Immunity-from
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I agree that Ms. Kalina performed essentially the same “function” in
the criminal process as the
police
officers in
Malley v. Briggs, 475 U.S. 335, 106 S.Ct. 1092, 89 L.Ed.2d
271 (1986), and so I join the opinion of the Court. I write
separately because it would be a
*132
shame if our opinions did not reflect the awareness that our
“functional” approach to
42 U.S.C. § 1983 immunity questions has produced some curious
inversions of the common law as it existed in 1871, when
§ 1983 was enacted. A conscientious prosecutor reading our cases
should now conclude that there is absolute immunity for the decision
to seek an arrest warrant after filing an information, but only
qualified immunity for testimony as a witness in support of that
warrant. The common-law rule was, in a sense, exactly opposite.
There was, of course, no such thing as absolute prosecutorial
immunity when
§ 1983 was enacted. (Indeed, as the Court points out, ante,
at 506, n. 11, there generally was no such thing as the modern
public prosecutor.) The common law recognized a “judicial” immunity,
which protected judges, jurors and grand jurors, members of courts-
martial, private arbitrators, and various assessors and
commissioners. That immunity was absolute, but it extended only to
individuals who were charged with resolving disputes between other
parties or authoritatively adjudicating private rights. When public
officials made discretionary policy decisions that did not involve
actual adjudication, they were protected by “quasi-judicial”
immunity, which could be defeated by a showing of malice, and hence
was more akin to what we now call “qualified,” rather than absolute,
immunity. I continue to believe that “prosecutorial functions, had
they existed in their modern form in 1871, would have been
considered quasi-judicial.”
Burns v. Reed, 500 U.S. 478, 500, 111 S.Ct. 1934, 1947, 114
L.Ed.2d 547 (1991) (SCALIA, J., concurring in judgment in part
and dissenting in part).
That conclusion accords with the common law's treatment of
private prosecutors, who once commonly performed the “function”
now delegated to public officials like petitioner. A private citizen
who initiated or procured**511
a criminal prosecution could (and can still) be sued for the tort of
malicious prosecution-but only if he acted maliciously and without
*133
probable cause, and the prosecution ultimately terminated in the
defendant's favor. Thus, although these private prosecutors
(sometimes called “complaining witnesses”), since they were not
public servants, were not entitled to quasi-judicial immunity, there
was a kind of qualified immunity built into the elements of the
tort.
The common law also recognized an absolute immunity for statements
made in the course of a judicial proceeding and relevant to the
matter being tried. That immunity protected both witnesses and
attorneys, and could not be defeated even by an allegation that the
statement was maliciously false. See, e.g., F. Hilliard, Law
of Torts 319 (1866). It was, however, an immunity only against
slander and libel actions.
At common law, therefore, Kalina would have been protected by
something resembling qualified immunity if she were sued for
malicious prosecution. The tortious act in such a case would have
been her decision to bring criminal charges against Fletcher, and
liability would attach only if Fletcher could prove that the
prosecution was malicious, without probable cause, and ultimately
unsuccessful. Kalina's
false
statements as a witness in support of the warrant application
would not have been an independent actionable tort (although they
might have been evidence of malice or initiation in the
malicious prosecution suit), because of the absolute privilege
protecting such testimony from suits for defamation.
The Court's long road to what is, superficially at least, the
opposite result in today's opinion, began with
Imbler v. Pachtman, 424 U.S. 409, 96 S.Ct. 984, 47 L.Ed.2d
128 (1976), which granted prosecutors absolute immunity for the
“function” of initiating a criminal prosecution. Then, in
Briscoe v. LaHue, 460 U.S. 325, 103 S.Ct. 1108, 75 L.Ed.2d 96
(1983), the Court extended a similar absolute immunity to the
“function” of serving as a witness. And in
Malley v. Briggs, supra, it recognized the additional
“functional category” of “complaining witness.” Since this category
was *134
entitled to only qualified immunity, the Court overturned a directed
verdict in favor of a police officer who had caused the plaintiff to
be arrested by presenting a judge with a complaint and an affidavit
supporting probable cause. The Court said:
“[C]omplaining witnesses were not absolutely immune at common law.
