Political Jurisdiction (OFFSITE LINK): Memorandum of law
on political jurisdiction
Section 2: Authorities on Political Jurisdiction
Courts may not involve themselves in any strictly
political question:
1.
Baker v. Carr, 369 U.S. 186 (1962) . Establishes
criteria for determining jurisdiction to decide specific aspects of
political questions.
2.
Luther v. Borden, 48 U.S. 1 (1849). Denied all
courts jurisdiction to hear strictly political matters.
3.
Fletcher v. Tuttle, 151 Ill. 41, 37 N.E. 683 (1894).
Defined “political rights”.
4.
O’Brien v. Brown, 409 U.S. 1 (1972) . Ruled that
equity courts must refrain from interfering in the administration of the
internal affairs of a political party. The court will note that any
number of people, including a single person, can defined a political
party.
Courts may not involve themselves in the affairs of
a political party or its members:
1.
Lynch v. Torquato, 343 F.2d 370 (3rd Cir.
1965). Court dismissed petitioner’s challenge to the method of
selecting the Democratic County Committee and Chairman.
2.
Farmer-Labor State Central Committee v. Holm, 227 Minn.
52, 33 N.W.2d 831 (1948). Court ruled that “In factional
controversies within a party, where there is not controlling statute or
clear right based on statute law, the courts will not assume
jurisdiction, but will leave the matter for determination within the
party organization.. . Such a convention is a deliberative body, and
unless it acts arbitrarily, oppressively, or fraudulently, its final
determination as to candidates, or any other question of which it has
jurisdiction, will be followed by the courts.”
3.
White v. Berry, 171 U.S. 366 (1898). Ruled that
court of equity will refrain from exercising jurisdiction over the
appointment or removal of public officers.
Courts may not compel participation in political
parties or interfere with membership in them:
1.
Democratic Party of U.S. v. Wisconsin, ex re. LaFollette,
450 U.S. 107, 101 S.Ct. 1010, 67 L.Ed.2d 82 (1981)
. Court ruled that freedom of political association
“necessarily presupposes the freedom to identify the people who comprise
the association, and to limit the association to those people only.”
2.
Tashjian v. Republican Party of Connecticut, 479 U.S.
208, 107 S.Ct. 544, 93 L.Ed.2d 514 (1986): Ruled that a state could
not constitutionally require that voters in party primaries be
registered members of that party.
The criteria for determining whether a question is
a “political question” is best described in Baker v. Carr, which
was explained in Nixon v. United States, 506 U.S. 224 (1993) as
follows:
“A controversy is nonjusticiable -- i.e.,
involves a political question -- where there is a textually
demonstrable constitutional commitment of the issue to a coordinate
political department; or a lack of judicially discoverable and
manageable standards for resolving it. . . .” [Nixon v. United
States, 506 U.S. 224 (1993)]
The second criteria above: “or a lack of judicially
discoverable and manageable standards for resolving it” is explained in
the same case:
The majority states that the question raised in
this case meets two of the criteria for political questions set out
in Baker v. Carr,
369 U.S. 186
(1962). It concludes first that there is "`a
textually demonstrable constitutional commitment of the issue to a
coordinate political department.'" It also finds that the question
cannot be resolved for "`a lack of judicially discoverable and
manageable standards.'" Ante, at 228.
Of course the issue in the political question
doctrine is not whether the constitutional text commits exclusive
responsibility for a particular governmental function to one of the
political branches. There are numerous instances of this sort of
textual commitment, e.g., Art. I, 8, and it is not thought that
disputes implicating these provisions are nonjusticiable. Rather,
the issue is whether the Constitution has given one of the political
branches final responsibility for interpreting the scope and nature
of such a power.
Although Baker directs the Court to search for
"a textually demonstrable constitutional commitment" of such
responsibility, there are few, if any, explicit and unequivocal
instances in the Constitution of this sort of textual commitment.
Conferral on Congress of the power to "Judge" qualifications of its
Members by Art. I, 5, may, for example, preclude judicial review of
whether a prospective member in fact meets those qualifications. See
Powell v. McCormack,
395 U.S. 486, 548
(1969). The courts therefore are usually left
to infer the presence of a political question from the text and
structure of the Constitution. In drawing the inference that the
Constitution has committed final interpretive authority to one of
the political branches, courts are sometimes aided by textual
evidence that the judiciary was not meant to exercise judicial
review - a coordinate inquiry expressed in Baker's "lack of
judicially discoverable and manageable standards" criterion. See,
e.g., Coleman v. Miller,
307 U.S. 433, 452
-454 (1939), where the Court refused to
determine
[506
U.S. 224, 241]
the lifespan of a proposed constitutional amendment, given Art. V's
placement of the amendment process with Congress and the lack of any
judicial standard for resolving the question. See also id., at
457-460 (Black, J., concurring).
[Nixon v. United States, 506 U.S. 224 (1993)]
Black's Law Dictionary, Sixth Edition, p. 1158-1159
“Political questions. Questions of which
courts will refuse to take cognizance, or to decide, on account of their
purely political character, or because their determination would involve
an encroachment upon the executive or legislative powers.
“Political questions doctrine” holds that certain
issues should not be decided by courts because their resolution is
committed to another branch of government and/or because those issues
are not capable, for one reason or another, of judicial resolution.
Islamic Republic of Iran v. Pahlavi, 116 Misc.2d 590, 455 N.Y.S.2d 987,
990.
