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Black's Law Dictionary, Sixth Edition, p. 1365:
"Separation of powers.
The governments of the states and the United States are divided into three
departments or branches: the legislative, which is empowered to make laws,
the executive which is required to carry out the laws, and the judicial
which is charged with interpreting the laws and adjudicating disputes under
the laws. Under this constitutional doctrine of "separation of
powers," one branch is not permitted to encroach on the domain or
exercise the powers of another branch. See U.S. Constitution,
Articles I-III. See also Power (Constitutional Powers)."
Government
Conspiracy to Destroy the Separation of Powers (OFFSITE LINK)-
SEDM
Separation
of Powers Article (from Great
IRS Hoax, section 4.3.4, ver. 3.22)
Thomas
Jefferson on the Requirement for Separation of Powers
Great
IRS Hoax, section 4.3.4, ver. 3.22:
The foundation
of our republican form of government is the notion of "separation of
powers". In the legal field, this is called
"the separation of powers doctrine". The U.S. Supreme Court
confirmed the purpose of the separation of powers doctrine in the case of U.S.
v. Lopez; 514
U.S. 549 (1995): :
We
start with first principles. The Constitution creates a Federal Government
of enumerated powers. See U.S. Const.,
Art. I, 8. As James Madison wrote, "[t]he powers delegated by the
proposed Constitution to the federal government
are few and defined. Those which are to remain in the State governments
are numerous and indefinite." The Federalist No. 45, pp. 292-293 (C.
Rossiter ed. 1961). This
constitutionally mandated
division of authority "was adopted by the Framers to
ensure protection of our fundamental liberties." Gregory v. Ashcroft,
501 U.S. 452, 458 (1991)
(internal quotation marks omitted). "Just as the separation and
independence of the
coordinate branches of the Federal Government serves to prevent the
accumulation of excessive power in any
one branch, a healthy balance of power between the States and the Federal
Government will reduce the risk
of tyranny and abuse from either front."
Ibid.
The founders
believed that men were inherently corrupt. They believed that where power
concentrates, so does tyranny. To
prevent tyranny, they separated our government in two distinct ways:
1.
State v. Federal separation.
2.
Separation of powers within the
above two distinct governments:
2.1.
Executive
2.2.
Legislative
2.3.
Judicial
They
put the states in competition with each other for citizens and commerce,
so that when one state became two oppressive by having taxes that were too
high or too many laws, people would move to a better state where they had
more freedom and lower taxes. This
would ensure that the states that were most oppressive would have the
fewest citizens and the worst economy.
They also put the federal government in charge of foreign commerce only,
so that the only way it could increase its revenues was to promote, not
discourage or restrict, commerce with foreign nations. If the taxes on
foreign commerce were too high, people would
simply buy more domestic goods and the federal government would shrink.
It was naturally self-balancing.
The founders
also put branches within each government in competition with each other:
Executive, Legislative, and Judicial.
They ensured that each branch had distinct functions that could not
be delegated to another branch of
government. Each branch would then jealously guard its power and
jurisdiction to ensure that it was not invaded or undermined by the other
branch. This ensured that there would always be a balance of powers so
that the system was self-regulating and the balance of powers would be
maintained.
Thomas
Jefferson, one of our most important founding fathers, confirmed the
purpose of the separation of powers between state
and federal governments. He confirmed that the purpose of the federal
government was to regulate commerce and interaction with foreign
countries and that it never had
the authority or jurisdiction to invade within
states, either through legislation
or through police powers:
"The extent
of our country was so great, and its former division into distinct States
so established, that we
thought it better to
confederate [U.S. government] as to foreign affairs only. Every State retained its
self- government
in domestic matters, as better qualified to direct them to the good and
satisfaction of their citizens, than a general government so distant from
its remoter citizens and so little familiar with the local
peculiarities of the different
parts."
--Thomas Jefferson to A. Coray, 1823. ME 15:483
"I
believe the States can best govern our home concerns, and the
General Government our foreign ones."
-- Thomas
Jefferson to William Johnson, 1823. ME 15:450
"My
general plan [for the federal government] would be, to make the States one
as to everything connected with
foreign nations,
and several as to everything purely domestic." --Thomas Jefferson to
Edward Carrington, 1787. ME 6:227
"Distinct
States, amalgamated into one as to their foreign concerns, but single and
independent as to their internal
administration,
regularly organized with a legislature and governor resting on the choice
of the people and enlightened by a free press, can never be so fascinated
by the arts of one man as to submit voluntarily to his usurpation. Nor
can they be constrained to it by any force he can possess. While that may
paralyze the single State in which it happens to be encamped, [the]
others, spread over a country of two thousand miles diameter, rise
up on every side, ready organized for deliberation by a constitutional
legislature and for action by their governor,
constitutionally the commander of the militia of the State, that is to
say, of every man in it able to bear arms." --Thomas Jefferson to A.
L. C. Destutt de Tracy, 1811. ME 13:19
You can read the
above quotes from Thomas Jefferson on our website at:
http://famguardian.org/Subjects/Politics/ThomasJefferson/jeff1050.htm
The
interesting thing to note about the above quotes from Jefferson, is that
our system of federal taxation is entirely consistent with the above
statements. For instance, Article 1, Section 8, Clause 3 of the U.S.
Constitution limits federal taxation powers to commerce with foreign
nations and between, but not within, states. 26 CFR § 1.861-8(f) also
reveals that the only specific sources
of "gross income" that are taxable under Subtitle A of the
Internal Revenue Code are those associated with Domestic International
Sales Corporations (DISC) and Foreign Sales Corporations (FSCs), both of
whom are involved in commerce with foreign countries only.
Those federal
politicians, legislators, and judges intent on becoming tyrants or
expanding their power must break down the separation
of powers established by the founders above if they want to concentrate
power or take away powers from the states. They have done this over the
years mainly by the following means, which we devote nearly the entirety
of this book to exposing and
explaining:
1.
Confusing the definitions of words to make the separation of powers
between state and federal unclear. For instance:
1.1.
Confusing the definitions of "state" and
"State".
1.2.
Confusing the definition of "United States"
1.3.
Not defining the word "foreign" in the Internal Revenue
Code
2.
Obfuscating the distinctions between "U.S. citizen" and
"U.S. national" status. "U.S. citizens" were born in
the federal United States while
"U.S. nationals" were born in states of the Union.
3.
Refusing to acknowledge or recognize the limits of federal jurisdiction
within federal courtrooms.
4.
Suppressing any evidence or debate in courtrooms on the nature of
separation of powers.
5.
Using the proceeds of extorted or illegally-collected federal income tax
revenues to break down the separation of powers
between states and the federal government. For instance, depriving states
of federal revenues who do not do what the federal government wants them
to do. This is called "privilege-induced slavery". We explain
later in section 6.1 that this kind of artifice has been thoroughly
exploited to create a de facto government that is completely at odds with
the de jure separation of powers required by our Constitution.
6.
Discrediting and slandering legal professionals who bring attention to the
separation of powers between state and federal jurisdiction by calling
them "frivolous" or "incompetent" and/or pulling their
license to practice law. The framing of Congressman Traficant and
Congressman George Hansen are examples of this kind of political
persecution by abusing the legal
system as a tool of persecution.
7.
Paying people in the legal publishing business to obfuscate the
definitions of words. We show later in section 6.8 several instances of
such corruption.
8.
Making the laws found in the U.S. Code so confusing that the average
American can’t rely on his own understanding of them to know what the
law requires. Instead, he must compelled to rely on a high-paid expert,
such as a judge or lawyer, both of whom have a conflict of interest in
expanding their power, to say what the law really requires. This transforms
our society from a "society of laws and not men" into a
"society of men".
New York v. United States, 505 U.S. 144, 112 S.Ct. 2408, 120 L.Ed.2d 120
(1992):
The United States proposes three alternative views of the
constitutional line separating state and federal authority. While
each view concedes that Congress generally may not compel state
governments to regulate pursuant to federal direction, each purports
to find a limited domain in which such coercion is permitted by the
Constitution.
First, the United States argues that the Constitution's
prohibition of congressional directives to state governments can be
overcome where the federal interest is sufficiently important to
justify state submission. This argument contains a kernel of truth:
in determining whether the Tenth Amendment limits the ability of
Congress to subject state governments to generally applicable laws,
the Court has, in some cases, stated that it will evaluate the
strength of federal interests in light of the degree to which such
laws would prevent the State from functioning as a sovereign; that
is, the extent to which such generally applicable laws would impede
a state government's responsibility to represent and be accountable
to the citizens of the State. See, e.g., EEOC v.
[505 U.S. 144, 178]
Wyoming,
460 U.S., at 242 , n. 17; Transportation Union v. Long Island R.
Co.,
455 U.S., at 684 , n. 9; National League of Cities v. Usery,
426 U.S., at 853 . The Court has more recently departed from
this approach. See, e.g., South Carolina v. Baker,
485 U.S., at 512 -513; Garcia v. San Antonio Metropolitan
Transit Authority,
469 U.S., at 556 -557. But whether or not a particularly strong
federal interest enables Congress to bring state governments within
the orbit of generally applicable federal regulation, no Member of
the Court has ever suggested that such a federal interest would
enable Congress to command a state government to enact state
regulation. No matter how powerful the federal interest involved,
the Constitution simply does not give Congress the authority to
require the States to regulate. The Constitution instead gives
Congress the authority to regulate matters directly, and to pre-empt
contrary state regulation. Where a federal interest is sufficiently
strong to cause Congress to legislate, it must do so directly; it
may not conscript state governments as its agents.
Second, the United States argues that the Constitution does, in
some circumstances, permit federal directives to state governments.
Various cases are cited for this proposition, but none support it.
Some of these cases discuss the well established power of Congress
to pass laws enforceable in state courts. See Testa v. Katt,
330 U.S. 386 (1947); Palmore v. United States,
411 U.S. 389, 402 (1973); see also Second Employers' Liability
Cases,
223 U.S. 1, 57 (1912); Claflin v. Houseman,
93 U.S. 130, 136 -137 (1876). These cases involve no more than
an application of the Supremacy Clause's provision that federal law
"shall be the supreme Law of the Land," enforceable in every State.
More to the point, all involve congressional regulation of
individuals, not congressional requirements that States regulate.
