Ellrod v. Burns, 427 U.S. 347, 373 ( 1976)
“. . . The loss of First Amendment freedoms, for even minimal periods of time, unquestionably constitutes irreparable
injury. . .”
[Ellrod v. Burns, 427 U.S. 347, 373 ( 1976)]
Wooley v. Maynard, 430 U.S. 705, 714 (1977)
“. . . We begin with the proposition that the right of freedom of thought protected by the First Amendment against state action includes both the right to speak freely and the right to refrain from speaking at all. See Board of Education v. Barnette, 319 U. S. 624, 319 U. S. 633-634 (1943); id. at 319 U. S. 645 (Murphy, J., concurring). A system which secures the right to proselytize religious, political, and ideological causes must also guarantee the concomitant right to decline to foster such concepts. The right to speak and the right to refrain from speaking are complementary components of the broader concept of "individual freedom of mind. . .”
[Wooley v. Maynard, 430 U.S. 705, 714 (1977)]
Authoritative interpretations of
the First Amendment guarantees have consistently refused to recognize
an exception for any test of truth - whether administered by judges,
juries, or administrative officials - and especially one that puts
the burden of proving truth on the speaker. Cf. Speiser v. Randall,
357 U.S. 513, 525 -526. The constitutional protection does not
turn upon "the truth, popularity, or social utility of the ideas
and beliefs which are offered." N. A. A. C. P. v. Button,
371 U.S. 415, 445 . As Madison said, "Some degree of abuse is
inseparable from the proper use of every thing; and in no instance
is this more true than in that of the press." 4 Elliot's Debates
on the Federal Constitution (1876), p. 571. In Cantwell v. Connecticut,
310 U.S. 296, 310 , the Court declared:
"In the realm of religious faith,
and in that of political belief, sharp differences arise. In
both fields the tenets of one man may seem the rankest error
to his neighbor. To persuade others to his own point of view,
the pleader, as we know, at times, resorts to exaggeration,
to vilification of men who have been, or are, prominent in church
or state, and even to false statement. But the people of this
nation have ordained in the light of history, that, in spite
of the probability of excesses and abuses, these liberties are,
in the long view, essential to enlightened opinion and right
conduct on the part of the citizens of a democracy."
That erroneous statement is inevitable
in free debate, and that it must be protected if the freedoms of
expression [376 U.S. 254, 272] are to have the "breathing
space" that they "need . . . to survive," N. A. A. C. P. v. Button,
371 U.S. 415, 433 , was also recognized by the Court of Appeals
for the District of Columbia Circuit in Sweeney v. Patterson, 76
U.S. App. D.C. 23, 24, 128 F.2d 457, 458 (1942), cert. denied,
317 U.S. 678 . Judge Edgerton spoke for a unanimous court which
affirmed the dismissal of a Congressman's libel suit based upon
a newspaper article charging him with anti-Semitism in opposing
a judicial appointment. He said:
"Cases which impose liability
for erroneous reports of the political conduct of officials
reflect the obsolete doctrine that the governed must not criticize
their governors. . . . The interest of the public here outweighs
the interest of appellant or any other individual. The protection
of the public requires not merely discussion, but information.
Political conduct and views which some respectable people approve,
and others condemn, are constantly imputed to Congressmen. Errors
of fact, particularly in regard to a man's mental states and
processes, are inevitable. . . . Whatever is added to the field
of libel is taken from the field of free debate."
13
Injury to official reputation affords
no more warrant for repressing speech that would otherwise be free
than does factual error. Where judicial officers are involved, this
Court has held that concern for the dignity and [376 U.S. 254, 273]
reputation of the courts does not justify the punishment as criminal
contempt of criticism of the judge or his decision. Bridges v. California,
314 U.S. 252 . This is true even though the utterance contains
"half-truths" and "misinformation." Pennekamp v. Florida,
328 U.S. 331, 342 , 343, n. 5, 345. Such repression can be justified,
if at all, only by a clear and present danger of the obstruction
of justice. See also Craig v. Harney,
331 U.S. 367 ; Wood v. Georgia,
370 U.S. 375 . If judges are to be treated as "men of fortitude,
able to thrive in a hardy climate," Craig v. Harney, supra,
331 U.S., at 376 , surely the same must be true of other government
officials, such as elected city commissioners.
14 Criticism of their official conduct
does not lose its constitutional protection merely because it is
effective criticism and hence diminishes their official reputations.
[New
York Times v. Sullivan, 376 U.S. 254 (1964)]
Murdock v. Pennsylvania, 319
U.S. 105 (1943)
"...The
constitutional rights
of those spreading their religious beliefs through the spoken and
printed word are not to be gauged by standards governing retailers
or wholesalers of books. The right to use the press for expressing
one's views is not to be measured by the protection afforded commercial
handbills. It should be remembered that the pamphlets
of Thomas Paine were not distributed free of charge. It is plain
that a religious organization needs funds to remain a going concern.
But an itinerant evangelist, however misguided or intolerant he
may be, does not become a mere book agent by selling the Bible or
religious tracts to help defray his expenses or to sustain him.
Freedom of speech, freedom
of the press, freedom of religion are available to all, not merely
to those who can pay their own way. . ."
[Murdock v. Pennsylvania, 319 U.S. 105 (1943)]
Faith Center Church Evangelistic
Ministries v. Glover, 462 F.3d 1194, (2006)
Elrod v. Burns, 427 U.S. 347, 373, 96 S.Ct. 2673, 49 L.Ed.2d
547 (1976) (“The loss of First Amendment freedoms, for even
minimal periods of time, unquestionably constitutes irreparable
injury.”);
Sammartano, 303 F.3d at 973 (“[A] party seeking preliminary
injunctive relief in a First Amendment context can establish irreparable
injury sufficient to merit the grant of relief by demonstrating
the existence of a colorable First Amendment claim.” (internal quotation
marks and citation omitted)). We agree that the existence of a colorable
First Amendment claim in this case is sufficient to demonstrate
irreparable injury. We therefore confine our review to determining
whether Faith Center has demonstrated a likelihood of success on
the merits of its First Amendment “as applied” challenge.FN7
[462 F.3d
1194, (2006)]
In the First Amendment, the Founding
Fathers gave the free press the protection it must have to fulfill
its essential role in our democracy.
The press was to serve the governed,
not the governors. The Government's power to censor the press was
abolished so that the press would remain forever free to censure
the Government. The press was protected so that it could bare the
secrets of government and inform the people. Only a free and unrestrained
press can effectively expose deception in government. And paramount
among the responsibilities of a free press is the duty to prevent
any part of the government from deceiving the people and sending
them off to distant lands to die of foreign fevers and foreign shot
and shell. In my view, far from deserving condemnation
for their courageous reporting, the New York Times, the Washington
Post, and other newspapers should be commended for serving the purpose
that the Founding Fathers saw so clearly. In revealing the workings
of government that led to the Vietnam war, the newspapers nobly
did precisely that which the Founders hoped and trusted they would
do.