In 1871, the generally accepted rule was that one who procured the
issuance of an arrest warrant by submitting a complaint could be
held liable if the complaint was made maliciously and without
probable cause. Given malice and the lack of probable cause, the
complainant enjoyed no immunity.”
Id., at 340-341, 106 S.Ct., at 1095-1096.
That statement is correct, but it implies a distinction between
“witnesses” (absolutely immune) and “complaining witnesses” (at best
qualifiedly immune) which has little foundation in the common law of
1871. That law did not recognize two kinds of witness; it recognized
two different torts. “In this sense, then,
Malley 's discussion of complaining witnesses is a feint.
The Court was not awaking to a different type of witness ... so much
as recognizing a different cause of action-the action for malicious
prosecution.” Comment,
Police Witness Immunity Under § 1983, 56 U. Chi. L.Rev. 1433, 1454
(1989). By the time
Malley was decided, however, the Court's methodology
forced it to express its conclusion in terms of whether the
particular “function” at issue would have been entitled to immunity
at common law. See, e.g.,
Briscoe, supra, at 342, 103 S.Ct., at 1119 (“[Our] cases
clearly indicate that immunity analysis rests on functional
categories”). By inventing “a new functional category: the
complaining witness, who (in the Court's specially-tailored history)
was liable at common law and so is liable under
§ 1983,” Comment, supra, at 1454,
Malley moved the Court's immunity jurisprudence much
closer to the results the common law would have achieved.
*135
But no analytical approach based upon “functional analysis” can
faithfully replicate the common law, as is demonstrated in the
Court's opinion today. By describing the subset of actors in the
criminal process who are subject to suit as “complaining
witnesses,**512
” the Court implies that testifying is the critical event. But a
“complaining witness” could be sued for malicious prosecution
whether or not he ever provided factual testimony, so long as he had
a role in initiating or procuring the prosecution; in that sense,
the “witness” in “complaining witness” is misleading. As applied to
the
police
officers in
Malley, that confusion was more or less harmless. Here,
however,
Imbler and
Malley collide to produce a rule that stands the common
law on its head: Kalina is absolutely immune from any suit
challenging her decision to prosecute or seek an arrest warrant, but
can be sued if she changes “functional categories” by providing
personal testimony to the Court.
Imbler 's principle of absolute prosecutorial immunity,
and the “functional categories” approach to immunity questions
imposed by cases like
Briscoe, make faithful adherence to the common law
embodied in
§ 1983 very difficult. But both
Imbler and the “functional” approach are so deeply
embedded in our
§ 1983 jurisprudence that, for reasons of stare decisis,
I would not abandon them now. Given those concessions,
Malley 's distortion of the term “complaining witness”
may take us as close to the right answer as we are likely to get.
Because Kalina's conduct clearly places her in that functional
category, I agree with the Court that she is not entitled to
absolute immunity under our precedents.
[
BACKGROUND
ON OFFICIAL/QUALIFIED IMMUNITY
"Counsel
for the claimant, ...makes a very ingenious argument... That the maxim of
English constitutional law, that the king can do no wrong, is one which
the courts must apply to the government of the United States, and that
therefore there can be no tort committed by the government…..
It is not easy
to see how the first proposition can not have any place in our system of
government.
We have no king
to whom it can be applied. The President, in the exercise of the executive
functions, bears a nearer resemblance to the limited monarch of the
English government than any other branch of our government, and is the
only individual to whom it could possibly have any relation. It cannot
apply to him, because the Constitution admits that he may do wrong, and
has provided a means for his trial for wrongdoing,... by the proceeding of
impeachment.
It is to be
observed that the English maxim does not declare that the government, or
those who administer it, can do no wrong; for it is a part of the
principle itself that wrong may be done by the government power, for which
the ministry, for the time being, is held responsible; and the ministers
personally, like our President, may be impeached; or, if the wrong amounts
to a crime, they may be indicted and tried at law for the offense.
We do not
understand that either in reference to the government of the United
States, or to the several States, or of any of their officers, the English
maxim has an existence in this country.” Langford
v. U.S., 101 U.S. 341, 3423 (1879)
Why do IRS agents get away with so many violations of
due process with immunity? The
answer is that they are protected from prosecution by our federal courts
under the contemporary doctrine of “sovereign immunity”.