A matter of dispute which can be handled more
appropriately by another branch of the government is not a “justiciable”
matter for the courts. However, a state apportionment statute is not
such a political question as to render it nonjusticiable. Baker v.
Carr, 369 U.S. 186, 208-210, 82 S.Ct. 691, 705-706, 7 L.Ed.2d 663.
[Black’s Law Dictionary, Sixth Edition, pp. 1158-1159]
Luther v. Borden, 48 U.S. 1 (1849):
This difference, however, between me and my brethren extends only to
the points in issue concerning martial law. But that being a very
important one in a free government, and this controversy having arisen
in the circuit to which I belong, and where the deepest interest is felt
in its decision, I hope to be excused for considering that point fully
and for assigning also some additional and different reasons why I
concur with the rest of the court in the opinion, that the other leading
question, the validity of the old charter at that time, is not within
our constitutional jurisdiction. These two inquiries seem to cover the
whole debatable ground, and I refrain to give an opinion on the last
question, which is merely political, under a conviction that, as a
judge, I possess no right to do it, and not to avoid or conceal any
views entertained by me concerning them, as mine, before sitting on this
bench and as a citizen, were frequently and publicly avowed.
It must be very obvious on a little reflection that the last is a
mere political question. Indeed, large portions of the points
subordinate to it on this record, which have been so ably discussed at
the bar, are of a like character, rather than being judicial in their
nature and cognizance. For they extend to the power of the people,
independent of the legislature, to make constitutions, to the right of
suffrage among different classes of them in doing this, to the authority
of naked majorities, and other kindred questions of such high political
interest as during a few years to have agitated much of the Union, no
less than Rhode Island.
But, fortunately for our freedom from political excitements in
judicial duties, this court can never with propriety be called on
officially to be the umpire in questions merely political. The
adjustment of these questions belongs to the people and their political
representatives, either in the State or general government. These
questions relate to matters not to be settled on strict legal
principles. They are adjusted rather by inclination, or prejudice or
compromise, often. Some of them succeed or are defeated even by public
policy alone, or mere naked power, rather than intrinsic right. There
being so different tastes as well as opinions in politics, and
especially in forming constitutions, some people prefer foreign models,
some domestic, and some neither, while judges, on the contrary, for
their guides, have fixed constitutions and laws, given to them by others
and not provided by themselves. And those others are no more Locke than
an Abbe Sieyes, but the people. Judges, for constitutions, must go to
the people of their own country, and must [48 U.S. 52] merely enforce
such as the people themselves, whose judicial servants they are, have
been pleased to put into operation.
Another evil, alarming and little foreseen, involved in regarding
these as questions for the final arbitrament of judges would be that, in
such an event, all political privileges and rights would, in a dispute
among the people, depend on our decision finally. We would possess the
power to decide against, as well as for, them, and, under a prejudiced
or arbitrary judiciary, the public liberties and popular privileges
might thus be much perverted, if not entirely prostrated. But, allowing
the people to make constitutions and unmake them, allowing their
representatives to make laws and unmake them, and without our
interference as to their principles or policy in doing it, yet, when
constitutions and laws are made and put in force by others, then the
courts, as empowered by the State or the Union, commence their functions
and may decide on the rights which conflicting parties can legally set
up under them, rather than about their formation itself. Our power
begins after theirs ends. Constitutions and laws precede the judiciary,
and we act only under and after them, and as to disputed rights beneath
them, rather than disputed points in making them. We speak what is the
law, jus dicere, we speak or construe what is the constitution, after
both are made, but we make, or revise, or control neither.
The disputed
rights beneath constitutions already made are to be governed by
precedents, by sound legal principles, by positive legislation, clear
contracts, moral duties, and fixed rules; they are per se questions of
law, and are well suited to the education and habits of the bench. But
the other disputed points in making constitutions, depending often, as
before shown, on policy, inclination, popular resolves and popular will
and arising not in respect to private rights, not what is meum and tuum,
but in relation to politics, they belong to politics, and they are
settled by political tribunals, and are too dear to a people bred in the
school of Sydney and Russel for them ever to intrust their final
decision, when disputed, to a class of men who are so far removed from
them as the judiciary, a class also who might decide them erroneously,
as well as right, and if in the former way, the consequences might not
be able to be averted except by a revolution, while a wrong decision by
a political forum can often be peacefully corrected by new elections or
instructions in a single month; and if the people, in the distribution
of powers under the constitution, should ever think of making judges
supreme arbiters in political controversies when not selected by nor,
frequently, amenable to them nor at liberty to follow such various
considerations in their judgments as [48 U.S. 53] belong to mere
political questions, they will dethrone themselves and lose one of their
own invaluable birthrights; building up in this way -- slowly, but
surely -- a new sovereign power in the republic, in most respects
irresponsible and unchangeable for life, and one more dangerous, in
theory at least, than the worst elective oligarchy in the worst of
times. Again, instead of controlling the people in political affairs,
the judiciary in our system was designed rather to control individuals,
on the one hand, when encroaching, or to defend them, on the other,
under the Constitution and the laws, when they are encroached upon. And
if the judiciary at times seems to fill the important station of a check
in the government, it is rather a check on the legislature, who may
attempt to pass laws contrary to the Constitution, or on the executive,
who may violate both the laws and Constitution, than on the people
themselves in their primary capacity as makers and amenders of
constitutions.