Federal statutes enforceable in state courts do, in a sense, direct
state judges to enforce them, but this sort of federal "direction"
of state judges is mandated by the text of the Supremacy
[505 U.S. 144, 179]
Clause. No comparable constitutional provision
authorizes Congress to command state legislatures to legislate.
Additional cases cited by the United States discuss the power of
federal courts to order state officials to comply with federal law.
See Puerto Rico v. Branstad,
483 U.S. 219, 228 (1987); Washington v. Washington State
Commercial Passenger Fishing Vessel Assn.,
443 U.S. 658, 695 (1979); Illinois v. City of Milwaukee,
406 U.S. 91, 106 -108 (1972); see also Cooper v. Aaron,
358 U.S. 1, 18 -19 (1958); Brown v. Board of Education,
349 U.S. 294, 300 (1955); Ex parte Young,
209 U.S. 123, 155 -156 (1908). Again, however, the text of the
Constitution plainly confers this authority on the federal courts,
the "judicial Power" of which "shall extend to all Cases, in Law and
Equity, arising under this Constitution, [and] the Laws of the
United States . . .; [and] to Controversies between two or more
States; [and] between a State and Citizens of another State." U.S.
Const., Art. III, 2. The Constitution contains no analogous grant of
authority to Congress. Moreover, the Supremacy Clause makes federal
law paramount over the contrary positions of state officials; the
power of federal courts to enforce federal law thus presupposes some
authority to order state officials to comply. See Puerto Rico v.
Branstad, supra, at 227-228 (overruling Kentucky v. Dennison, 24
How. 66 (1861)).
In sum, the cases relied upon by the United States hold only that
federal law is enforceable in state courts, and that federal courts
may, in proper circumstances, order state officials to comply with
federal law, propositions that by no means imply any authority on
the part of Congress to mandate state regulation.
Third, the United States, supported by the three sited regional
compacts as amici, argues that the Constitution envisions a role for
Congress as an arbiter of interstate disputes. The United States
observes that federal courts, and this Court in particular, have
frequently resolved conflicts among States. See, e.g., Arkansas v.
Oklahoma,
503 U.S. 91 [505
U.S. 144, 180] (1992); Wyoming v. Oklahoma,
502 U.S. 437 (1992). Many of these disputes have involved the
allocation of shared resources among the States, a category perhaps
broad enough to encompass the allocation of scarce disposal space
for radioactive waste. See, e.g., Colorado v. New Mexico,
459 U.S. 176 (1982); Arizona v. California,
373 U.S. 546 (1963). The United States suggests that, if the
Court may resolve such interstate disputes, Congress can surely do
the same under the Commerce Clause. The regional compacts support
this argument with a series of quotations from The Federalist and
other contemporaneous documents, which the compacts contend
demonstrate that the Framers established a strong National
Legislature for the purpose of resolving trade disputes among the
States. Brief for Rocky Mountain Low-Level Radioactive Waste Compact
et al. as Amici Curiae 17, and n. 16.
While the Framers no doubt endowed Congress with the power to
regulate interstate commerce in order to avoid further instances of
the interstate trade disputes that were common under the Articles of
Confederation, the Framers did not intend that Congress should
exercise that power through the mechanism of mandating state
regulation. The Constitution established Congress as "a
superintending authority over the reciprocal trade" among the
States, The Federalist No. 42, p. 268 (C. Rossiter ed. 1961), by
empowering Congress to regulate that trade directly, not by
authorizing Congress to issue trade-related orders to state
governments. As Madison and Hamilton explained, "a sovereignty over
sovereigns, a government over governments, a legislation for
communities, as contradistinguished from individuals, as it is a
solecism in theory, so in practice it is subversive of the order and
ends of civil polity." Id., No. 20, at 138.
B
The sited state respondents focus their attention on the process
by which the Act was formulated. They correctly
[505 U.S. 144, 181]
observe that public officials representing the State of
New York lent their support to the Act's enactment. A Deputy
Commissioner of the State's Energy Office testified in favor of the
Act. See Low-Level Waste Legislation: Hearings on H.R. 862, H.R.
1046, H.R. 1083, and H.R. 1267 before the Subcommittee on Energy and
the Environment of the House Committee on Interior and Insular
Affairs, 99th Cong., 1st Sess., 97-98, 190-199 (1985) (testimony of
Charles Guinn). Senator Moynihan of New York spoke in support of the
Act on the floor of the Senate. 131 Cong.Rec. 38423 (1985).
Respondents note that the Act embodies a bargain among the sited and
unsited States, a compromise to which New York was a willing
participant, and from which New York has reaped much benefit.
Respondents then pose what appears at first to be a troubling
question: how can a federal statute be found an unconstitutional
infringement of state sovereignty when state officials consented to
the statute's enactment?
The answer follows from an understanding of the fundamental
purpose served by our Government's federal structure. The
Constitution does not protect the sovereignty of States for the
benefit of the States or state governments as abstract political
entities, or even for the benefit of the public officials governing
the States. To the contrary, the Constitution divides
authority between federal and state governments for the protection
of individuals. State sovereignty is not just an end in itself:
"Rather, federalism secures to citizens the liberties that derive
from the diffusion of sovereign power." Coleman v. Thompson,
501 U.S. 722, 759 (1991) (BLACKMUN, J., dissenting). "Just as
the separation and independence of the coordinate branches of the
Federal Government serve to prevent the accumulation of excessive
power in any one branch, a healthy balance of power between the
States and the Federal Government will reduce the risk of tyranny
and abuse from either front." Gregory v.
[505 U.S. 144, 182]
Ashcroft,
501 U.S., at 458 . See The Federalist No. 51, p. 323. (C.
Rossiter ed. 1961).
Where Congress exceeds its authority relative to the
States, therefore, the departure from the constitutional plan cannot
be ratified by the "consent" of state officials. An analogy to the
separation of powers among the branches of the Federal Government
clarifies this point. The Constitution's division of power among the
three branches is violated where one branch invades the territory of
another, whether or not the encroached-upon branch approves the
encroachment. In Buckley v. Valeo,
424 U.S. 1, 118 -137 (1976), for instance, the Court held that
Congress had infringed the President's appointment power, despite
the fact that the President himself had manifested his consent to
the statute that caused the infringement by signing it into law. See
National League of Cities v. Usery,
426 U.S., at 842 , n. 12. In INS v. Chadha,
462 U.S. 919, 944 -959 (1983), we held that the legislative veto
violated the constitutional requirement that legislation be
presented to the President, despite Presidents' approval of hundreds
of statutes containing a legislative veto provision. See id., at
944-945. The constitutional authority of Congress cannot be expanded
by the "consent" of the governmental unit whose domain is thereby
narrowed, whether that unit is the Executive Branch or the States.
State officials thus cannot consent to the enlargement of
the powers of Congress beyond those enumerated in the Constitution.
Indeed, the facts of this case raise the possibility that powerful
incentives might lead both federal and state officials to view
departures from the federal structure to be in their personal
interests. Most citizens recognize the need for radioactive waste
disposal sites, but few want sites near their homes. As a result,
while it would be well within the authority of either federal or
state officials to choose where the disposal sites will be, it is
likely to be in the political interest of each individual official
to avoid being held accountable to the voters for the choice of
location. If [505 U.S.
144, 183] a federal official is faced with the
alternatives of choosing a location or directing the States to do
it, the official may well prefer the latter, as a means of shifting
responsibility for the eventual decision. If a state official is
faced with the same set of alternatives - choosing a location or
having Congress direct the choice of a location - the state official
may also prefer the latter, as it may permit the avoidance of
personal responsibility. The interests of public officials thus may
not coincide with the Constitution's intergovernmental allocation of
authority. Where state officials purport to submit to the direction
of Congress in this manner, federalism is hardly being advanced.
Nor does the State's prior support for the Act estop it from
asserting the Act's unconstitutionality. While New York has received
the benefit of the Act in the form of a few more years of access to
disposal sites in other States, New York has never joined a regional
radioactive waste compact. Any estoppel implications that might flow
from membership in a compact, see West Virginia ex rel. Dyer v.
Sims,
341 U.S. 22, 35 -36 (1951) (Jackson, J., concurring), thus do
not concern us here. The fact that the Act, like much federal
legislation, embodies a compromise among the States does not elevate
the Act (or the antecedent discussions among representatives of the
States) to the status of an interstate agreement requiring Congress'
approval under the Compact Clause. Cf. Holmes v. Jennison, 14 Pet.
540, 572 (1840) (plurality opinion). That a party collaborated with
others in seeking legislation has never been understood to estop the
party from challenging that legislation in subsequent litigation.
Springer v. Government of the Philippines, 277 U.S. 189 (1928)
It may be stated then, as a general rule inherent in the American
constitutional system, that, unless otherwise expressly provided or
incidental to the powers conferred, the Legislature cannot exercise
either executive or judicial power; the executive cannot exercise
either legislative or
[277 U.S. 189, 202] judicial power; the judiciary
cannot exercise either executive or legislative power. The existence
in the various Constitutions of occasional provisions expressly
giving to one of the departments powers which by their nature
otherwise would fall within the general scope of the authority of
another department emphasizes, rather than casts doubt upon, the
generally inviolate character of this basic rule.
Touby v. United States, 500 U.S. 160(1991)
The Constitution provides that "[a]ll legislative Powers herein
granted shall be vested in a Congress of the United [500 U.S. 165]
States." U.S.Const., Art. I, § 1. From this language, the Court has
derived the nondelegation doctrine: that Congress may not
constitutionally delegate its legislative power to another Branch of
government. "The nondelegation doctrine is rooted in the principle
of separation of powers that underlies our tripartite system of
Government." Mistretta v. United States, 488 U.S. 361, 371 (1989).
We have long recognized that the nondelegation doctrine does not
prevent Congress from seeking assistance, within proper limits, from
its coordinate Branches. Id. at 372. Thus, Congress does not violate
the Constitution merely because it legislates in broad terms,
leaving a certain degree of discretion to executive or judicial
actors. So long as Congress
lay[s] down by legislative act an intelligible principle to
which the person or body authorized to [act] is directed to
conform, such legislative action is not a forbidden delegation
of legislative power.
J.W. Hampton, Jr., & Co. v. United States, 276 U.S. 394, 409
(1928).