As you can tell by the quote above from the U.S. Supreme Court back in 1879, support for sovereign immunity was not always
endorsed by the courts. As
these courts have become corrupted over the years in the process of
expanding and upholding the income very tax that pays their salaries, the
corrupt black-robed lawyers in these courts have had to contradict
historical precedent by protecting especially those who enforce and
administer the income tax from personal liability for criminal wrongdoing
and lawlessness. Below is an
explanation of how agents of the government are insulated and protected
from legal liability for wrongdoing:
1.
According to one IRS revenue agent we spoke with IRS agents are
told by their management that they are not allowed to reveal their first
name, only their employee number. Without
the full name and identifying information about the employee, it is more
difficult to figure out who to serve with legal papers if you want to
prosecute individual agents.
2.
The IRS service bureaus for specific regions are usually located
outside of the jurisdiction of the state they serve.
For instance, Ogden Utah services large parts of California.
Why isn’t the service bureau for California inside of California? We would argue it is because that makes it much more
difficult to personally serve agents who have broken the law or to
prosecute them under the laws of your state, because they don’t live in
your state. Citizens who want
to sue IRS agents or criminally prosecute them have to go outside of their
state to serve the agent, which is much more difficult to coordinate,
costly, and expensive.
3.
The U.S. supreme Court has upheld the notion that persons acting as
agents for the U.S. government have at least a limited immunity from
prosecution because of illegal, unethical, or questionable acts they
commit while on duty. This is
called official immunity. As
we talked about in section 11.16
entitled “How the Federal Judiciary Stole the Right to Petition:
Judicial Arrogance and Bias Against the Right to Petition”, the
federal judiciary has also for all intents and purposes destroyed our
right to petition the government for redress of grievances and wrongs
committed either by agents working for the government or by the government
itself. One also cannot sue
the U.S. government without their consent, and this is called judicial
immunity or sovereign immunity. Why
would they give their consent if you sued them for wrongful taking of
federal income taxes? All of
these factors conspire to make it very difficult if not impossible for the
average sovereign Citizen of the several states to protect his/her
constitutional rights.
Below is a quote from the U.S. supreme Court on the
subject of the types of official immunity in the case of Nevada
v. Hicks, No. 99-1994 (U.S. 06/25/2001):
“The
doctrines of official immunity, see, e.g., Westfall v. Erwin, 484 U. S. 292, 296-300
(1988), and qualified immunity, see, e.g., Harlow v. Fitzgerald, 457 U. S.
800, 813-819 (1982), are designed to protect state and federal officials
from civil liability for conduct that was within the scope of their duties
or conduct that did not violate clearly established law. These doctrines
short circuit civil litigation for officials who meet these standards so
that these officials are not subjected to the costs of trial or the
burdens of discovery. 457 U. S., at 817-818. For example, the Federal
Employees Liability Reform and Tort Compensation Act of 1988, commonly
known as the Westfall Act, allows the United States to substitute itself
for a federal employee as defendant upon certifying that the employee was
acting within the scope of his duties. 28 U. S. C. §2679(d). Nevada law
contains analogous provisions. See Nev. Rev. Stat. §§41.032,
41.0335-41.0339 (1996 and Supp. 1999). The employee who successfully
claims official
immunity
therefore invokes the immunity of the sovereign. When a state or federal
official asserts qualified immunity, he claims that his actions were
reasonable in light of clearly established law. Anderson v. Creighton, 483
U. S. 635 (1987). In those cases, we allow that official to take an
immediate interlocutory appeal from an adverse ruling to ensure that the
civil proceedings do not continue if immunity should be granted. Mitchell
v. Forsyth, 472 U. S. 511, 524-530 (1985).”
[Nevada
v. Hicks, No. 99-1994] (U.S.