Hence, the judiciary power is not regarded by elementary writers on
politics and jurisprudence as a power coordinate or commensurate with
that of the people themselves, but rather coordinate with that of the
legislature. Kendall v. United States, 12 Peters 526. Hence, too, the
following view was urged when the adoption of the Constitution was under
consideration:
It is the more rational to suppose that the courts were designed to
be an intermediate body between the people and the legislature in order,
among other things, to keep the latter within the limits assigned to
their authority.
Federalist, No. 77, by Hamilton.
Nor does the conclusion by any means suppose a superiority of the
judicial to the legislative power. It only supposes that the power of
the people is superior to both,&c., &c.
But how would this superiority be as to this court if we could decide
finally on all the political claims and acts of the people and overrule
or sustain them according only to our own views? So the judiciary, by
its mode of appointment, long duration in office, and slight
accountability, is rather fitted to check legislative power than
political, and enforce what the political authorities have manifestly
ordained. These last authorities are, by their pursuits and interests,
better suited to make rules, we to expound and enforce them after made.
The subordinate questions which also arise here in connection with
the others, such as whether all shall vote in forming or amending those
constitutions who are capable and accustomed to transact business in
social and civil life, and none others, and whether, in great exigencies
of oppression by the legislature itself and refusal by it to give
relief, the people may not take the subject into their own hands,
independent of the legislature, [48 U.S. 54] and whether a simple
plurality in number on such an occasion, or a majority of all, or a
larger proportion, like two-thirds or three-fourths, shall be deemed
necessary and proper for a change, and whether, if peacefully completed,
violence can afterwards be legally used against them by the old
government, if that is still in possession of the public property and
public records, whether what are published and acted on as the laws and
constitution of a State were made by persons duly chosen or not, were
enrolled and read according to certain parliamentary rules or not, were
in truth voted for by a majority or two thirds -- these and several
other questions equally debatable and difficult in their solution are in
some aspects a shade less political. But they are still political. They
are too near all the great fundamental principles in government, and are
too momentous ever to have been intrusted by our jealous fathers to a
body of men like judges, holding office for life, independent in salary,
and not elected by the people themselves.
Non nostrum tantas componere lites. Where, then, does our power, as a
general rule, begin? In what place runs the true boundary line? It is
here. Let the political authorities admit as valid a constitution made
with or without previous provision by the legislature, as in the last
situation Tennessee and Michigan were introduced into the Union. See
Federalist, No. 40, and 2 Ell.Deb. 57; 13 Regis by Y. 95, 1164, and
Cong. Globe, App., 78, 137, 147. Let the collected will of the people as
to changes be so strong, and so strongly evinced, as to call down no
bills of pains and penalties to resist it and no arming of the militia
or successful appeals to the general government to suppress it by force,
as none were in some cases abroad as well as in America, and one
recently in New York, which might be cited beside those above. See A.D.
1846, and opinion of their judges. In short, let a constitution or law,
however originating, be clearly acknowledged by the existing political
tribunals, and be put and kept in successful operation. The judiciary
can then act in conformity to and under them. Kemper v. Hawkins, 1
Virg.Cas., 74, App. Then, when the claims of individuals come in
conflict under them, it is the true province of the judiciary to decide
what they rightfully are under such constitutions and laws, rather than
to decide whether those constitutions and laws themselves have been
rightfully or wisely made.
Again, the Constitution of the United States enumerates specially the
cases over which its judiciary is to have cognizance, but nowhere
includes controversies between the people of a State as to the formation
or change of their constitutions. [48 U.S. 55] See Article 3, sec. 2.
Though at first the federal judiciary was empowered to entertain
jurisdiction where a State was a party in a suit, it has since been
deprived even of that power by a jealous country except in cases of
disputed boundary. Article 3, sec. 2; Amendment 11th; Massachusetts v.
Rhode Island, 12 Peters 755.
If it be asked what redress have the people, if wronged in these
matters, unless by resorting to the judiciary, the answer is, they have
the same as in all other political matters. In those, they go to the
ballot boxes, to the legislature or executive, for the redress of such
grievances as are within the jurisdiction of each, and, for such as are
not, to conventions and amendments of constitutions. And when the former
fail, and these last are forbidden by statutes, all that is left in
extreme cases, where the suffering is intolerable and the prospect is
good of relief by action of the people without the forms of law, is to
do as did Hampden and Washington, and venture action without those
forms, and abide the consequences. Should strong majorities favor the
change, it generally is completed without much violence. In most states,
where representation is not unequal, or the right of suffrage is not
greatly restricted, the popular will can be felt and triumph through the
popular vote and the delegates of the people in the legislature, and
will thus lead soon, and peacefully, to legislative measures ending in
reform, pursuant to legislative countenance and without the necessity of
any stronger collateral course. But when the representation is of a
character which defeats this, the action of the people, even then, if by
large majorities, will seldom be prosecuted with harsh pains and
penalties, or resisted with arms.
Changes, thus demanded and thus supported, will usually be allowed to
go into peaceful consummation. But when not so allowed, or when they are
attempted by small or doubtful majorities, it must be conceded that it
will be at their peril, as they will usually be resisted by those in
power by means of prosecutions, and sometimes by violence, and, unless
crowned by success, and thus subsequently ratified, they will often be
punished as rebellious or treasonable.
If the majorities, however, in favor of changes happen to be large,
and still those in power refuse to yield to them, as in the English
revolution of 1688, or in our own of 1776, the popular movement will
generally succeed, though it be only by a union of physical with moral
strength; and when triumphant, it will, as on those occasions, confirm
by subsequent forms of law what may have begun without them.