[New
York Times Co. v. United States, 403 U.S. 713 (1970)]
The First Amendment, as applied to
the States through the Fourteenth Amendment, protects commercial
speech from unwarranted governmental regulation. Virginia Pharmacy
Board,
425 U.S., at 761 -762. Commercial expression not only serves
the economic interest of the speaker, but also assists consumers
and furthers the societal interest in the fullest possible [447
U.S. 557, 562] dissemination of information. In applying
the First Amendment to this area, we have rejected the "highly paternalistic"
view that government has complete power to suppress or regulate
commercial speech. "[P]eople will perceive their own best interest
if only they are well enough informed, and . . . the best means
to that end is to open the channels of communication, rather than
to close them. . . ." Id., at 770; see Linmark Associates, Inc.
v. Willingboro,
431 U.S. 85, 92 (1977). Even when advertising communicates only
an incomplete version of the relevant facts, the First Amendment
presumes that some accurate information is better than no information
at all. Bates v. State Bar of Arizona, supra, at 374.
Nevertheless, our decisions have
recognized "the `commonsense' distinction between speech proposing
a commercial transaction, which occurs in an area traditionally
subject to government regulation, and other varieties of speech."
Ohralik v. Ohio State Bar Assn.,
436 U.S. 447, 455 -456 (1978); see Bates v. State Bar of Arizona,
supra, at 381; see also Jackson & Jeffries, Commercial Speech: Economic
Due Process and the First Amendment, 65 Va. L. Rev. 1, 38-39 (1979).
5 The [447 U.S. 557, 563]
Constitution therefore accords a lesser protection to commercial
speech than to other constitutionally guaranteed expression.
436 U.S., at 456 , 457. The protection available for particular
commercial expression turns on the nature both of the expression
and of the governmental interests served by its regulation.
The First Amendment's concern for
commercial speech is based on the informational function of advertising.
See First National Bank of Boston v. Bellotti,
435 U.S. 765, 783 (1978). Consequently, there can be no constitutional
objection to the suppression of commercial messages that do not
accurately inform the public about lawful activity. The government
may ban forms of communication more likely to deceive the public
than to inform it, Friedman v. Rogers, supra, at 13, 15-16; Ohralik
v. Ohio State Bar Assn., supra, at 464-465, or [447 U.S. 557, 564]
commercial speech related to illegal activity, Pittsburgh Press
Co. v. Human Relations Comm'n,
413 U.S. 376, 388 (1973). 6
If the communication is neither misleading
nor related to unlawful activity, the government's power is more
circumscribed. The State must assert a substantial interest to be
achieved by restrictions on commercial speech. Moreover, the regulatory
technique must be in proportion to that interest. The limitation
on expression must be designed carefully to achieve the State's
goal. Compliance with this requirement may be measured by two criteria.
First, the restriction must directly advance the state interest
involved; the regulation may not be sustained if it provides only
ineffective or remote support for the government's purpose. Second,
if the governmental interest could be served as well by a more limited
restriction on commercial speech, the excessive restrictions cannot
survive.
Under the first criterion, the Court
has declined to uphold regulations that only indirectly advance
the state interest involved. In both Bates and Virginia Pharmacy
Board, the Court concluded that an advertising ban could not be
imposed to protect the ethical or performance standards of a profession.
The Court noted in Virginia Pharmacy Board that "[t]he advertising
ban does not directly affect professional standards one way or the
other."
425 U.S., at 769 . In Bates, the Court overturned an advertising
prohibition that was designed to protect the "quality" of a lawyer's
work. [447 U.S. 557, 565] "Restraints on advertising
. . . are an ineffective way of deterring shoddy work."
433 U.S., at 378 . 7
The second criterion recognizes that
the First Amendment mandates that speech restrictions be "narrowly
drawn." In re Primus,
436 U.S. 412, 438 (1978). 8 The
regulatory technique may extend only as far as the interest it serves.
The State cannot regulate speech that poses no danger to the asserted
state interest, see First National Bank of Boston v. Bellotti, supra,
at 794-795, nor can it completely suppress information when narrower
restrictions on expression would serve its interest as well. For
example, in Bates the Court explicitly did not "foreclose the possibility
that some limited supplementation, by way of warning or disclaimer
or the like might be required" in promotional materials.
433 U.S., at 384 . See Virginia Pharmacy Board, supra, at 773.
And in Carey v. Population Services International,
431 U.S. 678, 701 -702 (1977), we held that the State's "arguments
. . . do not justify the total suppression of advertising concerning
contraceptives." This holding left open the possibility that [447
U.S. 557, 566] the State could implement more carefully
drawn restrictions. See id., at 712 (POWELL, J., concurring in part
and in judgment); id., at 716-717 (STEVENS, J., concurring in part
and in judgment). 9
In commercial speech cases, then,
a four-part analysis has developed. At the outset, we must determine
whether the expression is protected by the First Amendment. For
commercial speech to come within that provision, it at least must
concern lawful activity and not be misleading. Next, we ask whether
the asserted governmental interest is substantial. If both inquiries
yield positive answers, we must determine whether the regulation
directly advances the governmental interest asserted, and whether
it is not more extensive than is necessary to serve that interest.
[Central
Hudson Gas & Electric v. Public Service Comm'n, 447 U.S. 557 (1980)]
"If there is any fixed star in our constitutional constellation, it
is that no official, high or petty, can prescribe what shall be orthodox
in politics, nationalism, religion, or other matters of opinion or force
citizens by word or act their faith therein. If there are any
circumstances which permit an exception, they do not now occur to us."
[West
Virginia State Board of Education v. Barnette, 319 U.S. 624; 63 S.Ct.
1178 (1943)]
First Amendment Law in a Nutshell,
Second Edition, pp. 266-267, Jerome A Barron, West Group, 2000; ISBN
0-314-22677-X
Just as there is freedom to speak,
to associate, and to believe, so there is freedom not to speak,
associate, or believe. “The right to speak and the right to
refrain from speaking are complementary components of the broader
concept of ‘individual freedom of mind.’” Wooley v. Maynard (1977).
Freedom of conscience dictates that no individual be forced to espouse
idealogical causes with which he disagrees: “[A]t the heart of the
First Amendment is the notion that the individual should be free
to believe as he will, and that in a free society one’s beliefs
should be shaped by his mind and by his conscience, rather than
coerced by the State.” Abood v. Detroit Bd. Of Educ. (1977)
[First Amendment Law in a Nutshell,
Second Edition, pp. 266-267, Jerome A Barron, West Group, 2000;
ISBN 0-314-22677-X]
“Under our Constitution, anonymous pamphleteering is not a pernicious,
fraudulent practice, but an
honorable tradition of advocacy and of dissent. Anonymity is
a shield from the tyranny of the majority”
[McIntyre
v. Ohio Elections Commission, 514 U.S.
334, 115 S.Ct. 1511, 131 L.Ed.2d 426 (1995)]
Anonymous pamphlets, leaflets, brochures
and even books have played an important role in the progress of
mankind. Persecuted groups and sects from time to time throughout
history have been able to criticize oppressive practices and laws
either anonymously or not at all. The obnoxious press licensing
law of England, which was also enforced on the Colonies was due
in part to the knowledge that exposure of the names of printers,
writers and distributors would lessen the circulation of literature
critical of the government. The old seditious libel cases in England
show the lengths to which government had to go to find out who was
responsible for books that were obnoxious [362 U.S. 60, 65]
to the rulers. John Lilburne was whipped, pilloried and fined for
refusing to answer questions designed to get evidence to convict
him or someone else for the secret distribution of books in England.