06/25/2001)
Below is a quote from the U.S. supreme Court on the
subject of official immunity in the case of “
Westfall Et Al. v. Erwin Et Ux.,484 U.S. 292 (1988):
“In Barr
v. Matteo, 360 U.S. 564 (1959), and Howard v. Lyons, 360 U.S. 593 (1959),
this Court held that the scope of absolute official immunity afforded
federal employees is a matter of federal law, "to be formulated by
the courts in the absence of legislative action by Congress." Id., at
597. The purpose of such official immunity is not to protect an erring
official, but to insulate the decisionmaking process from the harassment
of prospective litigation. The provision of immunity rests on the view
that the threat of liability will make federal officials unduly timid in
carrying out their official duties, and that effective government will be
promoted if officials are freed of the costs of vexatious and often
frivolous damages suits. See Barr v. Matteo, supra, at 571; Doe v.
McMillan, 412 U.S. 306, 319 (1973). This Court always has recognized,
however, that official immunity comes at a great cost. An injured party
with an otherwise meritorious tort claim is denied compensation simply
because he had the misfortune to be injured by a federal official.
Moreover, absolute immunity contravenes the basic tenet that individuals
be held accountable for their wrongful conduct. We therefore have held
that absolute immunity for federal officials is justified only when
"the contributions of immunity to effective government in particular
contexts outweigh the perhaps recurring harm to individual citizens."
Doe v. McMillan, supra, at 320.
And finally, below is a description of qualified
immunity from the u.S. supreme Court in the case of
Harlow Et Al. v. Fitzgerald, 457 U.S. 800 (1982)
“Government
officials whose special functions or constitutional status requires
complete protection from suits for damages -- including certain officials
of the Executive Branch, such as prosecutors and similar officials, see
Butz v. Economou, 438 U.S. 478, and the President, Nixon v. Fitzgerald,
ante, p. 731 -- are entitled to the defense of absolute immunity. However,
executive officials in general are usually entitled to only qualified or
good-faith immunity. The recognition of a qualified immunity defense for
high executives reflects an attempt to balance competing values: not only
the importance of a damages remedy to protect the rights of citizens, but
also the need to protect officials who are required to exercise discretion
and the related public interest in encouraging the vigorous exercise of
official authority. Scheuer v. Rhodes, 416 U.S. 232. Federal officials
seeking absolute immunity from personal liability for unconstitutional
conduct must bear the burden of showing that public policy requires an
exemption of that scope. Pp. 806-808.”
Ryan v. Bilby, 764 F.2d 1325 (9th Cir. 1985):
"...Judge, magistrates,
and prosecutor involved in taxpayer's prosecution for failure to file
returns were absolutely immune from taxpayer's subsequent civil suit
seeking damages against them."
"Prosecutor enjoys absolute
immunity from civil damages liability when he acts in quasi-judicial
capacity."
"Internal Revenue agents are
absolutely immune from civil damages liability to taxpayers alleging
common-law torts."
"Internal Revenue agents are
immune from liability for constitutional torts insofar as their conduct
does not violate clearly established statutory or constitutional rights of
which reasonable person would have known.""
NOTE: The
cite above uses the tricky word taxpayer, which we know means the person
they are referring to is "liable" for the tax in question. If he
is indeed liable for the tax, then of course it's reasonable to say that
everyone involved has absolute immunity. But if he was instead
referred to as an "American" or a "U.S. national",
then the case would be entirely different. NEVER, EVER, EVER either refer
to yourself as a "taxpayer" or allow others to use this word to
describe yourself, or your case will be doomed and your rights will be
violated.
Poindexter
v. Greenhow, 114 U.S. 270; 5 S.Ct. 903 (1885):
"A defendant
sued as a wrongdoer, who seeks to substitute the State in his place, or to
justify by the authority of the State, or to defend on the ground that the
State has adopted his act and exonerated him, cannot rest on the bare
assertion of his defense. He is bound to establish it. The
State is a political corporate body, can act only through agents, and can
command only by laws. It is necessary, therefore, for such a
defendant, in order to complete his defense, to produce a law of the State
which constitutes his commission as its agent, and a warrant for his
act. This the defendant in the present case undertook to do.
He relied on the Act of January 26, 1882, requiring him to collect taxes
in gold, silver, United States treasury notes, national bank currency, and
nothing else, and thus forbidding his receipt of coupons in lieu of
money. That it is true, is a legislative Act of the government of
Virginia, but it is not a law of the State of Virginia. The State
has passed no such law, for it cannot; and what it cannot do, it
certainly, in contemplation of law, has not done. The Constitution
of the United States and its own contract, both irrepealably by any act on
its part, are the law of Virginia; and that law made it the duty of the
defendant to receive the coupons tendered in payment of taxes, and
declared every step to enforce the tax, thereafter taken, to be without
warrant of law, and therefore a wrong. He stands then, stripped of
his official character, and confessing a personal violation of the
plaintiff's rights, for which he must personally answer, he is without
defense."