There are several other questions, also, which may arise under our
form of government that are not properly of judicial [48 U.S. 56]
cognizance. They originate in political matters, extend to political
objects, and do not involve any pecuniary claims or consequences between
individuals so as to become grounds for judicial inquiry. These
questions are decided sometimes by legislatures, or heads of
departments, or by public political bodies, and sometimes by officers,
executive or military, so as not to be revisable here. See Decatur v.
Paulding, 14 Peters 497.
Looking to all these considerations, it appears to me that we cannot
rightfully settle those grave political questions which, in this case,
have been discussed in connection with the new constitution; and, as
judges, our duty is to take for a guide the decision made on them by the
proper political powers, and, whether right or wrong according to our
private opinions, enforce it till duly altered. But it is not necessary
to rest this conclusion on reasoning alone. Several precedents in this
court, as well as in England, show the propriety of it.
In Foster et al. v. Neilson, 2 Peters 309, where the title to the
property depended on the question whether the land was within a cession
by treaty to the United States, it was held that, after our government,
legislative and executive, had claimed jurisdiction over it, the courts
must consider that the question was a political one the decision of
which, having been made in this manner, they must conform to. See also 6
Peters 711 and Garcia v. Lee, 12 Peters 520; 13 Peters 419. In The
Cherokee Nation v. The State of Georgia, 5 Peters 20, the court
expressed strong doubts whether it was not a political question, not
proper for their decision, to protect the Cherokee Indians in their
possessions, and to restrain the State of Georgia and construe and
enforce its treaty obligations. Justice Johnson seemed decisive that it
was.
In Massachusetts v. Rhode Island, 12 Peters 736, 738, it was held
that the boundaries between States was a political question per se, and
should be adjusted by political tribunals unless agreed to be settled as
a judicial question, and in the Constitution so provided for. Garcia v.
Lee, ib., 520.
In Barclay v. Russel, 3 Ves. 424, in respect to confiscations, it was
held to be a political question, and a subject of treaty, and not of
municipal jurisdiction. P. 434.
In Nabob of the Carnatic v. The East India Company, 2 Ves. jun. 56,
the court decided that political treaties between a foreign state and
subjects of Great Britain, conducting as a state under acts of
Parliament, are not a matter of municipal jurisdiction, and to be
examined and enforced by the judiciary.
Another class of political questions, coming still nearer this, is
which must be regarded as the rightful government abroad [48 U.S. 57]
between two contending parties? That is never settled by the judiciary,
but is left to the decision of the general government. The Cherokee
Case, 5 Peters 50; and Williams v. Suffolk Ins. Co., 13 Peters 419; 2 Cranch 241; Rose v. Himely, 4 Cranch 268; United States v. Palmer, 3
Wheat. 634, and Gelston v. Hoyt, ib., 246; The Divina Pastora, 4 Wheat.
64; 14 Ves. 353; 11 Ves. 583; 1 Edw. Ad. 1.
The doctrines laid down in Palmer's case are as directly applicable
to this in the event of two contending parties in arms in a domestic war
as in a foreign. If one is recognized by the executive or legislature of
the Union as the de facto government, the judiciary can only conform to
that political decision. See also The Santissima Trinidad, 7 Wheat. 336,
337; and, further, that if our general government recognizes either as
exclusively in power, the judiciary must sustain its belligerent rights,
see 3 Sumner 270. In the case of the City of Berne v. The Bank of
England, 9 Ves. 348, it was held that "a judicial court cannot take
notice of a foreign government not acknowledged by the government of the
country in which the court sits." The same rule has been applied by this
court in case of a contest as to which is the true constitution between
two, or which possesses the true legislative power in one, of our own
States, those citizens acting under the new constitution, which is
objected to as irregularly made, or those under the old territorial
government therein. Semb. Scott et al. v. Jones et al., 5 Howard 374. In
that case, we held that no writ of error lies to us to revise a decision
of a State court where the only question is the validity of the statute
on account of the political questions and objections just named. It was
held also in Williams v. Suffolk Ins. Co., 3 Sumner 270, that, where a
claim exists by two governments over a country, the courts of each are
bound to consider the claims of their own government as right, being
settled for the time being by the proper political tribunal. And hence
no right exists in their judicial authorities to revise that decision.
Pp. 273, 275; S.C., 13 Peters 419.
Omnia rite acta. It might otherwise happen that the extraordinary
spectacle might be presented of the courts of a country disavowing and
annulling the acts of its own government in matters of state and
political diplomacy.
This is no new distinction in judicial practice, any more than in
judicial adjudications. The pure mind of Sir Matthew Hale, after much
hesitation, at last consented to preside on the bench in administering
the laws between private parties under a government established and
recognized by other governments, and in full possession de facto of the
records and power of the kingdom, but without feeling satisfied on
inquiring, as a [48 U.S. 58] judicial question, into its legal rights.