[Touby v. United States, 500 U.S. 160(1991)]
The Government's second suggestion - that judicial intervention
in this case is unwarranted because the case does not involve
individual rights - reduces to the claim that a person suing in his
individual capacity has no direct interest in our constitutional
system of separation of powers, and thus has no corresponding right
to demand that the Judiciary ensure the integrity of that system.
This argument is simply irrelevant
[495 U.S. 385, 394] to the political
question doctrine. That doctrine is designed to restrain the
Judiciary from inappropriate interference in the business of the
other branches of Government; the identity of the litigant is
immaterial to the presence of these concerns in a particular case.
And we are unable to discern how, from the perspective of
interbranch relations, the asserted lack of connection between
Origination Clause claims and individual rights means that
adjudication of such claims would necessarily entail less respect
for the House than would judicial consideration of challenges based
on constitutional provisions more obviously tied to civil liberties.
Furthermore, and more fundamentally, the Government's claim that
compliance with the Origination Clause is irrelevant to ensuring
individual rights is in error. This Court has repeatedly
emphasized that "`the Constitution diffuses power the better to
secure liberty.'" Morrison, supra, at 694 (quoting Youngstown Sheet
& Tube Co. v. Sawyer,
343 U.S. 579, 635 (1952) (Jackson, J., concurring)). See also
Morrison, supra, at 697 (SCALIA, J., dissenting) ("The Framers of
the Federal Constitution . . . viewed the principle of separation of
powers as the absolutely central guarantee of a just Government").
Recognizing this, the Court has repeatedly adjudicated
separation-of-powers claims brought by people acting in their
individual capacities. See, e. g., Mistretta, supra (adjudicating
claim that United States Sentencing Commission violates separation
of powers on direct appeal by an individual defendant who had been
sentenced pursuant to guidelines created by the Commission).
What the Court has said of the allocation of powers among
branches is no less true of such allocations within the Legislative
Branch. See, e. g., Chadha, supra, at 948-951 (bicameral National
Legislature essential to protect liberty); The Federalist No. 63
(defending bicameral Congress on ground that each House will keep
the other in check). The Constitution allocates different powers and
responsibilities to the House and Senate. Compare, e. g., U.S.
Const., Art. II, [495
U.S. 385, 395] 2, cl. 2 (giving Senate "Advice and
Consent" power over treaties and appointment of ambassadors, judges,
and other officers of the United States), with Art. I, 7, cl. 1
(stating that "[a]ll Bills for raising Revenue shall originate in
the House of Representatives"). The authors of the Constitution
divided such functions between the two Houses based in part on their
perceptions of the differing characteristics of the entities. See
The Federalist No. 58 (defending the decision to give the
origination power to the House on the ground that the Chamber that
is more accountable to the people should have the primary role in
raising revenue); The Federalist No. 64 (justifying advice and
consent function of the Senate on the ground that representatives
with longer terms would better serve complex national goals). At
base, though, the Framers' purpose was to protect individual rights.
As James Madison said in defense of that Clause: "This power over
the purse may, in fact, be regarded as the most complete and
effectual weapon with which any constitution can arm the immediate
representatives of the people, for obtaining a redress of every
grievance, and for carrying into effect every just and salutary
measure." The Federalist No. 58, p. 359 (C. Rossiter ed. 1961).
Provisions for the separation of powers within the Legislative
Branch are thus not different in kind from provisions concerning
relations between the branches; both sets of provisions safeguard
liberty.
Loving v. United States, 517 U.S. 748 (1996)
Even before the birth of this country, separation of powers was
known to be a defense against tyranny. Montesquieu, The Spirit of
the Laws 151-152 (T. Nugent trans. 1949); 1 W. Blackstone,
Commentaries *146-*147, *269-*270. Though faithful to the precept
that freedom is imperiled if the whole of legislative, executive,
and judicial power is in the same hands, The Federalist No. 47, pp.
325-326 (J. Madison) (J. Cooke ed. 1961), the Framers understood
that a
hermetic sealing off of the three branches of Government from
one another would preclude the establishment of a Nation capable
of governing itself effectively,
Buckley v. Valeo, 424 U.S. 1, 120-121 (1976) (per curiam).
While the Constitution diffuses power the better to secure
liberty, it also contemplates that practice will integrate the
dispersed powers into a workable government. It enjoins upon its
branches separateness but interdependence, autonomy but
reciprocity.
Youngstown Sheet & Tube Co. v. Sawyer, 343 U.S. 579, 635 (1952)
(Jackson, J., concurring). [517 U.S. 757]
Although separation of powers "`d[oes] not mean that these
[three] departments ought to have no partial agency in, or no
controul over the acts of each other,'" Mistretta v. United States,
488 U.S. 361, 380-381 (1989) (quoting The Federalist No. 47, supra,
at 325-326 (emphasis deleted)), it remains a basic principle of our
constitutional scheme that one branch of the Government may not
intrude upon the central prerogatives of another. See Plaut v.
Spendthrift Farms, 514 U.S. 211, 225-226 (1995) (Congress may not
revise judicial determinations by retroactive legislation reopening
judgments); Bowsher v. Synar, 478 U.S. 714, 726 (1986) (Congress may
not remove executive officers except by impeachment); INS v. Chadha,
462 U.S. 919, 954-955 (1983) (Congress may not enact laws without
bicameral passage and presentment of the bill to the President);
United States v. Klein, 13 Wall. 128, 147 (1872) (Congress may not
deprive court of jurisdiction based on the outcome of a case or undo
a Presidential pardon). Even when a branch does not arrogate power
to itself, moreover, the separation of powers doctrine requires that
a branch not impair another in the performance of its constitutional
duties. Mistretta v. United States, supra, 397-408 (examining
whether statute requiring participation of Article III judges in the
United States Sentencing Commission threatened the integrity of the
Judicial Branch); Nixon v. Administrator of General Services, 433
U.S. 425, 445 (1977) (examining whether law requiring agency control
of Presidential papers disrupted the functioning of the Executive).
Deterrence of arbitrary or tyrannical rule is not the sole reason
for dispersing the federal power among three branches, however. By
allocating specific powers and responsibilities to a branch fitted
to the task, the Framers created a National Government that is both
effective and accountable. Article I's precise rules of
representation, member qualifications, bicameralism, and voting
procedure make Congress the branch most capable of responsive and
[517 U.S. 758] deliberative lawmaking. See Chadha, supra, at 951.
Ill-suited to that task are the Presidency, designed for the prompt
and faithful execution of the laws and its own legitimate powers,
and the Judiciary, a branch with tenure and authority independent of
direct electoral control. The clear assignment of power to a branch,
furthermore, allows the citizen to know who may be called to answer
for making, or not making, those delicate and necessary decisions
essential to governance.
Another strand of our separation of powers jurisprudence, the
delegation doctrine, has developed to prevent Congress from
forsaking its duties. Loving invokes this doctrine to question the
authority of the President to promulgate RCM 1004. The fundamental
precept of the delegation doctrine is that the lawmaking function
belongs to Congress, U.S.Const., Art. I, § 1, and may not be
conveyed to another branch or entity. Field v. Clark, 143 U.S. 649,
692 (1892). This principle does not mean, however, that only
Congress can make a rule of prospective force. To burden Congress
with all federal rulemaking would divert that branch from more
pressing issues, and defeat the Framers' design of a workable
National Government. Thomas Jefferson observed, "Nothing is so
embarrassing nor so mischievous in a great assembly as the details
of execution." 5 Works of Thomas Jefferson 319 (P. Ford ed. 1904)
(Letter to E. Carrington, Aug. 4, 1787). See also A. L. A. Schechter
Poultry Corp. v. United States, 295 U.S. 495, 529-530 (1935)
(recognizing "the necessity of adapting legislation to complex
conditions involving a host of details with which the national
legislature cannot deal directly"). This Court established long ago
that Congress must be permitted to delegate to others at least some
authority that it could exercise itself. Wayman v. Southard, 10
Wheat. 1, 42 (1825).
"The true distinction . . . is between the delegation of power to
make the law, which necessarily involves a discretion as to what it
shall be, and conferring authority [517 U.S. 759] or discretion as
to its execution, to be exercised under and in pursuance of the law.
The first cannot be done; to the latter no valid objection can be
made."
Field, supra, at 693-694, quoting Cincinnati, W. & Z. R. Co. v.
Commissioners of Clinton County, 1 Ohio St. 77, 88-89 (1852).
[Loving
v. United States, 517 U.S. 748 (1996)]
The Betsey, 3
U.S. 6 (1794)
In Europe, the
Executive is almost synonymous with the Sovereign power of a State;
and, generally, includes legislative and judicial authority. When,
therefore, writers speak of the sovereign, it is not necessarily in
exclusion of the judiciary; and it will often be found, that when
the Executive affords a remedy for any wrong, it is nothing more
than by an exercise of its judicial authority. Such is the condition
of power in that quarter of the world, where it is too commonly
acquired by force, or fraud, or both, and seldom by compact. In
America, however, the case is widely different. Our government
is founded upon compact. Sovereignty was, and is, in the people.
It was entrusted by them, as far as was necessary for the purpose of
forming a good government, to the Federal Convention; and the
Convention executed their trust, by effectually separating the
Legislative, Judicial, and Executive powers; which, in the
contemplation of our Constitution, are each a branch of the
sovereignty. The well-being of the whole depends upon keeping
each department within its limits. In the State government,
several instances have occurred where a legislative act, has been
rendered inoperative by a judicial decision, that it was
unconstitutional; and even under the Federal government the judges,
for the same reason, have refused to execute an act of Congress.
FN* When, in short,
either branch of the government usurps that part of the sovereignty,
which the Constitution assigns to another branch, liberty ends, and
tyranny commences.
[The
Betsey, 3 U.S. 6 (1794)]
Mayer,
etc. of the City of New York v. Miln., 36 U.S. 102; 11 Pet. 102; 9 L.Ed.
648 (1837):
"The state governments,
in their separate powers and independent sovereignties, in their reserved
powers, are just as much beyond the jurisdiction and control of the
National Government as the National Government in its sovereignty is beyond
the control and jurisdiction of the state government."
"...a State has the same
undeniable and unlimited jurisdiction over all persons and things within
its territorial limits, as any foreign nation..."