[***]
"In the discussion of
such questions the distinction between the government of a State and the
State itself is important and should be observed. In common speech
and common apprehension they are usually regarded as identical; and as
ordinarily the acts of the government are the acts of the State, because
within the limits of its delegation of power, the government of the State
is generally confounded with the State itself, and often the former is
meant when the latter is mentioned. The State itself is an ideal
person, intangible, invisible, immutable. The government is an
agent, and, within the sphere of the agency, a perfect representative; but
outside of that it is a lawless usurpation. The Constitution of the
State is the limit of the authority of its government, and both government
and State are subject to the supremacy of the Constitution of the United
States and of the laws made in pursuance thereof. So that, while it
is true in respect to the government of a State, as was said in Langford
v. U.S., 101 U.S. 341 [Bk. 25, L.Ed. 1010], that the maxim that the
King can do no wrong has no place in our system of government; yet it is
also true, in respect to the State itself, that whatever wrong is
attempted in its name is imputable to its government and not to the State,
for, as it can speak and act only by law, whatever it does say and do must
be lawful. That which therefore is unlawful because made so by the
supreme law, the Constitution of the United States, is not the word or
deed of the State, but is the mere wrong and trespass of those individual
persons who falsely spread and act in its name."
"This
distinction is essential to the idea of constitutional government. To deny
it or blot it out obliterates the line of demarcation that separates
constitutional government from absolutism, free self- government based on
the sovereignty of the people from that despotism, whether of the one or
the many, which enables the agent of the state to declare and decree that
he is the state; to say 'L'Etat, c'est moi.' Of what avail are written
constitutions, whose bills of right, for the security of individual
liberty, have been written too often with the blood of martyrs shed upon
the battle-field and the scaffold, if their limitations and restraints
upon power may be overpassed with impunity by the very agencies created
and appointed to guard, defend, and enforce them; and that, too, with the
sacred authority of law, not only compelling obedience, but entitled to
respect? And how else can these principles of individual liberty and right
be maintained, if, when violated, the judicial tribunals are forbidden to
visit penalties upon individual offenders, who are the instruments of
wrong, whenever they interpose the shield of the state? The
doctrine is not to be tolerated. The whole frame and scheme of the
political institutions of this country, state and federal, protest against
it. Their continued existence is not compatible with it. It is the
doctrine of absolutism, pure, simple, and naked, and of communism which is
its twin, the double progeny of the same evil birth."
Berends v. Butz, 357 F.Supp. 143 (1973):
"The doctrine of
sovereign immunity, raised by defendants, is inapplicable since
plaintiff's content that the defendants' action were beyond the scope of
their authority or they were acting unconstitutionally."
An
officer conducting a search is entitled to qualified immunity if “a
reasonable officer could have believed” that the search was lawful “in
light of clearly established law and the information the searching
officers possessed.”
Anderson v. Creighton, 483 U.S. 635, 641, 107 S.Ct. 3034, 97
L.Ed.2d 523 (1987). As the Court notes, this is the same objective
reasonableness standard applied under the “ ‘good faith’ ” exception to
the exclusionary rule. See ante, at 1294, n. 8 (citing
Malley v. Briggs, 475 U.S. 335, 344, 106 S.Ct. 1092, 89 L.Ed.2d
271 (1986)). The central question is whether someone in the
officer's position could reasonably but mistakenly conclude that his
conduct complied with the Fourth Amendment.
Creighton, supra, at 641, 107 S.Ct. 3034. See also
Saucier v. Katz, 533 U.S. 194, 206, 121 S.Ct. 2151, 150 L.Ed.2d
272 (2001);
Hunter v. Bryant, 502 U.S. 224, 227, 112 S.Ct. 534, 116 L.Ed.2d
589 (1991) (per curiam).
An officer might reach such a mistaken conclusion for several reasons.
