its “carefully restrained
and moderate position” in forbidding this monstrous practice
only on summation and allowing it during the rest of the trial,
ibid. The dissent would also allow a prosecutor to remark
at any time-even at summation-on the convenient “fit” between
specific elements of a defendant's testimony and the testimony
of others. Ibid. It is only a “general accusation of
tailoring” that is forbidden. Ibid. But if the dissent
believes that comments which “invite the jury to convict on
the basis of conduct as consistent with innocence as with guilt”
should be out of bounds, ibid.-or at least should be
out of bounds in summation-comments focusing on such “fit” must
similarly be forbidden. As the dissent acknowledges, “fit” is
as likely to result from the defendant's “sheer innocence” as
from anything else. Post, at 1134.
Finally, the Second Circuit held,
and the dissent contends, that the comments were impermissible here
because they were made, not during cross-examination, but at summation,
*72 leaving the defense no opportunity to reply.
117 F.3d, at 708, and n. 6. That this is not a constitutionally
significant distinction is demonstrated by our decision in
Reagan. There the challenged instruction came at the
end of the case, after the defense had rested, just as the prosecutor's
comments did here.FN3
FN3.
The dissent maintains that
Reagan v. United States, 157 U.S. 301, 15 S.Ct. 610,
39 L.Ed. 709 (1895), is inapposite to the question presented
in this case because it considered the effect of an interested-witness
instruction on a defendant's statutory right to testify,
rather than on his constitutional right to testify. See
id., at 304, 15 S.Ct. 610 (citing Act of Mar. 16,
1878, Ch. 37, 20 Stat. 30, as amended,
18 U.S.C. § 3481). That is a curious position for the dissent
to take.
Griffin-the case the dissent claims controls the
outcome here-relied almost exclusively on the very statute at
issue in
Reagan in defining the contours of the Fifth Amendment
right prohibiting comment on the failure to testify. After quoting
the Court's description, in an earlier case, of the reasons
for the statutory right, see
Wilson v. United States, 149 U.S. 60, 13 S.Ct. 765, 37
L.Ed. 650 (1893), the
Griffin Court said: “If the words ‘Fifth Amendment’
are substituted for ‘act’ and for ‘statute,’ the spirit of the
Self-Incrimination Clause is reflected.”
380 U.S., at 613-614, 85 S.Ct. 1229. It is eminently reasonable
to consider that a questionable manner of constitutional exegesis,
see
Mitchell v. United States, 526 U.S. 314, 336, 119 S.Ct.
1307, 143 L.Ed.2d 424 (1999) (SCALIA, J., dissenting); it
is not reasonable to make
Griffin the very centerpiece of one's case while
simultaneously denying that the statute construed in
Reagan (and
Griffin ) has anything to do with the meaning of
the Constitution. The interpretation of the statute in
Reagan is in fact a much more plausible indication
of constitutional understanding than the application of the
statute in
Griffin: The Constitution must have allowed what
Reagan said the statute permitted, because otherwise
the Court would have been interpreting the statute in a manner
that rendered it void.
Griffin, on the other hand, relied upon the much
shakier proposition that a practice which the statute prohibited
must be prohibited by the Constitution as well.
**1127 Our trial structure, which
requires the defense to close before the prosecution, regularly
forces the defense to predict what the prosecution will say. Indeed,
defense counsel in this case explained to the jury that it was his
job in “closing argument here to try and anticipate as best [he
could] some of the arguments that the prosecution [would] be making.”
App. 25-27. What
Reagan permitted-a generic *73 interested-witness instruction,
after the defense has closed-is in a long tradition that
continues to the present day. See, e.g.,
United States v. Jones, 587 F.2d 802 (C.A.5 1979);
United States v. Hill, 470 F.2d 361 (C.A.D.C.1972); 2
C. Wright, Federal Practice and Procedure § 501, and n. 1 (1982).
Indeed, the instruction was given in this very case. See Tr. 834
(“A defendant is of course an interested witness since he is interested
in the outcome of the trial. You may as jurors wish to keep such
interest in mind in determining the credibility and weight to be
given to the defendant's testimony”).FN4
There is absolutely nothing to support the dissent's contention
that for purposes of determining the validity of generic attacks
upon credibility “the distinction between cross-examination and
summation is critical,” post, at 1135.
FN4.
It is hard to understand how Justice STEVENS reconciles the
unquestionable propriety of the standard interested-witness
instruction with his conclusion that comment upon the opportunity
to tailor, although it is constitutional, “demean[s] [the adversary]
process” and “should be discouraged.” Post, at 1129 (opinion
concurring in judgment). Our decision, in any event, is addressed
to whether the comment is permissible as a constitutional matter,
and not to whether it is always desirable as a matter of sound
trial practice. The latter question, as well as the desirability
of putting prosecutorial comment into proper perspective by
judicial instruction, are best left to trial courts, and to
the appellate courts which routinely review their work.
In sum, we see no reason to depart
from the practice of treating testifying defendants the same as
other witnesses. A witness's ability to hear prior testimony and
to tailor his account accordingly, and the threat that ability presents
to the integrity of the trial, are no different when it is the defendant
doing the listening. Allowing comment upon the fact that a defendant's
presence in the courtroom provides him a unique opportunity to tailor
his testimony is appropriate-and indeed, given the inability to
sequester the defendant, sometimes essential-to the central function
of the trial, which is to discover the truth.
[Portuondo v. Agard, 529 U.S. 61, 120 S.Ct. 1119 (2000)]
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