New
Orleans Gas Co. v. Louisiana Light Co., 115 U.S. 650, 667 (1885):
"No
legislature can bargain away the public health or the public morals. The
people themselves cannot do it, much less their servants." (See police
power)
Bank
of Augusta v. Earle, 38 U.S. (13 Pet.) 519; 10 L.Ed. 274 (1839):
"The States between each
other are sovereign and independent. They are distinct and separate
sovereignties, except so far as they have parted with some of the
attributes of sovereignty by the Constitution. They continue
to be nations, with all their rights, and under all their
national obligations, and with all the rights of nations in every
particular; except in the surrender by each to the common purposes and
objects of the Union, under the Constitution. The rights of each
State, when not so yielded up, remain absolute."
Fox. v. The State of Ohio, 46
U.S. 410; 5 Howard 410; 12 L.Ed. 213 (1847)
Seminole Tribe of Florida v. Florida, 517 U.S. 44 (1996)
The American
development of divided sovereign powers, which "shatter[ed]
. . . the categories of government that had dominated Western
thinking for centuries," id. at 385, was made possible only by
a recognition that the ultimate sovereignty rests in the people
themselves. See id. at 530 (noting that because "none of these
arguments about `joint jurisdictions' and `coequal sovereignties'
convincingly refuted the Antifederalist doctrine of a supreme and
indivisible sovereignty," the Federalists could succeed only by
emphasizing that the supreme power "`resides in the PEOPLE, as the
fountain of government'" (citing 1 Pennsylvania and the Federal
Constitution, 1787-1788, p. 302 (J. McMaster & F. Stone, eds. 1888)
(quoting James Wilson))).{45} The people possessing this plenary
bundle of specific powers [517 U.S. 152] were free to parcel them
out to different governments and different branches of the same
government as they saw fit. See McDonald, Novus Ordo
Seclorum at 278. As James Wilson emphasized, the location of
ultimate sovereignty in the People meant that
[t]hey can distribute one
portion of power to the more contracted circle called State
governments; they can also furnish another proportion to the
government of the United States.
1 Pennsylvania and the
Federal Constitution, 1787-1788, supra at 302.{46}
Under such a scheme,
Alexander Hamilton explained,
[i]t does not follow . .
. that each of the portions of powers delegated to [the national or
state government] is not sovereign with regard to its proper
objects.
Hamilton, Opinion on the
Constitutionality of an Act to Establish a Bank, in 8 Papers of
Alexander Hamilton 98 (Syrett ed. 1965) (emphasis in original).{47}
A necessary consequence of this view was that "the Government of the
United States has sovereign power as to its declared purposes &
trusts." Ibid. Justice Iredell was to make the same observation in
his Chisholm dissent, commenting that
[t]he United States are
sovereign as to all the powers of government actually surrendered:
each State in the Union is sovereign, as to all the powers reserved.
2 Dall. at 434. And to
the same point was Chief Justice Marshall's [517 U.S. 153]
description of the National and State Governments as "each
sovereign, with respect to the objects committed to it, and neither
sovereign with respect to the objects committed to the other."
McCulloch v. Maryland, 4 Wheat. 316, 410 (1819).
[Seminole
Tribe of Florida v. Florida, 517 U.S. 44 (1996), SOUTER,
Dissenting]
Printz v. United States, 521 U.S. 898 (1997)
Under the Articles of Confederation the National Government had
the power to issue commands to the several sovereign states, but it
had no authority to govern individuals directly. Thus, it raised an
army and financed its operations by issuing requisitions to the
constituent members of the Confederacy, rather than by creating
federal agencies to draft soldiers or to impose taxes.
That method of governing proved to be unacceptable, not because
it demeaned the sovereign character of the several States, but
rather because it was cumbersome and inefficient. Indeed, a
confederation that allows each of its members to determine the ways
and means of complying with an overriding requisition is
obviously more deferential to state sovereignty concerns than a
national government that uses its own agents to impose its will
directly on the citizenry. The basic change in the character of the
government that the Framers conceived was designed to enhance the
power of the national government, not to provide some new,
unmentioned immunity for state officers. Because indirect control
over individual citizens ("the only proper objects of government")
was ineffective under the Articles of Confederation, Alexander
Hamilton explained that "we must extend the authority of the Union
to the persons of the citizens." The Federalist No. 15, at 101
(emphasis added).
Indeed, the historical materials strongly suggest that the
Founders intended to enhance the capacity of the federal government
by empowering it--as a part of the new authority to make demands
directly on individual citizens--to act through local officials.
Hamilton made clear that the new Constitution, "by extending the
authority of the federal head to the individual citizens of the
several States, will enable the government to employ the ordinary
magistracy of each, in the execution of its laws." The Federalist
No. 27, at 180. Hamilton's meaning was unambiguous; the federal
government was to have the power to demand that local officials
implement national policy programs. As he went on to explain: "It is
easy to perceive that this will tend to destroy, in the common
apprehension, all distinction between the sources from which [the
state and federal governments] might proceed; and will give the
federal government the same advantage for securing a due obedience
to its authority which is enjoyed by the government of each State."
Ibid. 4
More specifically, during the debates concerning the ratification
of the Constitution, it was assumed that state agents would act as
tax collectors for the federal government. Opponents of the
Constitution had repeatedly expressed fears that the new federal
government's ability to impose taxes directly on the citizenry would
result in an overbearing presence of federal tax collectors in the
States. 5 Federalists rejoined that
this problem would not arise because, as Hamilton explained, "the
United States . . . will make use of the State officers and State
regulations for collecting" certain taxes. Id., No. 36, at 235.
Similarly, Madison made clear that the new central government's
power to raise taxes directly from the citizenry would "not be
resorted to, except for supplemental purposes of revenue . . . and
that the eventual collection, under the immediate authority of the
Union, will generally be made by the officers . . . appointed by the
several States." Id.,No. 45, at 318. 6
The Court's response to this powerful historical evidence is
weak. The majority suggests that "none of these statements
necessarily implies . . . Congress could impose these
responsibilities without the consent of the States." Ante, at 10-11
(emphasis omitted). No fair reading of these materials can justify
such an interpretation. As Hamilton explained, the power of the
government to act on "individual citizens"--including "employ[ing]
the ordinary magistracy" of the States--was an answer to the
problems faced by a central government that could act only directly
"upon the States in their political or collective capacities." The
Federalist, No. 27, at 179-180. The new Constitution would avoid
this problem, resulting in "a regular and peaceable execution of the
law of the Union." Ibid.
This point is made especially clear in Hamilton's statement that
"the legislatures, courts, and magistrates, of the respective
members, will be incorporated into the operations of the national
government as far as its just and constitutional authority extends;
and will be rendered auxiliary to the enforcement of its laws."
Ibid. (second emphasis added). It is hard to imagine a more
unequivocal statement that state judicial and executive branch
officials may be required to implement federal law where the
National Government acts within the scope of its affirmative powers.
7
The Court makes two unpersuasive attempts to discount the force
of this statement. First, according to the majority, because
Hamilton mentioned the Supremacy Clause without specifically
referring to any "congressional directive," the statement does not
mean what it plainly says. Ante, at 12. But the mere fact that the
Supremacy Clause is the source of the obligation of state officials
to implement congressional directives does not remotely suggest that
they might be " `incorporat[ed] into the operations of the national
government' " before their obligations have been defined by
Congress. Federal law establishes policy for the States just as
firmly as laws enacted by state legislatures, but that does not mean
that state or federal officials must implement directives that have
not been specified in any law. 8
Second, the majority suggests that interpreting this passage to mean
what it says would conflict with our decision in New York v. United
States. Ante, at 12. But since the New York opinion did not mention
Federalist No. 27, it does not affect either the relevance or the
weight of the historical evidence provided by No. 27 insofar as it
relates to state courts and magistrates.
Bereft of support in the history of the founding, the Court rests
its conclusion on the claim that there is little evidence the
National Government actually exercised such a power in the early
years of the Republic. See ante, at 5. This reasoning is misguided
in principle and in fact. While we have indicated that the
express consideration and resolution of difficult constitutional
issues by the First Congress in particular "provides
`contemporaneous and weighty evidence' of the Constitution's meaning
since many of [its] Members . . . `had taken part in framing that
instrument,' " Bowsher v. Synar,
478 U.S. 714, 723 -724 (1986) (quoting Marsh v. Chambers,
463 U.S. 783, 790 (1983)), we have never suggested that the
failure of the early Congresses to address the scope of federal
power in a particular area or to exercise a particular authority was
an argument against its existence. That position, if correct, would
undermine most of our post-New Deal Commerce Clause jurisprudence.
As Justice O'Connor quite properly noted in New York, "[t]he Federal
Government undertakes activities today that would have been
unimaginable to the Framers."
505 U.S., at 157 .
More importantly, the fact that Congress did elect to rely on
state judges and the clerks of state courts to perform a variety of
executive functions, see ante, at 5-6, is surely evidence of a
contemporary understanding that their status as state officials did
not immunize them from federal service. The majority's description
of these early statutes is both incomplete and at times misleading.
For example, statutes of the early Congresses required in
mandatory terms that state judges and their clerks perform various
executive duties with respect to applications for citizenship. The
First Congress enacted a statute requiring that the state courts
consider such applications, specifying that the state courts "shall
administer" an oath of loyalty to the United States, and that "the
clerk of such court shall record such application." Act of Mar. 26,
1790, ch. 3, §1, 1 Stat. 103 (emphasis added). Early legislation
passed by the Fifth Congress also imposed reporting requirements
relating to naturalization on court clerks, specifying that failure
to perform those duties would result in a fine. Act of June 18, 1798,
ch. 54, §2, 1 Stat. 567 (specifying that these obligations %shall be
the duty of the clerk" (emphasis added)). Not long thereafter, the
Seventh Congress mandated that state courts maintain a registry of
aliens seeking naturalization. Court clerks were required to receive
certain information from aliens, record that data, and provide
certificates to the aliens; the statute specified fees to be
received by local officials in compensation. Act of Apr. 14, 1802,
ch. 28, §2, 2 Stat. 154-155 (specifying that these burdens "shall be
the duty of such clerk" including clerks "of a . . . state"
(emphasis added)). 9
Similarly, the First Congress enacted legislation requiring state
courts to serve, functionally, like contemporary regulatory agencies
in certifying the seaworthiness of vessels. Act of July 20, 1790,
ch. 29, §3, 1 Stat. 132-133. The majority casts this as an
adjudicative duty, ante, at 6, but that characterization is
misleading. The law provided that upon a complaint raised by a
ship's crew members, the state courts were (if no federal court was
proximately located) to appoint an investigative committee of three
persons "most skilful in maritime affairs" to report back. On this
basis, the judge was to determine whether the ship was fit for its
intended voyage. The statute sets forth, in essence, procedures for
an expert inquisitorial proceeding, supervised by a judge but
otherwise more characteristic of executive activity.