Two Puritan Ministers, John Penry and John Udal, were sentenced
to death on charges that they were responsible for writing, printing
or publishing books. 6 Before the Revolutionary
War colonial patriots frequently had to conceal their authorship
or distribution of literature that easily could have brought down
on them prosecutions by English-controlled courts. Along about that
time the Letters of Junius were written and the identity of their
author is unknown to this day. 7 Even
the Federalist Papers, written in favor of the adoption of our Constitution,
were published under fictitious names. It is plain that anonymity
has sometimes been assumed for the most constructive purposes.
We have recently had occasion to
hold in two cases that there are times and circumstances when States
may not compel members of groups engaged in the dissemination of
ideas to be publicly identified. Bates v. Little Rock,
361 U.S. 516 ; N. A. A. C. P. v. Alabama,
357 U.S. 449, 462 . The reason for those holdings was that identification
and fear of reprisal might deter perfectly peaceful discussions
of public matters of importance. This broad Los Angeles ordinance
is subject to the same infirmity. We hold that it, like the Griffin,
Georgia, ordinance, is void on its face. [362 U.S. 60, 66]
[Talley
v. California, 362 U.S. 60 (1960)]
Rutter Group California
Practice Guide: Civil Procedure Before Trial, paragraph 9:525, Rev 31
2005
[9:525] Constitutional
rights: Irreparable injury is presumed where plaintiff's
First Amendment rights are threatened:
"The loss of First Amendment freedoms, for even minimal periods
of time, unquestionably constitutes irreparable injury." [Ellrod
v. Burns (1976)
427 U.S. 347, 373, 96 S.Ct. 2673, 2690]
[Rutter Group California Practice Guide: Civil Procedure Before Trial,
paragraph 9:525, Rev 31 2005]
Like freedom of speech and a free
press, the right of peaceable assembly was considered by the Framers
of our Constitution to lie at the foundation of a government
[361 U.S. 516, 523] based upon the consent
of an informed citizenry - a government dedicated to the establishment
of justice and the preservation of liberty. U.S. Const., Amend.
I. And it is now beyond dispute that freedom of association for
the purpose of advancing ideas and airing grievances is protected
by the Due Process Clause of the Fourteenth Amendment from invasion
by the States. De Jonge v. Oregon,
299 U.S. 353, 364 ; N. A. A. C. P. v. Alabama,
357 U.S. 449, 460 .
Freedoms such as these are protected
not only against heavy-handed frontal attack, but also from being
stifled by more subtle governmental interference. Grosjean v. American
Press Co.,
297 U.S. 233 ; Murdock v. Pennsylvania,
319 U.S. 105 ; American Communications Assn. v. Douds,
339 U.S. 382, 402 ; N. A. A. C. P. v. Alabama, supra; Smith
v. California,
361 U.S. 147 . "It is hardly a novel perception that compelled
disclosure of affiliation with groups engaged in advocacy may constitute
[an] effective . . . restraint on freedom of association. . . .
This Court has recognized the vital relationship between freedom
to associate and privacy in one's associations. . . . Inviolability
of privacy in group association may in many circumstances be indispensable
to preservation of freedom of association, particularly where a
group espouses dissident beliefs." N. A. A. C. P. v. Alabama,
357 U.S., at 462 .
On this record it sufficiently
appears that compulsory disclosure of the membership lists of the
local branches of the National Association for the Advancement of
Colored People would work a significant interference with the freedom
of association of their members. 9
There was [361 U.S. 516, 524] substantial
uncontroverted evidence that public identification of persons in
the community as members of the organizations had been followed
by harassment and threats of bodily harm. There was also evidence
that fear of community hostility and economic reprisals that would
follow public disclosure of the membership lists had discouraged
new members from joining the organizations and induced former members
to withdraw. This repressive effect, while in part the result of
private attitudes and pressures, was brought to bear only after
the exercise of governmental power had threatened to force disclosure
of the members' names. N. A. A. C. P. v. Alabama,
357 U.S., at 463 . Thus, the threat of substantial government
encroachment upon important and traditional aspects of individual
freedom is neither speculative nor remote.
Decision in this case must finally
turn, therefore, on whether the cities as instrumentalities of the
State have demonstrated so cogent an interest in obtaining and making
public the membership lists of these organizations as to justify
the substantial abridgment of associational freedom which such disclosures
will effect. Where there is a significant encroachment upon personal
liberty, the State may prevail only upon showing a subordinating
interest which is compelling. N. A. A. C. P. v. Alabama,
357 U.S. 449 . See also Jacobson v. Massachusetts,
197 U.S. 11 ; Schneider v. State,
308 U.S. 147 ; Cox v. New Hampshire,
312 U.S. 569, 574 ; Murdock v. Pennsylvania,
319 U.S. 105 ; Prince v. Massachusetts,
321 U.S. 158 ; Kovacs v. Cooper,
336 U.S. 77 .
[Bates
v. Little Rock, 361 U.S. 516 (1960)]
We thus reach petitioner's claim
that the production order in the state litigation trespasses upon
fundamental freedoms protected by the Due Process Clause of the
Fourteenth Amendment. Petitioner argues that in view of the facts
and circumstances shown in the record, the effect of compelled disclosure
of the membership lists will be to abridge the rights of its rank-and-file
members to engage in lawful association in support of their common
beliefs. It contends that governmental action which, although not
directly suppressing association, nevertheless carries this consequence,
can be justified only upon some overriding valid interest of the
State.
Effective advocacy of both public
and private points of view, particularly controversial ones, is
undeniably enhanced by group association, as this Court has more
than once recognized by remarking upon the close nexus between the
freedoms of speech and assembly. De Jonge v. Oregon,
299 U.S. 353, 364 ; Thomas v. Collins,
323 U.S. 516, 530 . It is beyond debate that freedom to engage
in association for the advancement of beliefs and ideas is an inseparable
aspect of the "liberty" assured by the Due Process Clause of the
Fourteenth Amendment, which embraces freedom of speech. See Gitlow
v. New York,
268 U.S. 652, 666 ; Palko v. Connecticut,
302 U.S. 319, 324 ; Cantwell v. Connecticut,
310 U.S. 296, 303 ; Staub v. City of Baxley,
355 U.S. 313, 321 . Of course, it is immaterial whether the
beliefs sought to be advanced by association pertain to political,
economic, religious or cultural matters, and state action which
may have the [357 U.S. 449, 461] effect
of curtailing the freedom to associate is subject to the closest
scrutiny.
The fact that Alabama, so far as
is relevant to the validity of the contempt judgment presently under
review, has taken no direct action, cf. De Jonge v. Oregon, supra;
Near v. Minnesota,
283 U.S. 697 , to restrict the right of petitioner's members
to associate freely, does not end inquiry into the effect of the
production order. See American Communications Assn. v. Douds,
339 U.S. 382, 402 . In the domain of these indispensable liberties,
whether of speech, press, or association, the decisions of this
Court recognize that abridgment of such rights, even though unintended,
may inevitably follow from varied forms of governmental action.
Thus in Douds, the Court stressed that the legislation there challenged,
which on its face sought to regulate labor unions and to secure
stability in interstate commerce, would have the practical effect
"of discouraging" the exercise of constitutionally protected political
rights,
339 U.S., at 393 , and it upheld the statute only after concluding
that the reasons advanced for its enactment were constitutionally
sufficient to justify its possible deterrent effect upon such freedoms.