Cromwell had "gotten possession of the government," and expressed a
willingness "to rule according to the laws of the land" -- by "red gowns
rather than red coats," as he is reported to have quaintly remarked. And
this Hale thought justified him in acting as a judge. Hale's Hist. of
the Com.Law, p. 14, Preface. For a like reason, though the power of
Cromwell was soon after overturned, and Charles and Second restored, the
judicial decisions under the former remained unmolested on this account,
and the judiciary went on as before, still looking only to the de facto
government for the time being. Grotius virtually holds the like
doctrine. B 1, ch. 4, sec. 20, and B. 2, ch. 13, sec. 11. Such was the
case likewise over most of this country after the Declaration of
Independence, till the acknowledgment of it by England in 1783. 3
Story's Com. on Const., §§ 214, 215. And such is believed to have been
the course in France under all her dynasties and regimes during the last
half-century.
These conclusions are strengthened by the circumstance that the
Supreme Court of Rhode Island, organized since under the second new
constitution, has adopted this principle. In numerous instances, this
court has considered itself bound to follow the decision of the State
tribunals on their own constitutions and laws. See cases in Smith v.
Babcock, 2 Woodb. & Min.; 5 Howard 139; Elmendorf v. Taylor, 10 Wheat.
159; Bank of United States v. Daniel et al., 12 Peters 32. This, of
course, relates to their validity when not overruling any defence set up
under the authority of the United States. None such was set up in the
trial of Dorr, and yet, after full hearing, the Supreme Court of Rhode
Island decided that the old charter and its legislature were the
political powers which they were bound to respect, and the only ones
legally in force at the time of this transaction, and accordingly
convicted and punished the governor chosen under the new constitution
for treason, as being technically committed, however pure may have been
his political designs or private character. Report of Dorr's Trial,
1844, pp. 130, 131. The reasons for this uniform compliance by us with
State decisions made before ours on their own laws and constitutions,
and not appealed from, are given by Chief Justice Marshall with much
clearness. It is only necessary to refer to his language in Elmendorf v.
Taylor, 10 Wheat. 159.
Starting, then, as we are forced to here, with several political
questions arising on this record, and those settled by political
tribunals in the State and general government, and whose decisions on
them we possess no constitutional authority to revise, all which,
apparently, is left for us to decide is the [48 U.S. 59] other point,
whether the statute establishing martial law over the whole State, and
under which the acts done by the defendants are sought to be justified,
can be deemed constitutional.
To decide a point like this last is clearly within judicial cognizance,
it being a matter of private personal authority and right, set up by the
defendants under constitutions and laws, and not of political power, to
act in relation to the making of the former.
Baker v. Carr, 369 U.S. 186 (1962)
4.
The Court has refused to exercise its jurisdiction
to pass on "abstract questions of political power, of
sovereignty, of government." Massachusetts v.
Mellon,
262 U.S. 447, 485
. See Texas v. Interstate Commerce
Commission,
258 U.S. 158, 162
; New Jersey v. Sargent,
269 U.S. 328, 337
. The "political question" doctrine,
in this aspect, reflects the policies underlying the
requirement of "standing": that the litigant who would
challenge official
[369 U.S. 186, 287] action must
claim infringement of an interest particular and personal to
himself, as distinguished from a cause of dissatisfaction
with the general frame and functioning of government - a
complaint that the political institutions are awry. See
Stearns v. Wood,
236 U.S. 75
; Fairchild v. Hughes,
258 U.S. 126
; United Public Workers v. Mitchell,
330 U.S. 75, 89
-91. What renders cases of this kind
non-justiciable is not necessarily the nature of the parties
to them, for the Court has resolved other issues between
similar parties; 17 nor is
it the nature of the legal question involved, for the same
type of question has been adjudicated when presented in
other forms of controversy. 18
The crux of the matter is that courts are not fit
instruments of decision where what is essentially at stake
is the composition of those large contests of policy
traditionally fought out in non-judicial forums, by which
governments and the actions of governments are made and
unmade. See Texas v. White, 7 Wall. 700; White v.
Hart, 13 Wall. 646; Phillips v. Payne,
92 U.S. 130
; Marsh v. Burroughs, 1 Woods 463, 471-472
(Bradley, Circuit Justice); cf. Wilson v. Shaw,
204 U.S. 24
; but see Coyle v. Smith,
221 U.S. 559
. Thus, where the Cherokee Nation sought by
an original motion to restrain the State of Georgia from the
enforcement of laws which assimilated Cherokee territory to
the State's counties, abrogated Cherokee law, and abolished
Cherokee government, the Court held that such a claim was
not judicially cognizable. Cherokee Nation v. Georgia, 5
Pet. 1. 19 And in Georgia
[369 U.S. 186,
288] v. Stanton, 6 Wall. 50, the Court
dismissed for want of jurisdiction a bill by the State of
Georgia seeking to enjoin enforcement of the Reconstruction
Acts on the ground that the command by military districts
which they established extinguished existing state
government and replaced it with a form of government
unauthorized by the Constitution:
20
"That these matters, both as stated in the body of
the bill; and, in the prayers for relief, call for the
judgment of the court upon political questions, and,
upon rights, not of persons or property, but of a
political character, will hardly be denied. For the
rights for the protection of which our authority is
invoked, are the rights of sovereignty, of political
jurisdiction, of government, of corporate existence as a
State, with all its constitutional powers and
privileges. No case of private rights or private
property infringed, or in danger of actual or threatened
infringement, is presented by the bill, in a judicial
form, for the judgment of the court." Id., at
77. 21
[369 U.S.