He may be unaware of existing law and how it should be applied. See,
e.g.,
Saucier, supra. Alternatively,*567
he may misunderstand important facts about the search and assess the
legality of his conduct based on that misunderstanding. See, e.g.,
Arizona v. Evans, 514 U.S. 1, 115 S.Ct. 1185, 131 L.Ed.2d 34
(1995). Finally, an officer may misunderstand elements of both the
facts and the law. See, e.g.,
Creighton, supra. Our qualified immunity doctrine applies
regardless of whether the officer's error is a mistake of law, a mistake
of fact, or a mistake based on mixed questions of law and fact.
Butz v. Economou, 438 U.S. 478, 507, 98 S.Ct. 2894, 57 L.Ed.2d
895 (1978) (noting that qualified immunity covers “mere mistakes in
judgment, whether the mistake is one of fact or one of law”).
The present case involves a straightforward mistake of fact. Although
the Court does not acknowledge it directly, it is obvious from the
record below that the officer simply made a clerical error when he
filled out the proposed warrant and offered it to the Magistrate Judge.
The officer used the proper description of the property to be seized
when he completed the affidavit. He also used the proper description in
the accompanying application. When he typed up the description a third
time for the proposed warrant, however, the officer accidentally entered
a description of the place to be searched in the part of the warrant
form that called for a description of the property to be seized. No one
noticed the error before the search was executed. Although the record is
not entirely**1296
clear on this point, the mistake apparently remained undiscovered until
the day after the search when respondents' attorney reviewed the warrant
for defects. The officer, being unaware of his mistake, did not rely on
it in any way. It is uncontested that the officer trained the search
team and executed the warrant based on his mistaken belief that the
warrant contained the proper description of the items to be seized.
The question is whether the officer's mistaken belief that the warrant
contained the proper language was a reasonable belief. In my view, it
was. A law enforcement officer charged with leading a team to execute a
search warrant for
*568
illegal weapons must fulfill a number of serious responsibilities.
The
officer must establish probable cause to believe the crime has been
committed and that evidence is likely to be found at the place to be
searched; must articulate specific items that can be seized, and a
specific place to be searched; must obtain the warrant from a magistrate
judge; and must instruct a search team to execute the warrant within the
time allowed by the warrant. The officer must also oversee the execution
of the warrant in a way that protects officer safety, directs a thorough
and professional search for the evidence, and avoids unnecessary
destruction of property. These difficult and important tasks demand the
officer's full attention in the heat of an ongoing and often dangerous
criminal investigation.
An officer who complies fully with all of these duties can be excused
for not being aware that he had made a clerical error in the course of
filling out the proposed warrant. See
Maryland v. Garrison, 480 U.S. 79, 87, 107 S.Ct. 1013, 94 L.Ed.2d
72 (1987) (recognizing “the need to allow some latitude for honest
mistakes that are made by officers in the dangerous and difficult
process of making arrests and executing search warrants”). An officer
who drafts an affidavit, types up an application and proposed warrant,
and then obtains a judge's approval naturally assumes that he has filled
out the warrant form correctly. Even if the officer checks over the
warrant, he may very well miss a mistake. We all tend toward
myopia when looking for our own errors. Every lawyer and every judge
can recite examples of documents that they wrote, checked, and
double-checked, but that still contained glaring errors. Law enforcement
officers are no different. It would be better if the officer recognizes
the error, of course. It would be better still if he does not make the
mistake in the first place. In the context of an otherwise proper
search, however, an officer's failure to recognize his clerical error on
a warrant form can be a reasonable mistake.
*569 The
Court reaches a different result by construing the officer's error as a
mistake of law rather than a mistake of fact. According to the Court,
the officer should not receive qualified immunity because “no reasonable
officer could believe that a warrant that plainly did not comply with
[the particularity] requirement was valid.” Ante, at 1293. The
majority is surely right that a reasonable officer must know that a
defective warrant is invalid. This much is obvious, if not tautological.
It is also irrelevant, for the essential question here is whether a
reasonable officer in petitioner's position would necessarily know that
the warrant had a clerical error in the first place. The issue in this
case is whether an officer can reasonably fail to recognize a clerical
error, not whether an officer who recognizes a clerical error can
reasonably conclude that a defective warrant is legally valid.