Similar recognition of possible unconstitutional intimidation of
the free exercise of the right to advocate underlay this Court's
narrow construction of the authority of a congressional committee
investigating lobbying and of an Act regulating lobbying, although
in neither case was there an effort to suppress speech. United States
v. Rumely,
345 U.S. 41, 46 -47; United States v. Harriss,
347 U.S. 612, 625 -626. The governmental action challenged may
appear to be totally unrelated to protected liberties. Statutes
imposing taxes upon rather than prohibiting particular activity
have been struck down when perceived to have the consequence of
unduly curtailing the liberty of freedom of press assured under
the Fourteenth Amendment. Grosjean v. American [357
U.S. 449, 462] Press Co.,
297 U.S. 233 ; Murdock v. Pennsylvania,
319 U.S. 105 .
It is hardly a novel perception
that compelled disclosure of affiliation with groups engaged in
advocacy may constitute as effective a restraint on freedom of association
as the forms of governmental action in the cases above were thought
likely to produce upon the particular constitutional rights there
involved. This Court has recognized the vital relationship between
freedom to associate and privacy in one's associations. When
referring to the varied forms of governmental action which might
interfere with freedom of assembly, it said in American Communications
Assn. v. Douds, supra, at 402: "A requirement that adherents of
particular religious faiths or political parties wear identifying
arm-bands, for example, is obviously of this nature." Compelled
disclosure of membership in an organization engaged in advocacy
of particular beliefs is of the same order. Inviolability of privacy
in group association may in many circumstances be indispensable
to preservation of freedom of association, particularly where a
group espouses dissident beliefs. Cf. United States v. Rumely, supra,
at 56-58 (concurring opinion).
We think that the production order,
in the respects here drawn in question, must be regarded as entailing
the likelihood of a substantial restraint upon the exercise by petitioner's
members of their right to freedom of association. Petitioner has
made an uncontroverted showing that on past occasions revelation
of the identity of its rank-and-file members has exposed these members
to economic reprisal, loss of employment, threat of physical coercion,
and other manifestations of public hostility. Under these circumstances,
we think it apparent that compelled disclosure of petitioner's Alabama
membership is likely to affect adversely the ability of petitioner
and [357 U.S. 449, 463] its members to
pursue their collective effort to foster beliefs which they admittedly
have the right to advocate, in that it may induce members to withdraw
from the Association and dissuade others from joining it because
of fear of exposure of their beliefs shown through their associations
and of the consequences of this exposure.
[. . .]
We hold that the immunity from state
scrutiny of membership lists which the Association claims on behalf
of its members is here so related to the right of the members to
pursue their lawful private interests privately and to associate
freely with others in so doing as to come within the protection
of the Fourteenth Amendment. And we conclude that Alabama has fallen
short of showing a controlling justification for the deterrent effect
on the free enjoyment of the right to associate which disclosure
of membership lists is likely to have. Accordingly, the judgment
of civil contempt and the $100,000 fine which resulted from petitioner's
refusal to comply with the production order in this respect must
fall.
[NAACP
v. Alabama, 357 U.S. 449 (1958)]
MAJOR DECISIONS INTERPRETING
FREE SPEECH:
SCOPE OF THE FIRST AMENDMENT
The First Amendment states in
pertinent part: "Congress shall make no law . . . abridging
the freedom of speech or of the press . . . ."
Federal Government: The
language of the First Amendment suggests that it applies only
to Congress, but that has been extended. United States v. Grace,
461 U.S. 171 (1983)
State and Local Governments:
Until the Fourteenth Amendment was adopted in 1868, the First
Amendment did not apply to the states. Now it even applies to
state legislatures. Smith v. Daily Mail Publishing,
443 U.S. 97 (1979)
Private Individuals: The
First Amendment does not apply to private individuals. Hurley
v. GLIB, -- U.S. -- (1995)
"NO LAW"
The language of the First Amendment
suggests that it is absolute. Adderley v. Florida,
385 U.S. 39 (1966)
UNPROTECTED "SPEECH"
The First Amendment does not
apply to advocating imminent lawless behavior. Hess v.
Indiana,
414 U.S. 105 (1973)
Fighting Words: The First
Amendment does not protect "fighting words." Cohen v.
California,
403 U.S. 15 (1971)
Obscenity: Obscenity may
be punished. Alexander v. United States,
509 U.S.544 (1993)
Defamation: A plaintiff
may recover damages for defamation, but with limitations. New
York Times v. Sullivan,
376 U.S. 254 (1964)
PRIOR RESTRAINT
A "prior restraint" is an unlawful
gag on someone before he has had an opportunity to speak. Nebraska
Press Association v. Stuart,
427 U.S. 539 (1976)
Almost Absolute Ban: The
First Amendment is an almost absolute ban on prior restraints.
New York Times v. United States,
403 U.S. 713 (1971); Schenck v. United States,
249 U.S. 47 (1919); Abrams v. United States,
250 U.S. 616 (1919)
THE PRESS
The First Amendment suggests
that freedom of the press is different from freedom of speech.
Landmark Communications v. Virginia,
435 U.S. 829 (1978)
Private Individual: An
individual may not compel a newspaper to print his reply to
criticism. Miami Herald Publishing v. Tornillo,
418 U.S. 214 (1974)
Newspaper Reporter: A
reporter can be brought before grand jury. Branzburg v.
Hayes,
408 U.S. 665 (1972)
BROADCASTING
The broadcast media is treated
differently from other media. Red Lion Broadcasting v. FCC,
395 U.S. 367 (1969)
Right of Access: Candidates
cannot compel a newspaper to run their advertisements, but they
can compel broadcasters to do so. CBS v. FCC,
453 U.S. 367 (1981)
Cable Television:Cable
television is not treated as broadcast television for First
Amendment purposes. Turner Broadcasting System v. FCC,
-- U.S. -- (1994)
TIME, PLACE AND MANNER RESTRICTIONS
Most First Amendment cases involve
time, place and manner restrictions.
Type of Forum: Two types
of forums are distinguished: public and nonpublic. International
Society for Krishna Consciousness v. Lee,
505 U.S. 672 (1992)
Type of Restriction: Two
categories of restrictions are distinguished: content-based
and content-neutral. United States v. Eichmann,
496 U.S. 310 (1990)
Tests: Officials must
prove that the law is necessary to serve a compelling state
interest and is narrowly drawn. PEA v. PLEA,
460 U.S. 37 (1983); Boos v. Barry,
485 U.S. 312 (1988)
Narrowly Drawn or Tailored:
A law that gives an official too-broad discretion to restrict
speech is unconstitutional. Shuttlesworth v. City of Birmingham,
394 U.S. 147 (1969); Forsyth County v. The Nationalist Movement,
505 U.S. 123 (1992)
COMMERCIAL SPEECH
The First Amendment applies to
commercial speech. Central Hudson Gas & Electric v. Public Service
Comm'n,
447 U.S. 557 (1980)
City Beautification: Regulations
on commercial speech in the name of city beautification cannot
stand. City of Cincinnati v. Discovery Network,
507 U.S. 410 (1993); Linmark Associates v. Township of Willingboro,
431 U.S. 85 (1977)
Lawyer Advertising: Officials
cannot ban lawyer advertising. Bates v. State Bar of Arizona,
433 U.S. 350 (1977); Zauderer v. Office of Disciplinary
Counsel,
471 U.S. 626 (1985)
OBSCENITY
A thing is obscene if, considered
as a whole, its predominant appeal is to prurient interest.