186, 289]
5. The influence of these converging considerations -
the caution not to undertake decision where standards meet
for judicial judgment are lacking, the reluctance to
interfere with matters of state government in the absence of
an unquestionable and effectively enforceable mandate, the
unwillingness to make courts arbiters of the broad issues of
political organization historically committed to other
institutions and for whose adjustment the judicial process
is ill-adapted - has been decisive of the settled line of
cases, reaching back more than a century, which holds that
Art. IV, 4, of the Constitution, guaranteeing to the States
"a Republican Form of Government,"
22 is not enforceable through the courts. E. g., O'Neill
v. Leamer,
239 U.S. 244
; Mountain Timber Co. v. Washington,
243 U.S. 219
; Cochran v. Board of Education,
281 U.S. 370
; Highland Farms Dairy, Inc., v. Agnew,
300 U.S. 608
. 23 Claims
resting on this specific
[369 U.S. 186, 290] guarantee of
the Constitution have been held nonjusticiable which
challenged state distribution of powers between the
legislative and judicial branches, Ohio ex rel. Bryant v.
Akron Metropolitan Park District,
281 U.S. 74
, state delegation of power to
municipalities, Kiernan v. Portland, Oregon,
223 U.S. 151
, state adoption of the referendum as a
legislative institution, Ohio ex rel. Davis v. Hildebrant,
241 U.S. 565, 569
, and state restriction upon the power
of state constitutional amendment, Marshall v. Dye,
231 U.S. 250, 256
-257. The subject was fully considered
in Pacific States Telephone & Telegraph Co. v. Oregon,
223 U.S. 118
, in which the Court dismissed for want of
jurisdiction a writ of error attacking a state license-tax
statute enacted by the initiative, on the claim that this
mode of legislation was inconsistent with a Republican Form
of Government and violated the Equal Protection Clause and
other federal guarantees. After nothing ". . . the ruinous
destruction of legislative authority in matters purely
political which would necessarily be occasioned by giving
sanction [369
U.S. 186, 291] to the doctrine which underlies
and would be necessarily involved in sustaining the
propositions contended for," 24
the Court said:
". . . [The] essentially political nature [of this
claim] is at once made manifest by understanding that
the assault which the contention here advanced makes it
[sic] not on the tax as a tax, but on the State as a
State. It is addressed to the framework and political
character of the government by which the statute levying
the tax was passed. It is the government, the political
entity, which (reducing the case to its essence) is
called to the bar of this court, not for the purpose of
testing judicially some exercise of power assailed, on
the ground that its exertion
[369 U.S.
186, 292] has injuriously affected the
rights of an individual because of repugnancy to some
constitutional limitation, but to demand of the State
that it establish its right to exist as a State,
republican in form." Id., at 150-151.
The starting point of the doctrine applied in these cases
is, of course, Luther v. Borden, 7 How. 1. The case arose
out of the Dorr Rebellion in Rhode Island in 1841-1842.
Rhode Island, at the time of the separation from England,
had not adopted a new constitution but had continued, in its
existence as an independent State, under its original royal
Charter, with certain statutory alterations. This frame of
government provided no means for amendment of the
fundamental law; the right of suffrage was to be prescribed
by legislation, which limited it to freeholders. In the
1830's, largely because of the growth of towns in which
there developed a propertied class whose means were not
represented by freehold estates, dissatisfaction arose with
the suffrage qualifications of the charter government. In
addition, population shifts had caused a dated apportionment
of seats in the lower house to yield substantial numerical
inequality of political influence, even among qualified
voters. The towns felt themselves underrepresented, and
agitation began for electoral reform. When the charter
government failed to respond, popular meetings of those who
favored the broader suffrage were held and delegates elected
to a convention which met and drafted a state constitution.
This constitution provided for universal manhood suffrage
(with certain qualifications); and it was to be adopted by
vote of the people at elections at which a similarly
expansive franchise obtained. This new scheme of government
was ratified at the polls and declared effective by the
convention, but the government elected and organized under
it, with Dorr at its head, never came to power. The
[369 U.S. 186,
293] charter government denied the validity of
the convention, the constitution and its government and,
after an insignificant skirmish, routed Dorr and his
followers. It meanwhile provided for the calling of its own
convention, which drafted a constitution that went
peacefully into effect in 1843. 25
Luther v. Borden was a trespass action brought by one of
Dorr's supporters in a United States Circuit Court to
recover damages for the breaking and entering of his house.
The defendants justified under military orders pursuant to
martial law declared by the charter government, and
plaintiff, by his reply, joined issue on the legality of the
charter government subsequent to the adoption of the Dorr
constitution. Evidence offered by the plaintiff tending to
establish that the Dorr government was the rightful
government of Rhode Island was rejected by the Circuit
Court; the court charged the jury that the charter
government was lawful; and on a verdict for defendants,
plaintiff brought a writ of error to this Court.
The Court, through Mr. Chief Justice Taney, affirmed.
After noting that the issue of the charter government's
legality had been resolved in that government's favor by the
state courts of Rhode Island - that the state courts,
deeming the matter a political one unfit for judicial
determination, had declined to entertain attacks upon the
existence and authority of the charter government - the
Chief Justice held that the courts of the United States must
follow those of the State in this regard. Id., at 39-40. It
was recognized that the compulsion to follow
[369 U.S. 186,
294] state law would not apply in a federal
court in the face of a superior command found in the Federal
Constitution, ibid., but no such command was found. The
Constitution, the Court said - referring to the Guarantee
Clause of the Fourth Article - ". . . as far as it has
provided for an emergency of this kind, and authorized the
general government to interfere in the domestic concerns of
a State, has treated the subject as political in its nature,
and placed the power in the hands of that department." Id.,
at 42.