10
The Court assumes that the imposition of such essentially
executive duties on state judges and their clerks sheds no light on
the question whether executive officials might have an immunity from
federal obligations. Ante, at 6. Even assuming that the enlistment
of state judges in their judicial role for federal purposes is
irrelevant to the question whether executive officials may be asked
to perform the same function--a claim disputed below, see infra, at
32--the majority's analysis is badly mistaken.
We are far truer to the historical record by applying a
functional approach in assessing the role played by these early
state officials. The use of state judges and their clerks to perform
executive functions was, in historical context, hardly unusual. As
one scholar has noted, "two centuries ago, state and local judges
and associated judicial personnel performed many of the functions
today performed by executive officers, including such varied tasks
as laying city streets and ensuring the seaworthiness of vessels."
Caminker, State Sovereignty and Subordinacy: May Congress Commandeer
State Officers to Implement Federal Law?, 95 Colum. L. Rev. 1001,
1045, n. 176 (1995). And, of course, judges today continue to
perform a variety of functions that may more properly be described
as executive. See, e.g., Forrester v. White,
484 U.S. 219, 227 (1988) (noting "intelligible distinction
between judicial acts and the administrative, legislative, or
executive functions that judges may on occasion be assigned to
perform"). The majority's insistence that this evidence of federal
enlistment of state officials to serve executive functions is
irrelevant simply because the assistance of "judges" was at issue
rests on empty formalistic reasoning of the highest order.
11
The Court's evaluation of the historical evidence, furthermore,
fails to acknowledge the important difference between policy
decisions that may have been influenced by respect for state
sovereignty concerns, and decisions that are compelled by the
Constitution. 12 Thus, for
example, the decision by Congress to give President Wilson the
authority to utilize the services of state officers in implementing
the World War I draft, see Act of May 18, 1917, ch. 15, §6, 40 Stat.
80-81, surely indicates that the national legislature saw no
constitutional impediment to the enlistment of state assistance
during a federal emergency. The fact that the President was able to
implement the program by respectfully "request[ing]" state action,
rather than bluntly commanding it, is evidence that he was an
effective statesman, but surely does not indicate that he doubted
either his or Congress' power to use mandatory language if
necessary. 13 If there were merit
to the Court's appraisal of this incident, one would assume that
there would have been some contemporary comment on the supposed
constitutional concern that hypothetically might have motivated the
President's choice of language. 14
The Court concludes its review of the historical materials with a
reference to the fact that our decision in INS v. Chadha,
462 U.S. 919 (1983), invalidated a large number of statutes
enacted in the 1970's, implying that recent enactments by Congress
that are similar to the Brady Act are not entitled to any
presumption of validity. But in Chadha, unlike this case, our
decision rested on the Constitution's express bicameralism and
presentment requirements, id., at 946, not on judicial inferences
drawn from a silent text and a historical record that surely favors
the congressional understanding. Indeed, the majority's opinion
consists almost entirely of arguments against the substantial
evidenceweighing in opposition to its view; the Court's ruling is
strikingly lacking in affirmative support. Absent even a modicum of
textual foundation for its judicially crafted constitutional rule,
there should be a presumption that if the Framers had actually
intended such a rule, at least one of them would have mentioned it.
15
The Court's "structural" arguments are not sufficient to rebut
that presumption. The fact that the Framers intended to preserve the
sovereignty of the several States simply does not speak to the
question whether individual state employees may be required to
perform federal obligations, such as registering young adults for
the draft, 40 Stat. 80-81, creating state emergency response
commissions designed to manage the release of hazardous substances,
42 U.S.C. §§ 11001 11003, collecting and reporting data on
underground storage tanks that may pose an environmental hazard,
§6991a, and reporting traffic fatalities, 23 U.S.C. § 402(a), and
missing children, 42 U.S.C. § 5779(a), to a federal agency.
16
As we explained in Garcia v. San Antonio Metropolitan Transit
Authority,
469 U.S. 528 (1985):%[T]he principal means chosen by the Framers
to ensure the role of the States in the federal system lies in the
structure of the Federal Government itself. It is no novelty to
observe that the composition of the Federal Government was designed
in large part to protect the States from overreaching by Congress."
Id., at 550-551. Given the fact that the Members of Congress are
electedby the people of the several States, with each State
receiving an equivalent number of Senators in order to ensure that
even the smallest States have a powerful voice in the legislature,
it is quite unrealistic to assume that they will ignore the
sovereignty concerns of their constituents. It is far more
reasonable to presume that their decisions to impose modest burdens
on state officials from time to time reflect a considered judgment
that the people in each of the States will benefit therefrom.
Indeed, the presumption of validity that supports all
congressional enactments 17 has
added force with respect to policy judgments concerning the impact
of a federal statute upon the respective States. The majority points
to nothing suggesting that the political safeguards of federalism
identified in Garcia need be supplemented by a rule, grounded in
neither constitutional history nor text, flatly prohibiting the
National Government from enlisting state and local officials in the
implementation of federal law.
Recent developments demonstrate that the political safeguards
protecting Our Federalism are effective. The majority expresses
special concern that were its rule not adopted the Federal
Government would be able to avail itself of the services of state
government officials "at no cost to itself." Ante, at 23; see also
ante, at 31 (arguing that "Members of Congress can take credit for
`solving' problems without having to ask their constituents to pay
for the solutions with higher federal taxes"). But this specific
problem of federal actions that have the effect of imposing so
called "unfunded mandates" on the States has been identified and
meaningfully addressed by Congress in recent legislation.
18 See Unfunded Mandates Reform
Act of 1995, Pub. L. 104-4, 109 Stat. 48.
The statute was designed "to end the imposition, in the absence
of full consideration by Congress, of Federal mandates on State . .
. governments without adequate Federal funding, in a manner that may
displace other essential State . . . governmental priorities." 2 U.
S. C. A. §1501(2) (Supp. 1997). It functions, inter alia, by
permitting Members of Congress to raise an objection by point of
order to a pending bill that contains an "unfunded mandate," as
defined by the statute, of over $50 million.
19 The mandate may not then be
enacted unless the Members make an explicit decision to proceed
anyway. See Recent Legislation, Unfunded Mandates Reform Act of
1995, 109 Harv. L. Rev. 1469 (1996) (describing functioning of
statute). Whatever the ultimate impact of the new legislation, its
passage demonstrates that unelected judges are better off leaving
the protection of federalism to the political process in all but the
most extraordinary circumstances. 20
Perversely, the majority's rule seems more likely to damage than
to preserve the safeguards against tyranny provided by the existence
of vital state governments. By limiting the ability of the Federal
Government to enlist state officials in the implementation of its
programs, the Court creates incentives for the National Government
to aggrandize itself. In the name of State's rights, the majority
would have the Federal Government create vast national bureaucracies
to implement its policies. This is exactly the sort of thing that
the early Federalists promised would not occur, in part as a result
of the National Government's ability to rely on the magistracy of
the states. See, e.g., The Federalist No. 36, at 234-235 (Hamilton);
id., No. 45, at 318(Madison). 21
With colorful hyperbole, the Court suggests that the unity in the
Executive Branch of the Federal Government "would be shattered, and
the power of the President would be subject to reduction, if
Congress could . . . require . . . state officers to execute its
laws." Ante, at 23-24. Putting to one side the obvious tension
between the majority's claim that impressing state police officers
will unduly tip the balance of power in favor of the federal
sovereign and this suggestion that it will emasculate the
Presidency, the Court's reasoning contradicts New York v. United
States. 22
That decision squarely approved of cooperative federalism
programs, designed at the national level but implemented principally
by state governments. New York disapproved of a particular method of
putting such programs into place, not the existence of federal
programs implemented locally. See New York,
505 U.S., at 166 ("Our cases have identified a variety of
methods . . . by which Congress may urge a State to adopt a
legislative program consistent with federal interests"). Indeed,
nothing in the majority's holding calls into question the three
mechanisms for constructing such programs that New York expressly
approved. Congress may require the States to implement its programs
as a condition of federal spending, 23
in order to avoid the threat of unilateral federal action in the
area, 24 or as a part of a program
that affects States and private parties alike.
25 The majority's suggestion in
response to this dissent that Congress' ability to create such
programs is limited, ante, at 24, n. 12, is belied by the importance
and sweep of the federal statutes that meet this description, some
of which we described in New York. See id., at 167-168 (mentioning,
inter alia, the Clean Water Act, the Occupational Safety and Health
Act of 1970, and the Resource Conservation and Recovery Act of 1976).
Nor is there force to the assumption undergirding the Court's
entire opinion that if this trivial burden on state sovereignty is
permissible, the entire structure of federalism will soon collapse.
These cases do not involve any mandate to state legislatures to
enact new rules. When legislative action, or even administrative
rule making, is at issue, it may be appropriate for Congress either
to pre-empt the State's lawmaking power and fashion the federal rule
itself, or to respect the State's power to fashion its own rules.
But this case, unlike any precedent in which the Court has held that
Congress exceeded its powers, merely involves the imposition of
modest duties on individual officers. The Court seems to accept the
fact that Congress could require private persons, such as hospital
executives or school administrators, to provide arms merchants with
relevant information about a prospective purchaser's fitness to own
a weapon; indeed, the Court does not disturb the conclusion that
flows directly from our prior holdings that the burden on police
officers would be permissible if a similar burden were also imposed
on private parties with access to relevant data. See New York,
505 U.S., at 160 ; Garcia v. San Antonio Metropolitan Transit
Authority,
469 U.S. 528 (1985). A structural problem that vanishes when the
statute affects private individuals as well as public officials is
not much of a structuralproblem.