Roth v. United States,
354 U.S. 476 (1957); Miller v. California,
413 U.S. 15 (1973); Paris Adult Theatre I v. Slaton,
413 U.S. 49 (1973); New York v. Ferber,
458 U.S. 747 (1982)
Indecency and Broadcasting:
There is greater leeway in regulating obscenity and indecency
in broadcasting. FCC v. Pacifica Foundation,
438 U.S. 726 (1978)
The vigilant protection of constitutional
freedoms is nowhere more vital than in the community of American
schools. "By limiting the power of the States to interfere with
freedom of speech and freedom of inquiry and freedom of association,
the Fourteenth Amendment protects all persons, no matter what their
calling. But, in view of the nature of the teacher's relation to
the effective exercise of the rights which are safeguarded by the
Bill of Rights and by the Fourteenth Amendment, inhibition of freedom
of thought, and of action upon thought, in the case of teachers
brings the safeguards of those amendments vividly into operation.
Such unwarranted inhibition upon the free spirit of teachers . .
. has an unmistakable tendency to chill that free play of the spirit
which all teachers ought especially to cultivate and practice; it
makes for caution and timidity in their associations by potential
teachers." Wieman v. Updegraff,
344 U.S. 183, 195 (concurring opinion). "Scholarship cannot
flourish in an atmosphere of suspicion and distrust. Teachers and
students must always remain free to inquire, to study and to evaluate
. . . ." Sweezy v. New Hampshire,
354 U.S. 234, 250 .
[Shelton
v. Tucker, 364 U.S. 479 (1960)]
U.S. v. Dellinger, 472 F.2d
340, (1972)
"The fact that conduct qua expression is “speech” does not mean
that it can not at all be regulated or made a crime,FN18
but does result in severe limitations on that process. The first
amendment by its negative drafting (“Congress shall make no law
. . . abridging the freedom of speech. . . .”) protects conduct
qua expression unless it can be removed from that protection
pursuant to some doctrine judicially recognized as consistent with
the first amendment.
Thus, one who challenges the application of a statute to conduct
which amounts to expression does not have the burden of bringing
his expression within the first amendment. Rather the burden
is on his opponent to show that such expression is within one of
those narrow areas which by their relation to action partake of
the essential qualities of action rather than expression and therefore
are carved away from the first amendment."
FN18.
Cox v. Louisiana, 379 U.S. 536, 554, 85 S.Ct. 453, 13 L.Ed.2d 471
(1965).
As to any given statute then there is first the threshold
question whether the statute relates to expression and is therefore
governed by first amendment considerations. We look for that answer
in reality and not solely in the words of the statute. Thus, if
a statute in its impact has or can be expected substantially to
involve expression, that must be sufficient, whether or not the
words of the statute so provide. There is, secondly, the removal
question, whether the expressive conduct is so related to action
that the expression is therefore carved away from the protection
of the first amendment.
[U.S. v. Dellinger, 472 F.2d 340,
(1972)]
Tinker v. Des Moines Independent Community School Dist., 393 U.S.
503, 89 S.Ct. 733 (1969)
Under our Constitution, free speech is not a right that is given
only to be so circumscribed that it exists in principle but not
in fact. Freedom of expression would not truly exist if the right
could be exercised only in an area that a benevolent government
has provided as a safe haven for crackpots. The Constitution says
that Congress (and the States) may not abridge the right to free
speech. This provision means what it says. We properly read it to
permit reasonable regulation of speech-connected activities in carefully
restricted circumstances. But we do not confine the permissible
exercise of First Amendment rights to a telephone booth or the four
corners of a pamphlet, or to supervised and ordained discussion
in a school classroom.
[
"Our form of government is built
on the premise that every citizen shall have the right to engage
in political expression and association. This right was enshrined
in the First Amendment of the Bill of Rights. Exercise of these
basic freedoms in America has traditionally been through the
media of political associations. Any interference with the freedom
of a party is simultaneously an interference with the freedom
of its adherents. All political ideas cannot and should not
be channeled into the programs of our two major parties. History
has amply proved the virtue of political activity by minority,
dissident groups . . . ."
The NAACP is not a conventional political
party; but the litigation it assists, while serving to vindicate
the legal rights of members of the American Negro community, at
the same time and perhaps more importantly, makes possible the distinctive
contribution of a minority group to the ideas and beliefs of our
society. For such a group, association for litigation may be the
most effective form of political association.
But it does not follow that this
Court now has only a clear-cut task to decide whether the activities
of the petitioner deemed unlawful by the Supreme Court of Appeals
are constitutionally privileged. If the line drawn by the decree
between the permitted and prohibited activities of the NAACP, its
members and lawyers is an ambiguous one, we will not presume that
the statute curtails constitutionally protected activity as little
as possible. For standards
of permissible statutory vagueness are strict in the area of free
expression. See Smith v. California,
361 U.S. 147, 151 ;
Winters v. New York,
333 U.S. 507, 509 -510,
517-518; Herndon v. Lowry,
301 U.S. 242 ; Stromberg
v. California,
283 U.S. 359 ; United
States v. C. I. O.,
335 U.S. 106, 142 (Rutledge,
J., concurring). Furthermore, the instant decree may be invalid
if it prohibits privileged exercises of First Amendment rights whether
or not the record discloses that the petitioner has engaged in privileged
conduct. For in appraising a statute's inhibitory effect
upon such rights, this Court has not hesitated to take into account
possible applications of the statute in other factual contexts besides
that at bar. Thornhill v. Alabama,
310 U.S. 88, 97 -98; Winters v. New York, supra, at 518-520.
Cf. Staub v. City of Baxley,
355 U.S. 313 . It makes no difference that the instant case
was not a criminal prosecution and not based on a refusal to comply
with a licensing requirement.
The [371
U.S. 415, 433] objectionable quality of vagueness and
overbreadth does not depend upon absence of fair notice to a criminally
accused or upon unchanneled delegation of legislative powers, but
upon the danger of tolerating, in the area of First Amendment freedoms,
the existence of a penal statute susceptible of sweeping and improper
application. 14
Cf. Marcus v. Search Warrant,
367 U.S. 717, 733 .
These freedoms are delicate and vulnerable, as well as supremely
precious in our society. The threat of sanctions may deter their
exercise almost as potently as the actual application of sanctions.
Cf. Smith v. California, supra, at 151-154; Speiser v. Randall,
357 U.S. 513, 526 .
Because First Amendment freedoms need breathing space to survive,
government may regulate in the area only with narrow specificity.
Cantwell v. Connecticut,
310 U.S. 296, 311 .
[NAACP v. Button, 371 U.S. 415 (1963)]
We have long regarded free and open
debate over matters of controversy as necessary to the functioning
of our constitutional system. See, e.g., Police Dept. of Chicago
v. Mosley, 408 U.S. 92, 95-96 (1972) ("To permit the continued building
of our politics and culture, and to assure self-fulfillment for
each individual, our people are guaranteed the right to express
any thought, free from government censorship"). That the Constitution
requires toleration of speech over its suppression is no less true
in our Nation's schools. See Tinker v. Des Moines Independent Community
School Dist., 393 U.S. 503, 512 (1969); Keyishian v. Board of Regents
of Univ. of N.Y., 385 U.S. 589, 603 (1967); Hazelwood School Dist.
v. Kuhlmeier, 484 U.S. 260, 280-281 (1988) (BRENNAN, J., dissenting).