"Under this article of the Constitution it rests with
Congress to decide what government is the established
one in a State. For as the United States guarantee to
each State a republican government, Congress must
necessarily decide what government is established in the
State before it can determine whether it is republican
or not. And when the senators and representatives of a
State are admitted into the councils of the Union, the
authority of the government under which they are
appointed, as well as its republican character, is
recognized by the proper constitutional authority. And
its decision is binding on every other department of the
government, and could not be questioned in a judicial
tribunal. It is true that the contest in this case did
not last long enough to bring the matter to this issue;
and as no senators or representatives were elected under
the authority of the government of which Mr. Dorr was
the head, Congress was not called upon to decide the
controversy. Yet the right to decide is placed there,
and not in the courts." Ibid.
26
[369 U.S. 186, 295]
In determining this issue non-justiciable, the Court
was sensitive to the same considerations to which its later
decisions have given the varied applications already
discussed. It adverted to the delicacy of judicial
intervention into the very structure of government.
27 It acknowledged that
tradition had long entrusted questions of this nature to
non-judicial processes, 28 and
that judicial processes were unsuited to their decision.
29 The absence of guiding
standards for judgment was critical, for the question
whether the Dorr constitution had been rightfully adopted
depended, in part, upon the extent of the franchise to be
recognized - the very point of contention over which
rebellion had been fought. |
By contrast, convening the members of a political
association in order to select the person who can best represent and
advance the group's goals is not, and historically never has been,
the province of the State - much less its exclusive province.
The selection of a party candidate is not the type of function, such
as eminent domain, that is "traditionally associated with
sovereignty." Jackson v. Metropolitan Edison Co.,
419 U.S., at 353
. Cf. San Francisco Arts & Athletics, Inc. v.
United States Olympic Comm.,
483 U.S. 522, 545
(1987) (holding that United States Olympic
Committee is not a state actor because "[n]either the conduct nor
the coordination of amateur sports has been a traditional
governmental function"); Blum v. Yaretsky,
457 U.S. 991, 1011
-1012 (1982) (holding that nursing home is
not a state actor in part because provision of nursing home services
is not a traditional and exclusive sovereign function); Edmonson v.
Leesville Concrete Co.,
500 U.S., at 638
-641 (O'CONNOR, J., dissenting) (arguing that
exercise of peremptory strikes by litigants in state court is not a
government function but a matter of private choice). Though States
often limit ballot access to persons who are official party nominees
or who meet the requirements for independent candidates, see, e.g.,
Storer v. Brown,
415 U.S. 724
(1974), no State to my knowledge has ever held a
convention in order to designate a political party's nominee for
public office. Indeed, it would subvert the very purpose of
democracy if the State possessed sole control over the
identification of candidates for elective office. I therefore fail
to see how the selection of a party's candidate for United States
Senator is a public electoral function. Cf. ante, at 6.
14
[ MORSE v. REPUBLICAN PARTY OF VIRGINIA, ___ U.S. ___
(1996) , 23]
Vieth v. Jubelirer 541 U.S. 267, *277-278, 124 S.Ct.
1769,**1776 - 1777 (U.S.Pa.,2004)
As Chief Justice Marshall proclaimed two centuries ago, "[i]t is
emphatically the province and duty of the judicial department to say
what the law is." Marbury v. Madison, 1 Cranch 137, 177, 2 L.Ed. 60
(1803). Sometimes, however, the law is that the judicial department
has no business entertaining the claim of unlawfulness-because the
question is entrusted to one of the political branches or involves
no judicially enforceable rights. See, e.g., Nixon v. United States,
506 U.S. 224, 113 S.Ct. 732, 122 L.Ed.2d 1 (1993) (challenge to
procedures used in Senate impeachment proceedings); Pacific States
Telephone & Telegraph Co. v.
Oregon, 223 U.S. 118, 32 S.Ct. 224, 56 L.Ed. 377 (1912) (claims
arising under the Guaranty Clause of Article IV, § 4). Such
questions are said to be "nonjusticiable," or "political questions."
In Baker v. Carr, 369 U.S. 186, 82 S.Ct. 691, 7 L.Ed.2d 663
(1962), we set forth six independent tests for the existence of a
political question:
"[1] a textually demonstrable constitutional commitment of the
issue to a coordinate political department; or [2] a lack of
judicially discoverable and manageable standards *278 for resolving
it; or [3] the impossibility of deciding without an initial policy
determination of a kind clearly for nonjudicial discretion; or [4]
the impossibility of a court's undertaking independent resolution
without expressing lack of the respect due coordinate branches of
government; or [5] an unusual need for unquestioning adherence to a
political decision already made; or [6] the potentiality of
embarrassment from multifarious pronouncements by various
departments on one question." Id., at 217, 82 S.Ct. 691.
These tests are probably listed in descending order of both
importance and certainty. The second is at issue here, and there is
no doubt of its validity. "The judicial Power" created by **1777
Article III, § 1, of the Constitution is not whatever judges choose
to do, see Valley Forge Christian College v. Americans United for
Separation of Church and State, Inc., 454 U.S. 464, 487, 102 S.Ct.