Far more important than the concerns that the Court musters in
support of its new rule is the fact that the Framers entrusted
Congress with the task of creating a working structure of
intergovernmental relationships around the framework that the
Constitution authorized. Neither explicitly nor implicitly did the
Framers issue any command that forbids Congress from imposing
federal duties on private citizens or on local officials. As a
general matter, Congress has followed the soundpolicy of authorizing
federal agencies and federal agents to administer federal programs.
That general practice, however, does not negate the existence of
power to rely on state officials in occasional situations in which
such reliance is in the national interest. Rather, the occasional
exceptions confirm the wisdom of Justice Holmes' reminder that "the
machinery of government would not work if it were not allowed a
little play in its joints." Bain Peanut Co. of Tex. v. Pinson,
282 U.S. 499, 501 (1931).
Finally, the Court advises us that the "prior jurisprudence of
this Court" is the most conclusive support for its position. Ante,
at 26. That "prior jurisprudence" is New York v. United States.
26 The case involved the validity
of a federal statute that provided the States with three types of
incentives to encourage them to dispose of radioactive wastes
generated within their borders. The Court held that the first two
sets of incentives were authorized by affirmative grants of power to
Congress, and therefore "not inconsistent with the Tenth Amendment."
505 U.S., at 173 , 174. That holding, of course, sheds no doubt
on the validity of the Brady Act.
The third so called "incentive" gave the States the option either
of adopting regulations dictated by Congress or of taking title to
and possession of the low level radioactive waste. The Court
concluded that, because Congress had no power to compel the
state governments to take title to the waste, the "option" really
amounted to a simple command to the States to enact and enforce a
federal regulatory program. Id., at 176. The Court explained:
"A choice between two unconstitutionally coercive regulatory
techniques is no choice at all. Either way, `the Act commandeers
the legislative processes of the States by directly compelling
them to enact and enforce a federal regulatory program,' Hodel
v. Virginia Surface Mining & Reclamation Assn., Inc., supra, at
288, an outcome that has never been understood to lie within the
authority conferred upon Congress by the Constitution." Ibid.
After noting that the "take title provision appears to be unique"
because no other federal statute had offered "a state government no
option other than that of implementing legislation enacted by
Congress," the Court concluded that the provision was "inconsistent
with the federal structure of our Government established by the
Constitution." Id., at 177.
Our statements, taken in context, clearly did not decide the
question presented here, whether state executive officials--as
opposed to state legislators--may in appropriate circumstances be
enlisted to implement federal policy. The "take title" provision at
issue in New York was beyond Congress' authority to enact because it
was "in principle . . . no different than a congressionally
compelled subsidy from state governments to radioactive waste
producers,"
505 U.S., at 175 , almost certainly a legislative act.
The majority relies upon dictum in New York to the effect that "[t]he
Federal Government may not compel the States to enact or administer
a federal regulatory program." Id., at 188 (emphasis added); see
ante, at 35. But that language was wholly unnecessary to the
decision of the case. It is, of course, beyond dispute thatwe are
not bound by the dicta of our prior opinions. See, e.g., U. S.
Bancorp Mortgage Co. v. Bonner Mall Partnership,
513 U.S. 18, 24 (1994) (Scalia, J.) ("invoking our customary
refusal to be bound by dicta"). To the extent that it has any
substance at all, New York's administration language may have
referred to the possibility that the State might have been able to
take title to and devise an elaborate scheme for the management of
the radioactive waste through purely executive policymaking. But
despite the majority's effort to suggest that similar activities are
required by the Brady Act, see ante, at 28-29, it is hard to
characterize the minimal requirement that CLEOs perform background
checks as one involving the exercise of substantial policymaking
discretion on that essentially legislative scale.
27
Indeed, Justice Kennedy's recent comment about another case that
was distinguishable from New York applies to these cases as well:
"This is not a case where the etiquette of federalism has been
violated by a formal command from the National Government
directing the State to enact a certain policy, cf. New York v.
United States,
505 U.S. 144 (1992), or to organize its governmental
functions in a certain way, cf. FERC v. Mississippi,
456 U.S., at 781 , (O'Connor, J., concurring in judgment in
part and dissenting in part)." Lopez,
514 U.S., at 583 (Kennedy, J., concurring).
In response to this dissent, the majority asserts that the
difference between a federal command addressed to individuals and
one addressed to the State itself "cannot be a constitutionally
significant one." Ante, at 32. But as I have already noted, n. 16,
supra, there is abundant authority in our Eleventh Amendment
jurisprudence recognizing a constitutional distinction between local
government officials, such as the CLEO's who brought this action,
and State entities that are entitled to sovereign immunity. To my
knowledge, no one has previously thought that the distinction
"disembowels," ante, at 32-33, the Eleventh Amendment.
28
Importantly, the majority either misconstrues or ignores three
cases that are more directly on point. In FERC, we upheld a federal
statute requiring state utilities commissions, inter alia, to take
the affirmative step of considering federal energy standards in a
manner complying with federally specified notice and comment
procedures, and to report back to Congress periodically. The state
commissions could avoid this obligation only by ceasing regulation
in the field, a "choice" that we recognized was realistically
foreclosed, since Congress had put forward no alternative regulatory
scheme to govern this very important area.
456 U.S., at 764 , 766, 770. The burden on state officials that
we approved in FERC was far more extensive than the minimal,
temporary imposition posed by the Brady Act.
29
Similarly, in Puerto Rico v. Branstad,
483 U.S. 219 (1987), we overruled our earlier decision in
Kentucky v. Dennison, 24 How. 66 (1861), and held that the
Extradition Act of 1793 permitted the Commonwealth of Puerto Rico to
seek extradition of a fugitive from its laws without constitutional
barrier. The Extradition Act, as the majority properly concedes,
plainly imposes duties on state executive officers. See ante, at 8.
The majority suggests that this statute is nevertheless of little
importance because it simply constitutes an implementation of the
authority granted the National Government by the Constitution's
Extradition Clause, Art. IV, §2. But in Branstad we noted ambiguity
as to whether Puerto Rico benefits from that Clause, which applies
on its face only to "States." Avoiding the question of the Clause's
applicability, we held simply that under the Extradition Act Puerto
Rico had the power to request that the State of Iowa deliver up the
fugitive the Commonwealth sought.
483 U.S., at 229 -230. Although Branstad relied on the authority
of the Act alone, without the benefit of the Extradition Clause, we
noted no barrier to our decision in the principles of
federalism--despite the fact that one Member of the Court brought
the issue to our attention, see id., at 231(Scalia, J., concurring
in part and concurring in judgment).
30
Finally, the majority provides an incomplete explanation of our
decision in Testa v. Katt,
330 U.S. 386 (1947), and demeans its importance. In that case
the Court unanimously held that state courts of appropriate
jurisdiction must occupy themselves adjudicating claims brought by
private litigants under the federal Emergency Price Control Act of
1942, regardless of how otherwise crowded their dockets might be
with state law matters. That is a much greater imposition on state
sovereignty than the Court's characterization of the case as merely
holding that "state courts cannot refuse to apply federal law,"
ante, at 30. That characterization describes only the narrower duty
to apply federal law in cases that the state courts have consented
to entertain.
The language drawn from the Supremacy Clause upon which the
majority relies ("the Judges in every State shall be bound [by
federal law], any Thing in the Constitution or Laws of any state to
the Contrary notwithstanding"), expressly embraces that narrower
conflict of laws principle. Art. VI, cl. 2. But the Supremacy Clause
means far more. As Testa held, because the "Laws of the United
States . . . [are] the supreme Law of the Land," state courts of
appropriate jurisdiction must hear federal claims whenever a federal
statute, such as the Emergency Price Control Act, requires them to
do so. Ibid.
Hence, the Court's textual argument is quite misguided. The
majority focuses on the Clause's specific attention to the point
that "Judges in every State shall be bound." Ibid. That language
commands state judges to "apply federal law" in cases that they
entertain, but it is not the source of their duty to accept
jurisdiction of federal claims that they would prefer to ignore. Our
opinions in Testa, and earlier the Second Employers' Liability
Cases, rested generally on the language of the Supremacy Clause,
without any specific focus on the reference to judges. 31
The majority's reinterpretation of Testa also contradicts our
decision in FERC. In addition to the holding mentioned earlier, see
supra, at 30, we also approved in that case provisions of federal
law requiring a state utilities commission to "adjudicate disputes
arising under [a federal] statute." FERC,
456 U.S., at 760 . Because the state commission had
"jurisdiction to entertain claims analogous to those" put before it
under the federal statute, ibid., we held that Testa required it to
adjudicate the federal claims. Although the commission was serving
an adjudicative function, the commissioners were unquestionably not
"judges" within the meaning of Art. VI, cl. 2. It is impossible to
reconcile the Court's present view that Testa rested entirely on the
specific reference to state judges in the Supremacy Clause with our
extension of that early case in FERC.
32
Even if the Court were correct in its suggestion that it was the
reference to judges in the Supremacy Clause, rather than the central
message of the entire Clause, that dictated the result in Testa, the
Court's implied expressio unius argument that the Framers therefore
did not intend to permit the enlistment of other state officials is
implausible. Throughout our history judges, state as well as
federal, have merited as much respect as executive agents. The
notion that the Framers would have had no reluctance to "press state
judges into federal service" against their will but would have
regarded the imposition of a similar--indeed, far lesser-- burden on
town constables as an intolerable affront to principles of state
sovereignty, can only be considered perverse. If such a distinction
had been contemplated by the learned and articulate men who
fashioned the basic structure of our government, surely some of them
would have said so. 33
[Printz
v. United States, 521 U.S. 898 (1997)]
Hamdi v. Rumsfeld, 542 U.S. 507 (2004)
Whatever power the United States Constitution envisions for the
Executive in its exchanges with other nations or with enemy
organizations in times of conflict, it most assuredly envisions a
role for all three branches when individual liberties are at stake.