[Board
of education of Westside Community Schools v. Mergens by and Through
Mergens, 496 U.S. 226 (1990)]
"The presumption against prior restraints
is heavier -- and the degree of protection broader -- than that
against limits on expression imposed by criminal penalties. Behind
the distinction is a theory deeply etched in our law: a free society
prefers to punish the few who abuse rights of speech after they
break the law than to throttle them and all others beforehand. It
is always difficult to know in advance what an individual will say,
and the line between legitimate and illegitimate speech is often
so finely drawn that the risks of freewheeling censorship are formidable."
[Southeastern Promotions, Ltd. v.
Conrad, 420 U.S. 546, 558-559 (1975)]
Roe v. City of San Diego,
356 F.3d 1108 (9th Cir. 01/29/2004)
In order to state a prima facie claim
against a government employer for violation of the Free Speech Clause
of the First Amendment,
"an employee must
show (1) that he or she engaged in protected
speech; (2)
that the employer took 'adverse employment action'; and (3) that
his or her speech was a 'substantial or motivating' factor for the
adverse employment action." Coszalter v. City of Salem, 320 F.3d
968, 973 (9th Cir. 2003); see also Ulrich v. City & County of San
Francisco, 308 F.3d 968, 976 (9th Cir. 2002). A public employee's
speech is protected only if the employee speaks "as a citizen upon
matters of public concern" rather than "as an employee upon matters
only of personal interest." Connick v. Myers, 461 U.S. 138, 147
(1983).
Once the employee has made a prima
facie claim, the burden shifts to the public employer to demonstrate
either that, under the balancing test established by Pickering v.
Bd. of Educ., 391 U.S. 563, 568 (1968), the employer's legitimate
administrative interests outweigh the employee's First
Amendment
rights or that, under
the mixed motive analysis established by Mt. Healthy City Sch. Dist.
Bd. of Educ. v. Doyle, 429 U.S. 274, 287 (1977), the employer would
have reached the same decision even in the absence of the employee's
protected conduct. See Bd. of County Comm'rs v. Umbehr, 518 U.S.
668, 675-76 (1996); Ulrich, 308 F.3d at 976-77.
[Roe v. City of San Diego, 356 F.3d
1108 (9th Cir. 01/29/2004)]
"The expressive component of a law
school's actions is not created by the conduct itself but by the
speech that accompanies it. The fact that such explanatory speech
is necessary is strong evidence that the conduct at issue here is
not so inherently expressive that it warrants protection under
O'Brien. If combining speech and conduct were enough to
create expressive conduct, a regulated party could always transform
conduct into "speech" simply by talking about it. For instance,
if an individual announces that he intends to express his disapproval
of the Internal Revenue Service by refusing to pay his income taxes,
we would have to apply O'Brien to determine whether the
Tax Code violates the First Amendment. Neither O'Brien
nor its progeny supports such a result."
[Donald Rumsfeld v. Forum for Academic
and Institutional Rights, Inc., No. 04-1152, Dec. 6, 2006]
In a variety of contexts this Court
has referred to a First Amendment right to "receive information
and ideas":
"It is now well established that
the Constitution protects the right to receive information and
ideas. `This freedom [of speech and press] . . . necessarily
[408 U.S. 753, 763] protects the right
to receive . . . .' Martin v. City of Struthers,
319 U.S. 141, 143 (1943) . . . ." Stanley v. Georgia,
394 U.S. 557, 564 (1969).
This was one basis for the decision
in Thomas v. Collins,
323 U.S. 516 (1945). The Court there held that a labor organizer's
right to speak and the rights of workers "to hear what he had to
say," id., at 534, were both abridged by a state law requiring organizers
to register before soliciting union membership. In a very different
situation, MR. JUSTICE WHITE, speaking for a unanimous Court upholding
the FCC's "fairness doctrine" in Red Lion Broadcasting Co. v. FCC,
395 U.S. 367, 386 -390 (1969), said:
"It is the purpose of the First
Amendment to preserve an uninhibited marketplace of ideas in
which truth will ultimately prevail . . . . It is the right
of the public to receive suitable access to social, political,
esthetic, moral, and other ideas and experiences which is crucial
here. That right may not constitutionally be abridged either
by Congress or by the FCC." Id., at 390.
And in Lamont v. Postmaster General,
381 U.S. 301 (1965), the Court held that a statute permitting
the Government to hold "communist political propaganda" arriving
in the mails from abroad unless the addressee affirmatively requested
in writing that it be delivered to him placed an unjustifiable burden
on the addressee's First Amendment right. This Court has recognized
that this right is "nowhere more vital" than in our schools and
universities. Shelton v. Tucker,
364 U.S. 479, 487 (1960); Sweezy v. New Hampshire,
354 U.S. 234, 250 (1957) (plurality opinion); Keyishian v. Board
of Regents,
385 U.S. 589, 603 (1967). See Epperson v. Arkansas,
393 U.S. 97 (1968). [408 U.S. 753, 764]
In the present case, the District
Court majority held:
"The concern of the First Amendment
is not with a non-resident alien's individual and personal interest
in entering and being heard, but with the rights of the citizens
of the country to have the alien enter and to hear him explain
and seek to defend his views; that, as Garrison [v. Louisiana,
379 U.S. 64 (1964)] and Red Lion observe, is of the essence
of self-government." 325 F. Supp., at 631.
The Government disputes this conclusion
on two grounds. First, it argues that exclusion of Mandel involves
no restriction on First Amendment rights at all since what is restricted
is "only action - the action of the alien in coming into this country."
Brief for Appellants 29. Principal reliance is placed on Zemel v.
Rusk,
381 U.S. 1 (1965), where the Government's refusal to validate
an American passport for travel to Cuba was upheld. The rights asserted
there were those of the passport applicant himself. The Court held
that his right to travel and his asserted ancillary right to inform
himself about Cuba did not outweigh substantial "foreign policy
considerations affecting all citizens" that, with the backdrop of
the Cuban missile crisis, were characterized as the "weightiest
considerations of national security." Id., at 13, 16. The rights
asserted here, in some contrast, are those of American academics
who have invited Mandel to participate with them in colloquia, debates,
and discussion in the United States. In light of the Court's previous
decisions concerning the "right to receive information," we cannot
realistically say that the problem facing us disappears entirely
or is nonexistent because the mode of regulation bears directly
on physical movement. In Thomas the registration requirement on
its [408 U.S. 753, 765] face concerned
only action. In Lamont, too, the face of the regulation dealt only
with the Government's undisputed power to control physical entry
of mail into the country. See United States v. Robel,
389 U.S. 258, 263 (1967).
The Government also suggests that
the First Amendment is inapplicable because appellees have free
access to Mandel's ideas through his books and speeches, and because
"technological developments," such as tapes or telephone hook-ups,
readily supplant his physical presence. This argument overlooks
what may be particular qualities inherent in sustained, face-to-face
debate, discussion and questioning. While alternative means of access
to Mandel's ideas might be a relevant factor were we called upon
to balance First Amendment rights against governmental regulatory
interests - a balance we find unnecessary here in light of the discussion
that follows in Part V - we are loath to hold on this record that
existence of other alternatives extinguishes altogether any constitutional
interest on the part of the appellees in this particular form of
access.
[. . .]
What is the justification for this
extraordinary governmental interference with the liberty of American
citizens? And by what reasoning does the Court uphold Mandel's exclusion?