752, 70 L.Ed.2d 700 (1982); cf. Grupo Mexicano de Desarrollo, S.A.
v. Alliance Bond Fund, Inc., 527 U.S. 308, 332-333, 119 S.Ct. 1961,
144 L.Ed.2d 319 (1999), or even whatever Congress chooses to assign
them, see Lujan v. Defenders of Wildlife, 504 U.S. 555, 576-577, 112
S.Ct. 2130, 119 L.Ed.2d 351 (1992); Chicago & Southern Air Lines,
Inc. v. Waterman S.S. Corp., 333 U.S. 103, 110-114, 68 S.Ct. 431, 92
L.Ed. 568 (1948). It is the power to act in the manner traditional
for English and American courts. One of the most obvious limitations
imposed by that requirement is that judicial action must be governed
by standard, by rule. Laws promulgated by the Legislative Branch can
be inconsistent, illogical, and ad hoc; law pronounced by the courts
must be principled, rational, and based upon reasoned distinctions.
[Vieth v. Jubelirer 541 U.S. 267, *277-278, 124 S.Ct. 1769,**1776
- 1777 (U.S.Pa.,2004)]
Injunctions in a Nutshell, John F. Dobbyn, 1974, West Group,
ISBN 0-314-28423-0, pp. 121-125
b. Political Questions
The major area in which an equity court will defer to the primary
jurisdiction of another branch of the government is that of "political
questions". The basic characteristic of a political question is
that its resolution by the court would lead the court into conflict with
one or both of the coordinate branches of government--i.e., the
executive or legislative. The doctrine of abstention here is based
primarily on observance of the doctrine of separation of powers.
In 1894, the court of Fletcher v. Tuttle, 151 Ill. 41, 37 N.E. 683
(1894), stated the principle in clear-line, doctrinaire terms.
Political rights consisted in the power to participate, directly or
indirectly, in the establishment or management of the government.
Civil rights were those which had no relation to the establishment,
support, or management of the government. The rule was simply laid
on these premises that courts of equity (as opposed to courts of law)
would not interpose to protect rights which were merely political, where
no civil or property right was involved.
Much like the withdrawal from a hard-line rule to the principle of
deciding each case according to numerous relevant criteria that took
place in Flast v. Cohen, supra, in the area of standing, a similar
reformation took place here in the landmark case of Baker v. Carr, 369
U.S. 186 (1962). An equity action was brought by petitioners
challenging the apportioning of Tennessee's legislators among the
state's 95 counties on grounds of denial of equal protection under the
Fourteenth Amendment. The Court refused to dismiss the case,
stating that, "the mere fact that the suit seeks protection of a
political right does not mean it presents a political question."
Instead of an automatic rule, the Court laid down criteria for the
determination in each case of whether or not deciding the case would
interfere with the separation of powers. The criteria are:
- Has the issue been committed expressly by the Constitution to a
coordinate political branch of the government?
- Are there judicially discoverable and manageable standards for
deciding the case?
- Can the case be decided without some initial policy
determination of a kind clearly for nonjudicial discretion.
- Can the court decide the case independently without expressing
lack of the respect due a coordinate branch of the government?
- Is there an unusual need for unquestioning adherence to a
political decision already made?
- Is there a potentiality for embarrassment from multifarious
decisions by different branches of the government on the same
question?
Applying these criteria there are certain clear categories of cases
in which the equity court will abstain on the grounds of a political
question.
- The broadest area conceded entirely to the executive and
legislative (political) branches involves all questions dealing with
foreign relations. The fact that foreign policy has been
committed the constitutionally to these branches, together with the
absolute need for a single-voiced statement of this government's
positions, demands this absolute approach. Specific issues in
this category include the existence and interpretation of treaties,
recognition of foreign governments, and recognition of states of war
or peace.
- Equity courts will also refrain from interfering in the
administration of the internal affairs of a political party.
In O'Brien v. Brown, 409 U.S. 1 (1972), for example, the court was
asked to overrule the decision of the Credentials Committee of the
1972 Democratic National Convention in regard to the seating of
certain delegates. The Circuit Court rejected the claims of
the petitioners on the merits. The Supreme Court, however,
stayed the judgment of the Circuit Court--in effect opted for
abstention--to allow the political process to function free from
judicial supervision.
In Lynch v. Torquato, 393 F.2d 370 (3rd Cir. 1965), the court
dismissed the petitioner's challenge to the method of selecting the
Democratic County Committee and Chairman. Since the case
involved a fight for control of ordinary party affairs, it amounted
to a political question. Farmer-Labor State Central Committee
v. Holm, 227 Minn. 52, 33 N.W.2d 831 (1948), where the petition
asked the court to order the secretary of state to reject one
certificate of nominees for election as electors of the D-F-L Party
and to place on the ballot the names listed on another certificate.
The court ruled that, "IN factional controversies within the party,
where there is no controlling statute or clear right based on
statute law, the courts will not assume jurisdiction, but will leave
the matter for determination within the party organization. . . Such
a convention is a deliberative body, and unless it acts arbitrarily,
oppressively, or fraudulently, its final determination as to
candidates, or any other question of which it has jurisdiction, will
be followed by the courts."
- A court of equity will also refrain from exercising jurisdiction
over the appointment or removal of public officers. The
primary reason here is that this power has generally been vested in
the executive branch or an administrative board, with specific forms
or action established for bringing the matter before the courts of
common law, such as mandamus, prohibition, or quo warranto. By
interjecting injunctive relief, the equity court would not only be
interfering with matters entrusted to another branch, but would also
be impinging on the jurisdiction of the common law courts.
White v. Berry, 171 U.S. 366 (1898).
|