Mistretta v. United States, 488 U.S. 361, 380 (1989) (it was
"the central judgment of the Framers of the Constitution that within
our political scheme, the separation of governmental powers into
three coordinate Branches is essential to the preservation of
liberty"); Home Building & Loan Assn. v. Blaisdell, 290 U.S. 398,
426 (1934) (The war power "is a power to wage war successfully,
and thus it permits the harnessing of the entire energies of the
people in a supreme cooperative effort to preserve the nation. But
even the war power does not remove constitutional limitations
safeguarding essential liberties"). Likewise we have made clear that
unless Congress acts to suspend it, the Great Writ of habeas corpus
allows the Judicial Branch to play a necessary role in maintaining
this delicate balance of governance, serving as an important
judicial check on the Executive's discretion in the realm of
detentions. See St. Cyr, 533 U.S. at 301 ("At its historical
core, the writ of habeas corpus has served as a means of reviewing
the legality of Executive detention, and it is in that context that
its protections have been strongest"). Thus, while we do not
question that our due process assessment must pay keen attention to
the particular burdens faced by the Executive in the context of
military action, it would turn our system of checks and balances on
its head to suggest that a citizen could not make his way to court
with a challenge to the factual basis for his detention by his
government simply because the Executive opposes making available
such a challenge. Absent suspension of the writ by Congress, a
citizen detained as an enemy combatant is entitled to this process.
[Hamdi v. Rumsfeld, 542 U.S. 507 (2004)]
Alaska Department of Environmental Conservation v. EPA, 540 U.S. 461
(2004)
If a federal agency were to exercise an analogous power to review
the decisions of federal courts, the arrangement would violate the
well established rule that the judgments of Article III courts
cannot be revised by the Executive or Legislative Branches. See <|2
Dall. 409|>Hayburn's Case, 2 Dall. 409, <|2 Dall. 410|>410, n.
(1792) ("'[B]y the Constitution, neither the Secretary [of]
War, nor any other Executive officer, nor even the Legislature, are
authorized to sit as a court of errors on . . . judicial acts or
opinions . . . '"); see also Plaut v. Spendthrift Farm, Inc., 514
U.S. 211 (1995). The principle that judicial decisions cannot be
reopened at the whim of the Executive or the Legislature is
essential to preserving separation of powers and judicial
independence. Judges cannot, without sacrificing the autonomy of
their office, put onto the scales of justice some predictive
judgment about the probability that an administrator might reverse
their rulings.
The Court today denies state judicial systems the same judicial
independence it has long guarded for itself -- only that the injury
here is worse. Under the majority's holding, decisions by state
courts would be subject to being overturned, not just by any agency,
but by an agency established by a different sovereign. We should be
reluctant to interpret a congressional statute to deny to States the
judicial independence guaranteed by their own constitutions. See
Buckalew v. Holloway, 604 P.2d 240, 245 (Alaska 1979) ("There is no
doubt that judicial independence was a paramount concern of the
delegates [to the Alaska Constitutional Convention]"); see also,
e.g., Cal.Const., Art. III, § 3 ("The powers of state government are
legislative, executive, and judicial. Persons charged with the
exercise of one power may not exercise either of the others except
as permitted by this Constitution"); see also 7 B. Witkin, Summary
of [540 U.S. 513] California Law 159160 (9th ed. 1988) ("[Under] the
principle of separation of powers . . . , one [department] cannot
exercise or interfere with the functions of either of the others").
The Federal Government is free, within its vast legislative
authority, to impose federal standards. For States to have a role,
however, their own governing processes must be respected. New
York v. United States, 505 U.S. 144 (1992). If, by some course of
reasoning, state courts must live with the insult that their
judgments can be revised by a federal agency, the Court should at
least insist upon a clear instruction from Congress. That directive
cannot be found here. Cf. Gregory v. Ashcroft, 501 U.S. 452,
<|502 U.S. 460|>460 (1991) ("[I]f Congress intends to alter the
usual constitutional balance between the States and the Federal
Government, it must make its intention to do so unmistakably clear
in the language of the statute" (internal quotation marks omitted)).
[Alaska
Department of Environmental Conservation v. EPA, 540 U.S. 461 (2004)]
Christopher v. Harbury, 536 U.S. 403 (2002)
The particular facts of this case underscore the need for care on
the part of the plaintiff in identifying, and by the court in
determining, the claim for relief underlying the "access to court"
plea. The action alleged on the part of all the Government
defendants (the State Department and NSC defendants sued for denial
of access and the CIA defendants who would have been timely sued on
the underlying claim but for the denial) was apparently taken in the
conduct of foreign relations by the National Government. Thus, if
there is to be judicial inquiry, it will raise concerns for the
separation of powers in trenching on matters committed to the other
branches. See Department of Navy v. Egan, 484 U.S. 518, 529 (1988)
("`[F]oreign policy [is] the province and responsibility of the
Executive'"); Chicago & Southern Air Lines, Inc. v. Waterman S.S.
Corp., 333 U.S. 103, 111 (1948) ("[T]he very nature of executive
decisions as to foreign policy is political, not judicial"). Since
the need to resolve such constitutional issues ought to be avoided
where possible, cf. Department of Housing and Urban Development v.
Rucker, 535 U.S. 125, 134-135 (2002); Ashwander v. TVA, 297 U.S.
288, 345-348 (1936) (Brandeis, J., concurring), the trial court
should be in a position as soon as possible in the litigation to
know whether a potential constitutional ruling may be obviated
because the allegations of denied access fail to state a claim on
which relief could be granted.
[Christopher v. Harbury, 536 U.S. 403 (2002)]
Clinton v. City of New York, 524 U.S. 417 (1998)
A nation cannot plunder its own treasury without putting its
Constitution and its survival in peril. The statute before us, then,
is of first importance, for it seems undeniable the Act will tend to
restrain persistent excessive spending. Nevertheless, for the
reasons given by JUSTICE STEVENS in the opinion for the Court, the
statute must be found invalid. Failure of political will does not
justify unconstitutional remedies.
I write to respond to my colleague JUSTICE BREYER, who observes
that the statute does not threaten the liberties of individual
citizens, a point on which I disagree. See post at 496-497. The
argument is related to his earlier suggestion that our role is
lessened here because the two political branches are adjusting their
own powers between themselves. Post at 472, 482-483. To say
the political branches have a somewhat free hand to reallocate their
own authority would seem to require acceptance of two premises:
first, that the public good demands it, and second, that liberty is
not at risk. The former premise is inadmissible. The Constitution's
structure requires a stability which transcends the convenience of
the moment. See Metropolitan Washington Airports Authority
v. Citizens for Abatement of Aircraft Noise, Inc., 501 U.S. 252,
276-277 (1991); Bowsher v. Synar, [524 U.S. 450] 478 U.S. 714, 736
(1986); INS v. Chadha, 462 U.S. 919, 944-945, 958-959 (1983);
Northern Pipeline Constr. Co. v. Marathon Pipe Line Co., 458 U.S.
50, 73-74 (1982). The latter premise, too, is flawed. Liberty is
always at stake when one or more of the branches seek to transgress
the separation of powers.
Separation of powers was designed to implement a
fundamental insight: concentration of power in the hands of a single
branch is a threat to liberty. The Federalist states the
axiom in these explicit terms:
The accumulation of all powers, legislative, executive,
and judiciary, in the same hands . . . may justly be pronounced
the very definition of tyranny.
The Federalist No. 47, p. 301 (C. Rossiter ed., 1961). So
convinced were the Framers that liberty of the person inheres in
structure that at first they did not consider a Bill of Rights
necessary. The Federalist No. 84, pp. 513, 515; G. Wood, The
Creation of the American Republic 1776-1787, pp. 536-543 (1969). It
was at Madison's insistence that the First Congress enacted the Bill
of Rights. R. Goldwin, From Parchment to Power 75-153 (1997). It
would be a grave mistake, however, to think a Bill of Rights in
Madison's scheme then, or in sound constitutional theory now,
renders separation of powers of lesser importance. See Amar, The
Bill of Rights as a Constitution, 100 Yale L.J. 1131, 1132 (1991).
In recent years, perhaps, we have come to think of liberty as
defined by that word in the Fifth and Fourteenth Amendments, and as
illuminated by the other provisions of the Bill of Rights. The
conception of liberty embraced by the Framers was not so confined.
They used the principles of separation of powers and
federalism to secure liberty in the fundamental political sense of
the term, quite in addition to the idea of freedom from intrusive
governmental acts. The idea and the promise were that, when
the people delegate some degree of control to a remote central
authority, one branch of government ought not possess the power to
shape their destiny without a sufficient check from the other two.
In this vision, liberty demands limits on the ability of any
one [524 U.S. 451] branch to influence basic political decisions.
Quoting Montesquieu, the Federalist Papers made the point in the
following manner:
"When the legislative and executive powers are united
in the same person or body," says he, "there can be no liberty,
because apprehensions may arise lest the same monarch or senate
should enact tyrannical laws to execute them in a tyrannical
manner." Again:
"Were the power of judging joined with the legislative,
the life and liberty of the subject would be exposed to
arbitrary control, for the judge would then be the
legislator. Were it joined to the executive power, the judge
might behave with all the violence of an oppressor."
The Federalist No. 47, supra, at 303.
It follows that, if a citizen who is taxed has the measure of the
tax or the decision to spend determined by the Executive alone,
without adequate control by the citizen's Representatives in
Congress, liberty is threatened. Money is the instrument of policy,
and policy affects the lives of citizens. The individual loses
liberty in a real sense if that instrument is not subject to
traditional constitutional constraints.
The principal object of the statute, it is true, was not to
enhance the President's power to reward one group and punish
another, to help one set of taxpayers and hurt another, to favor one
State and ignore another. Yet these are its undeniable effects. The
law establishes a new mechanism which gives the President the sole
ability to hurt a group that is a visible target in order to
disfavor the group or to extract further concessions from Congress.
The law is the functional equivalent of a line item veto, and
enhances the President's powers beyond what the Framers would have
endorsed.
It is no answer, of course, to say that Congress surrendered its
authority by its own hand; nor does it suffice to point out that a
new statute, signed by the President or [524 U.S. 452] enacted over
his veto, could restore to Congress the power it now seeks to
relinquish. That a congressional cession of power is voluntary does
not make it innocuous. The Constitution is a compact enduring
for more than our time, and one Congress cannot yield up its own
powers, much less those of other Congresses to follow. See Freytag
v. Commissioner, 501 U.S. 868, 880 (1991); cf. Chadha, supra, at
942, n. 13. Abdication of responsibility is not part of the
constitutional design.