It is established constitutional doctrine, after all, that government
may restrict First Amendment rights only if the restriction is necessary
to further a compelling governmental interest. E. g., Lamont v.
Postmaster General, supra, at 308; NAACP v. Button,
371 U.S. 415, 438 (1963); Gibson v. Florida Legislative Investigation
Committee,
372 U.S. 539, 546 (1963); Shelton v. Tucker,
364 U.S. 479 (1960).
[. . .]
Still adhering to standard First
Amendment doctrine, I do not see how (a) (28) can possibly represent
a compelling governmental interest that overrides appellees' interests
in hearing Mandel. 4 Unlike (a) (27)
or (a) (29), [408 U.S. 753, 780] (a) (28)
does not claim to exclude aliens who are likely to engage in subversive
activity or who represent an active and present threat to the "welfare,
safety, or security of the United States." Rather, (a) (28) excludes
aliens solely because they have advocated communist doctrine. Our
cases make clear, however, that government has no legitimate interest
in stopping the flow of ideas. It has no power to restrict the mere
advocacy of communist doctrine, divorced from incitement to imminent
lawless action. Noto v. United States,
367 U.S. 290, 297 -298 (1961); Brandenburg v. Ohio,
395 U.S. 444, 447 -449 (1969). For those who are not sure that
they have attained the final and absolute truth, all ideas, even
those forcefully urged, are a contribution to the ongoing political
dialogue. The First Amendment represents the view of the Framers
that "the path of safety lies in the opportunity to discuss freely
supposed grievances and proposed remedies; and that the fitting
remedy for evil counsels is good ones" - "more speech." Whitney
v. California,
274 U.S., at 375 , 377 (Brandies, J., concurring). If Americans
want to hear about Marxist doctrine, even from advocates, government
cannot intervene simply because it does not approve of the ideas.
It certainly may not selectively pick and choose which ideas it
will let into the country. But, as the court below put it, 212 (a)
(28) is nothing more than "a means of restraining the entry of disfavored
political doctrine," 325 F. Supp., at 626, and such an enactment
cannot justify the abridgment of appellees' First Amendment rights.
[408 U.S. 753, 781]
In saying these things, I am merely
repeating established First Amendment law. Indeed, this Court has
already applied that law in a case concerning the entry of communist
doctrine from foreign lands. In Lamont v. Postmaster General,
381 U.S. 301 (1965), this Court held that the right of an American
addressee to receive communist political propaganda from abroad
could not be fettered by requiring the addressee to request in writing
its delivery from the Post Office. See id., at 308 (BRENNAN, J.,
concurring). The burden imposed on the right to receive information
in our case is far greater than in Lamont, with far less justification.
In Lamont, the challenged law merely regulated the flow of mail,
and required the Postmaster General to forward detained mail immediately
upon request by the addressee. By contrast, through 212 (a) (28),
the Government claims absolute power to bar Mandel permanently from
academic meetings in this country. Moreover, in Lamont, the Government
argued that its interest was not to censor content but rather to
protect Americans from receiving unwanted mail. Here, Mandel's exclusion
is not incident to a legitimate regulatory objective, but is based
directly on the subject matter of his beliefs.
[Kleindienst
v. Mandel, 408 U.S. 753 (1972)]
“We start with the premise that the
rights to assemble peaceably and to petition for a redress of grievances
are among the most precious of the liberties safeguarded by the
Bill of Rights. These rights, moreover, are intimately connected,
both in origin and in purpose, with the other First Amendment rights
of free speech and free press. "All these, though not identical,
are inseparable." Thomas v. Collins,
323 U.S. 516, 530 (1945). See De Jonge v. Oregon,
299 U.S. 353, 364 (1937). The First Amendment would, however,
be a hollow promise if it left government free to destroy or erode
its guarantees by indirect restraints so long as no law is passed
that prohibits free speech, press, petition, or assembly as such.
We have therefore repeatedly held that laws which actually affect
the exercise of these vital rights cannot be sustained merely because
they were enacted for the purpose of dealing with some evil within
the State's legislative competence, or even because the laws do
in fact provide a helpful means of dealing with such an evil. Schneider
v. State,
308 U.S. 147 (1939); Cantwell v. Connecticut,
310 U.S. 296 (1940). “
[United Mine Workers v. Illinois
Bar Association, 389 U.S. 217 (1967)]
" The public employee
surely can associate and speak freely and petition openly, and he
is protected by the First Amendment from retaliation for doing so.
See Pickering v. Board of Education,
391 U.S. 563, 574 -575 (1968);
Shelton v. Tucker,
364 U.S. 479 (1960). But
the First Amendment does not impose any affirmative obligation on
the government to listen, to respond or,
in this context,
to recognize the association and bargain with it."
[Smith
v. Arkansas State Highway Employees, 441 U.S. 463 (1979)]
Laws such as economic or tax legislation
that are scrutinized under rational basis review normally pass constitutional
muster, since "the Constitution presumes that even improvident decisions
will eventually be rectified by the democratic processes." Cleburne
v. Cleburne Living Center, supra, at 440; see also Fitzgerald v.
Racing Assn. of Central Iowa, ante, p. ___; Williamson v. Lee Optical
of Okla., Inc., 348 U.S. 483 (1955).
We have consistently
held, however, that some objectives, such as "a bare . . . desire
to harm a politically unpopular [FIRST AMENDMENT ASSOCIATIONAL]
group," are not legitimate state interests. Department
of Agriculture v. Moreno, supra, at 534. See also Cleburne v. Cleburne
Living Center, supra, at 446-447; Romer v. Evans, supra, at 632.
When a law exhibits such a desire to harm a politically unpopular
group, we have applied a more searching form of rational basis review
to strike down such laws under the Equal Protection Clause.
We have been most likely to apply
rational basis review to hold a law unconstitutional under the Equal
Protection Clause where, as here, the challenged legislation inhibits
personal relationships. In Department of Agriculture v. Moreno,
for example, we held that a law preventing those households containing
an individual unrelated to any other member of the household from
receiving food stamps violated equal protection because the purpose
of the law was to "'discriminate against hippies.'" 413 U.S. at
534. The asserted governmental interest in preventing food stamp
fraud was not deemed sufficient to satisfy rational basis review.
Id. at 535-538. In Eisenstadt v. Baird, 405 U.S. 438, 447-455 (1972),
we refused to sanction a law that discriminated between married
and unmarried persons by prohibiting the distribution of contraceptives
to single persons. Likewise, in Cleburne v. Cleburne Living Center,
supra, we held that it was irrational for a State to require a home
for the mentally disabled to obtain a special use permit when other
residences -- like fraternity houses and apartment buildings --
did not have to obtain such a permit. And in Romer v. Evans, we
disallowed a state statute that "impos[ed] a broad and undifferentiated
disability on a single named group" -- specifically, homosexuals.
517 U.S. at 632. The dissent apparently agrees that if these cases
have stare decisis effect, Texas' sodomy law would not pass scrutiny
under the Equal Protection Clause, regardless of the type of rational
basis review that we apply. See post at ___ (opinion of SCALIA,
J.).
[Lawrence
v. Texas, 539 U.S. 558 (2003)]
As aptly stated by Judge Learned
Hand in Masses Publishing Co. v. Patten, 244 F. 535, 540:
One may not counsel
or advise others to violate the law as it stands. Words
are not only the keys of persuasion, but the triggers of action,
and those which have no purport but to counsel the violation
of law cannot by any latitude of interpretation be a part of
that public opinion which is the final source of government
in a democratic state. [341 U.S. 572]
[. . .]