The Court gives little attention to this important and difficult
question. It receives**1297
only two sentences at the very end of the Court's opinion. In the first
sentence, the Court quotes dictum from
United States v. Leon, 468 U.S. 897, 923, 104 S.Ct. 3405 (1984),
to the effect that “ ‘a warrant may be so facially deficient- i.e.,
in failing to particularize the place to be searched or the things to be
seized-that the executing officers cannot reasonably presume it to be
valid.’ ” Ante, at 1294. In the second sentence, the Court
informs us without explanation that “[t]his is such a case.” Ante,
at 1294. This reasoning is not convincing.
To understand the passage from
Leon that the Court relies upon, it helps to recognize that
most challenges to defective search warrants arise when officers rely on
the defect and conduct a search that should not have occurred. The
target of the improper search then brings a civil action challenging the
improper search, or, if charges have been filed, moves to suppress the
fruits of the search. The inquiry in both instances is whether the
officers' reliance on the defect was reasonable. See, e.g.,
Garrison, supra (apartment wrongly searched because the
searching officers did not realize that
*570
there were two apartments on the third floor and obtained a warrant to
search the entire floor);
Arizona v. Evans, 514 U.S. 1, 115 S.Ct. 1185, 131 L.Ed.2d 34
(1995) (person wrongly arrested and searched because a court
employee's clerical error led officer to believe a warrant existed for
person's arrest);
McCleary v. Navarro, 504 U.S. 966, 112 S.Ct. 2324, 119 L.Ed.2d
243 (1992) (White, J., dissenting from denial of certiorari) (house
wrongly searched because informant told officers the suspect lived in
the second house on the right, but the suspect lived in the third house
on the right).
The language the Court quotes from
Leon comes from a discussion of when “an officer [who] has
obtained a [defective] warrant and abided by its terms” has acted
reasonably.
468 U.S., at 922, 104 S.Ct. 3430. The discussion notes that there
are some cases in which “no reasonably well trained officer should rely
on the warrant.”
Id., at 923, 104 S.Ct. 3430. The passage also includes
several examples, among them the one that the Court relies on in this
case: “[D]epending on the circumstances of the particular case, a
warrant may be so facially deficient- i.e., in failing to
particularize the place to be searched or the things to be seized-that
the executing officers cannot reasonably presume it to be valid.”
Ibid.
The Court interprets this language to mean that a clerical mistake can
be so obvious that an officer who fails to recognize the mistake should
not receive qualified immunity. Read in context, however, the quoted
language is addressed to a quite different issue. The most natural
interpretation of the language is that a clerical mistake can be so
obvious that the officer cannot reasonably rely on the mistake in the
course of executing the warrant. In other words, a defect can be so
clear that an officer cannot reasonably “abid[e] by its terms” and
execute the warrant as written.
Id., at 922.
We confront no such issue here, of course. No one suggests that the
officer reasonably could have relied on the defective language in the
warrant. This is a case about an officer being unaware of a clerical
error, not a case about an officer relying on one. The respondents do
not make the
*571 usual claim that they were injured by a defect that led to
an improper search. Rather, they make an unusual claim that they were
injured simply because the warrant form did not contain the correct
description of the property to be seized, even though no property was
seized. The language from
Leon is not on point.
**1298
Our Court has stressed that “the purpose of encouraging recourse to the
warrant procedure” can be served best by rejecting overly technical
standards when courts review warrants.
Illinois v. Gates, 462 U.S. 213, 237, 103 S.Ct. 2317, 76 L.Ed.2d
527 (1983). We have also stressed that qualified immunity “provides
ample protection to all but the plainly incompetent or those who
knowingly
violate the
law.”
Malley, 475 U.S., at 341, 106 S.Ct. 1092. The Court's opinion
is inconsistent with these principles. Its analysis requires our
Nation's
police
officers
to concentrate more on the correctness of paper forms than substantive
rights. The Court's new “duty to ensure that the warrant conforms to
constitutional requirements” sounds laudable, ante, at 1293, n.
6, but would be more at home in a regime of strict liability than within
the “ample room for mistaken judgments” that our qualified immunity
jurisprudence traditionally provides,
Malley, supra, at 343, 106 S.Ct. 1092.