Separation of powers helps to ensure the ability of each branch
to be vigorous in asserting its proper authority. In this respect,
the device operates on a horizontal axis to secure a proper balance
of legislative, executive, and judicial authority. Separation of
powers operates on a vertical axis as well, between each branch and
the citizens in whose interest powers must be exercised. The citizen
has a vital interest in the regularity of the exercise of
governmental power. If this point was not clear before Chadha, it
should have been so afterwards. Though Chadha involved the
deportation of a person, while the case before us involves the
expenditure of money or the grant of a tax exemption, this
circumstance does not mean that the vertical operation of the
separation of powers is irrelevant here. By increasing the power of
the President beyond what the Framers envisioned, the statute
compromises the political liberty of our citizens, liberty which the
separation of powers seeks to secure.
The Constitution is not bereft of controls over improvident
spending. Federalism is one safeguard, for political accountability
is easier to enforce within the States than nationwide. The other
principal mechanism, of course, is control of the political branches
by an informed and responsible electorate. Whether or not federalism
and control by the electorate are adequate for the problem at hand,
they are two of the structures the Framers designed for the problem
the statute strives to confront. The Framers of the Constitution
[524 U.S. 453] could not command statesmanship. They could simply
provide structures from which it might emerge. The fact that these
mechanisms, plus the proper functioning of the separation of powers
itself, are not employed, or that they prove insufficient, cannot
validate an otherwise unconstitutional device. With these
observations, I join the opinion of the Court.
[Clinton
v. City of New York, 524 U.S. 417 (1998)]
Mistretta v. United States, 488 U.S. 361 (1989)
Delegation of Power
Petitioner argues that, in delegating the power to promulgate
sentencing guidelines for every federal criminal offense to an
independent Sentencing Commission, Congress has granted the
Commission excessive legislative discretion in violation of the
constitutionally based nondelegation doctrine. We do not agree.
The nondelegation doctrine is rooted in the principle of
separation of powers that underlies our tripartite system of
Government. The Constitution provides that "[a]ll legislative Powers
herein granted shall be vested in a Congress of the United States,"
U.S.Const., Art. I, § 1, and we long have insisted that "the
integrity and maintenance of [488 U.S. 372] the system of government
ordained by the Constitution" mandate that Congress generally cannot
delegate its legislative power to another Branch. Field v. Clark,
143 U.S. 649, 692 (1892). We also have recognized, however, that the
separation of powers principle, and the nondelegation doctrine in
particular, do not prevent Congress from obtaining the assistance of
its coordinate Branches. In a passage now enshrined in our
jurisprudence, Chief Justice Taft, writing for the Court, explained
our approach to such cooperative ventures:
In determining what [Congress] may do in seeking assistance from
another branch, the extent and character of that assistance must be
fixed according to common sense and the inherent necessities of the
government coordination.
J. W. Hampton, Jr., & Co. v. United States, 276 U.S. 394, 406
(1928). So long as Congress
shall lay down by legislative act an intelligible principle
to which the person or body authorized to [exercise the
delegated authority] is directed to conform, such legislative
action is not a forbidden delegation of legislative power.
Id. at 409.
Applying this "intelligible principle" test to congressional
delegations, our jurisprudence has been driven by a practical
understanding that, in our increasingly complex society, replete
with ever-changing and more technical problems, Congress simply
cannot do its job absent an ability to delegate power under broad
general directives. See Opp Cotton Mills, Inc. v. Administrator,
Wage and Hour Div. of Dept. of Labor, 312 U.S. 126, 145 (1941) ("In
an increasingly complex society, Congress obviously could not
perform its functions if it were obliged to find all the facts
subsidiary to the basic conclusions which support the defined
legislative policy"); see also United States v. Robel, 389 U.S. 258,
274 (1967) (opinion concurring in result).
The Constitution has never been regarded as denying to the
Congress the necessary resources of flexibility and
practicality, which will enable it to perform its function.
Panama Refining Co. v. Ryan, 293 U.S. 388, 421 (1935).
Accordingly, this Court has deemed it
constitutionally sufficient if Congress clearly [488 U.S.
373] delineates the general policy, the public agency which is
to apply it, and the boundaries of this delegated authority.
American Power & Light Co. v. SEC, 329 U.S. 90, 105 (1946).
Until 1935, this Court never struck down a challenged statute on
delegation grounds. See Synar v. United States, 626 F.Supp. 1374,
1383 (DC) (three-judge court), aff'd sub nom. Bowsher v. Synar, 478
U.S. 714 (1986). After invalidating in 1935 two statutes as
excessive delegations, see A. L. A. Schechter Poultry Corp. v.
United States, 295 U.S. 495, and Panama Refining Co. v. Ryan, supra,
we have upheld, again without deviation, Congress' ability to
delegate power under broad standards.{7} See, e.g., Lichter v.
United States, 334 U.S. 742, 785-786 (1948) (upholding delegation of
authority to determine excessive profits); American Power & Light
Co. v. SEC, 329 U.S. at 105 (upholding delegation of authority to
Securities and Exchange Commission to prevent unfair or inequitable
distribution of voting power among security holders); Yakus v.
United States, 321 U.S. 414, 426 (1944) (upholding delegation to
administrator to fix commodity prices that would be fair and
equitable, and would effectuate the purposes of the Emergency Price
Control Act of 1942); FPC v. Hope Natural Gas Co., 320 U.S. 591, 600
(1944) (upholding delegation to Federal Power Commission to
determine [488 U.S. 374] just and reasonable rates); National
Broadcasting Co. v. United States, 319 U.S. 190, 225-226 (1943)
(upholding delegation to Federal Communications Commission to
regulate broadcast licensing "as public interest, convenience, or
necessity" require).
[Mistretta v. United States, 488 U.S. 361 (1989)]
Flast v. Cohen, 392 U.S. 83 (1968)
When the federal judicial power is invoked to pass upon the
validity of actions by the Legislative and Executive Branches of the
Government, the rule against advisory opinions implements the
separation of powers prescribed by the Constitution and confines
federal courts to the role assigned them by Article III. See
Muskrat v. United States, 219 U.S. 346 (1911); 3 H. Johnston,
Correspondence and Public Papers of John Jay 486-489 (1891)
(correspondence between Secretary of State Jefferson and Chief
Justice Jay). However, the rule against advisory opinions also
recognizes that such suits often
are not pressed before the Court with that clear concreteness
provided when a question emerges precisely [392 U.S. 97] framed
and necessary for decision from a clash of adversary argument
exploring every aspect of a multi-faced situation embracing
conflicting and demanding interests.
United States v. Fruehauf, 365 U.S. 146, 157 (1961).
Consequently, the Article III prohibition against advisory opinions
reflects the complementary constitutional considerations expressed
by the justiciability doctrine: federal judicial power is limited to
those disputes which confine federal courts to a role consistent
with a system of separated powers and which are traditionally
thought to be capable of resolution through the judicial process.
N. Pipeline Constr. Co. v. Marathon Pipe Line Co., 458 U.S. 50
(458 U.S. 50 (1982)
The distinction between public rights and private rights
has not been definitively explained in our precedents. n22
Nor is it necessary to do so in the present cases, for it suffices
to observe that a matter of public rights must at a minimum arise
"between the government and others." Ex parte Bakelite Corp., supra,
at 451. n23 In contrast, "the liability of [*70] one [**2871]
individual to another under the law as defined," Crowell v. Benson,
supra, at 51, is a matter of private rights. Our precedents
clearly establish that HN6only controversies in the former category
may be removed from Art. III courts and delegated to legislative
courts or administrative agencies for their determination. See Atlas
Roofing Co. v. Occupational Safety and Health Review Comm'n, 430
U.S. 442, 450, n. 7 (1977); Crowell v. Benson, supra, at 50-51. See
also Katz, Federal Legislative Courts, 43 Harv. L. Rev. 894, 917-918
(1930). n24 Private-rights disputes, on the other hand, lie
at the core of the historically recognized judicial power.
[N. Pipeline Constr. Co. v. Marathon Pipe Line Co., 458 U.S. 50
(458 U.S. 50 (1982)]
The structure of our Government as conceived by the Framers of
our Constitution disperses the federal power among the three
branches-the Legislative, the Executive, and the Judicial-placing
both substantive and procedural limitations on each. The
ultimate purpose of this separation of powers is to protect the
liberty and security of the governed. As former Attorney
General Levi explained:
“The essence of the separation of powers concept formulated
by the Founders from the political experience and philosophy of
the revolutionary era is that each branch, in different ways,
within the sphere of its defined powers and subject to the
distinct institutional responsibilities of the others is
essential to the liberty and security of the people. Each
branch, in its own way, is the people's agent, its fiduciary for
certain purposes.
. . . . .“Fiduciaries do not meet their
obligations by arrogating to themselves the distinct duties of their
master's other agents.” Levi, Some Aspects of Separation of
Powers, 76 Colum.L.Rev. 385-386 (1976).
Violations of the separation-of-powers principle have been uncommon
because each branch has traditionally respected the prerogatives of
the other two. Nevertheless, the Court has been sensitive to its
responsibility to enforce the principle when necessary.
*273
“Time and again we have reaffirmed the importance in our
constitutional scheme of the separation of governmental powers into
the three coordinate branches. See, e.g.,
Bowsher v. Synar, 478 U.S., at 725 [106 S.Ct., at 3187]
(citing
Humphrey's Executor, 295 U.S. [602], at 629-630 [55 S.Ct.
869, 874, 79 L.Ed. 1611 (1935) ] ). As we stated in
Buckley v. Valeo, 424 U.S. 1 [96 S.Ct. 612, 46 L.Ed.2d 659]
(1976), the system of separated powers and checks and balances
established in the Constitution was regarded by the Framers as ‘a
self-executing safeguard against the encroachment or aggrandizement
of one branch at the expense of the other.’
Id., at 122 [96 S.Ct., at 684]. We have not hesitated to
invalidate provisions of law which violate this principle. See
id., at 123 [96 S.Ct., at 684].”
Morrison v. Olson, 487 U.S. 654, 693, 108 S.Ct. 2597, 2620,
101 L.Ed.2d 569 (1988).
The abuses by the monarch recounted in the Declaration of
Independence provide dramatic evidence of the threat to liberty
posed by a too powerful executive. But, as James Madison recognized,
the representatives of the majority in a democratic society, if
unconstrained, may pose a similar threat:
“It will n |