For these reasons, I dissent.
U.S. Department of Agriculture, 815 F.2d. 369,
ACLU Foundation v. Barr, 952 F.2d. 457, 293 U.S. App. DC 101, (CA DC
1991).
"When lawsuits are brought against federal officials, they must
be brought against them in their "individual" capacity not their
official capacity. When federal officials perpetrate constitutional
torts, they do so ultra vires (beyond the powers) and lose the
shield of immunity."
[Williamson v. U.S. Department of Agriculture, 815 F.2d. 369, ACLU
Foundation v. Barr, 952 F.2d. 457, 293 U.S. App. DC 101, (CA DC
1991)]
Gallegos v. Haggerty, N.D. of New York, 689 F. Supp. 93 (1988)
"Personal involvement in deprivation of constitutional rights is
prerequisite to award of damages, but defendant may be personally
involved in constitutional deprivation by direct participation,
failure to remedy wrongs after learning about it, creation of a
policy or custom under which unconstitutional practices occur or
gross negligence in managing subordinates who cause violation."
[Gallegos v. Haggerty, N.D. of New York, 689 F. Supp. 93 (1988)]
Jeffers
v. Gomez, 9th Circuit, Case # 99-15867:
[1] Government officials
enjoy qualified immunity from civil damages unless their conduct violates
"clearly established statutory or constitutional rights of which a
reasonable person would have known." Harlow v. Fitzgerald, 457 U.S.
800, 818 (1982); see also Behrens, 516 U.S. at 306 (describing Harlow's
standard as one of "objective legal reasonableness"). "A
public official is not entitled to qualified immunity when the contours of
the allegedly violated right were sufficiently clear that a reasonable
official would understand that what he [was] doing violate[d] that
right." Osolinski v. Kane, 92 F.3d 934, 936 (9th Cir. 1996)
(alterations in original) (citation and internal quotations omitted).
Determining whether a public official is entitled to qualified immunity
"requires a two-part inquiry:
(1) Was the law governing the
state official's conduct clearly established?
(2) Under that law could a
reasonable state official have believed his conduct was lawful?"
Browning v. Vernon, 44 F.3d 818, 822 (9th Cir. 1995) (citing Act
Up!/Portland v. Bagley, 988 F.2d 868, 871-72 (9th Cir. 1993)).
This standard " `gives
ample room for mistaken judgments' by protecting `all but the plainly
incompetent or those who knowingly violate the law.' " Hunter v.
Bryant, 502 U.S. 224, 229 (1991) (per curiam) (quoting Malley v. Briggs,
475 U.S. 335, 343 (1986)).
U.S. Attorney Manual, Title 4, Civil Resource Manual: 33 Immunity of
Government Officers Sued as Individuals for Official Acts
33 Immunity of Government Officers Sued as Individuals for
Official Acts
The general rule at common law was that in order for a government
official to be protected by absolute immunity for common law torts, not
only did the official have to be acting within the outer perimeter of
his/her official duties, but the conduct at issue also had to be
discretionary in nature. Westfall v. Irwin, 484 U.S. 292, 297-298
(1988). In enacting the Federal Employees Liability Reform and Tort
Compensation Act of 1988 (FELRTCA), Congress abrogated this common law
rule and extended absolute immunity for common law torts to all federal
employees regardless of whether the conduct at issue was discretionary.
See United States v. Smith, 499 U.S. 160 (1991). FELRTCA confers such
immunity by making the Federal Tort Claims Act the exclusive remedy for
all common law torts committed by federal employees while acting within
the scope of their office or employment. 28 U.S.C. § 2679(b)(1).
However, the immunity conferred by FELRTCA does not extend or apply to
suits against federal employees for violation of the Constitution or
federal statutes. Thus, government officials sued for constitutional
torts continue to be protected only by qualified immunity. 28 U.S.C. §
2679(b)(2). See Harlow v. Fitzgerald, 457 U.S. 800, 807 (1982); Butz v.
Economou, 438 U.S. 478 (1978). Where applicable, qualified immunity
protects an official from trial and the burdens of litigation. See
Mitchell v. Forsyth, 472 U.S. 511, 526 (1985).
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