We have recognized and resolved conflicts
between speech and competing interests in six different types of
cases. 7
1. The cases involving a conflict
between the interest in allowing free expression of ideas in public
places and the interest in protection of the public peace and the
primary uses of streets and parks, were too recently considered
to be rehearsed here. Niemotko v. Maryland,
340 U.S. 268, 273 . It suffices to recall that the result in
each case was found to turn on the character of the interest with
which the speech clashed, the method used to impose the restriction,
and the nature and circumstances of the utterance prohibited. While
the decisions recognized the importance of free speech and carefully
scrutinized the justification for its regulation, they rejected
the notion that vindication of the deep public interest in freedom
of expression requires subordination of all conflicting values.
2. A critique of the cases testing
restrictions on picketing is made more difficult by the inadequate
recognition by the Court from the outset that the loyalties and
responses evoked and exacted by picket lines differentiate this
form of expression from other modes of communication. See Thornhill
v. Alabama,
310 U.S. 88 . But the [341 U.S. 494, 530]
crux of the decision in the Thornhill case was that a State could
not constitutionally punish peaceful picketing when neither the
aim of the picketing nor the manner in which it was carried out
conflicted with a substantial interest. In subsequent decisions
we sustained restrictions designed to prevent recurrence of violence,
Milk Wagon Drivers Union v. Meadowmoor Dairies,
312 U.S. 287 , or reasonably to limit the area of industrial
strife, Carpenters & Joiners Union v. Ritter's Cafe,
315 U.S. 722 ; cf. Bakery & Pastry Drivers Local v. Wohl,
315 U.S. 769 . We held that a State's policy against restraints
of trade justified it in prohibiting picketing which violated that
policy, Giboney v. Empire Storage Co.,
336 U.S. 490 ; we sustained restrictions designed to encourage
self-employed persons, International Brotherhood of Teamsters Union
v. Hanke,
339 U.S. 470 ; and to prevent racial discrimination, Hughes
v. Superior Court,
339 U.S. 460 . The Fourteenth Amendment bars a State from prohibiting
picketing when there is no fair justification for the breadth of
the restriction imposed. American Federation of Labor v. Swing,
312 U.S. 321 ; Cafeteria Employees Union v. Angelos,
320 U.S. 293 . But it does not prevent a State from denying
the means of communication that picketing affords in a fair balance
between the interests of trade unionism and other interests of the
community.
3. In three cases we have considered
the scope and application of the power of the Government to exclude,
deport, or denaturalize aliens because of their advocacy or their
beliefs. In United States ex rel. Turner v. Williams,
194 U.S. 279 , we held that the First Amendment did not disable
Congress from directing the exclusion of an alien found in an administrative
proceeding to be an anarchist. "[A]s long as human governments endure,"
we said, "they cannot be denied the power of self-preservation,
as that question is presented here." [341 U.S. 494,
531] 194 U.S. at 294. In Schneiderman v. United States,
320 U.S. 118 , and Bridges v. Wixon,
326 U.S. 135 , we did not consider the extent of the power of
Congress. In each case, by a closely divided Court, we interpreted
a statute authorizing denaturalization or deportation to impose
on the Government the strictest standards of proof.
4. History regards "freedom of the
press" as indispensable for a free society and for its government.
We have, therefore, invalidated discriminatory taxation against
the press and prior restraints on publication of defamatory matter.
Grosjean v. American Press Co.,
297 U.S. 233 ; Near v. Minnesota,
283 U.S. 697 .
We have also given clear indication
of the importance we attach to dissemination of ideas in reviewing
the attempts of States to reconcile freedom of the press with protection
of the integrity of the judicial process. In Pennekamp v. Florida,
328 U.S. 331 , the Court agreed that the Fourteenth Amendment
barred a State from adjudging in contempt of court the publisher
of critical and inaccurate comment about portions of a litigation
that for all practical purposes were no longer pending. We likewise
agreed, in a minor phase of our decision in Bridges v. California,
314 U.S. 252 , that even when statements in the press relate
to matters still pending before a court, convictions for their publication
cannot be sustained if their utterance is too trivial to be deemed
a substantial threat to the impartial administration of justice.
The Court has, however, sharply divided
on what constitutes a sufficient interference with the course of
justice. In the first decision, Patterson v. Colorado,
205 U.S. 454 , the Court affirmed a judgment for contempt imposed
by a State supreme court for publication of articles reflecting
on the conduct of the court in cases still before it on
[341 U.S. 494, 532] motions for rehearing.
In the Bridges case, however, a majority held that a State court
could not protect itself from the implied threat of a powerful newspaper
that failure of an elected judge to impose a severe sentence would
be a "serious mistake." The same case also placed beyond a State's
power to punish the publication of a telegram from the president
of an important union who threatened a damaging strike in the event
of an adverse decision. The majority in Craig v. Harney,
331 U.S. 367, 376 , held that the Fourteenth Amendment protected
"strong," "intemperate," "unfair" criticism of the way an elected
lay judge was conducting a pending civil case. None of the cases
establishes that the public interest in a free press must in all
instances prevail over the public interest in dispassionate adjudication.
But the Bridges and Craig decisions, if they survive, tend to require
a showing that interference be so imminent and so demonstrable that
the power theoretically possessed by the State is largely paralyzed.
5. Our decision in American Communications
Assn. v. Douds,
339 U.S. 382 , recognized that the exercise of political rights
protected by the First Amendment was necessarily discouraged by
the requirement of the Taft-Hartley Act that officers of unions
employing the services of the National Labor Relations Board sign
affidavits that they are not Communists. But we held that the statute
was not for this reason presumptively invalid. The problem, we said,
was "one of weighing the probable effects of the statute upon the
free exercise of the right of speech and assembly against the congressional
determination that political strikes are evils of conduct which
cause substantial harm to interstate commerce and that Communists
and others identified by 9 (h) pose continuing threats to that public
interest when in positions of union leadership." [341
U.S. 494, 533] 339 U.S. at 400. On balance, we decided
that the legislative judgment was a permissible one.
8
6. Statutes prohibiting speech because
of its tendency to lead to crime present a conflict of interests
which bears directly on the problem now before us. The first case
in which we considered this conflict was Fox v. Washington, supra.
The statute there challenged had been interpreted to prohibit publication
of matter "encouraging an actual breach of law." We held that the
Fourteenth Amendment did not prohibit application of the statute
to an article which we concluded incited a breach of laws against
indecent exposure. We said that the statute "lays hold of encouragements
that, apart from statute, if directed to a particular person's conduct,
generally would make him who uttered them guilty of a misdemeanor
if not an accomplice or a principal in the crime encouraged, and
deals with the publication of them to a wider and less selected
audience." 236 U.S. at 277-278. To be sure, the Fox case preceded
the explicit absorption of the substance of the First Amendment
in the Fourteenth. But subsequent decisions extended the Fox principle
to free-speech situations. They are so important to the problem
before us that we must consider them in detail.
(a) The first important application
of the principle was made in six cases arising under the Espionage
Act of 1917. That Act prohibits conspiracies and attempts
[341 U.S. 494, 534] to "obstruct the recruiting
or enlistment service." In each of the first three cases, Mr. Justice
Holmes wrote for a unanimous Court, affirming the convictions. The
evidence in Schenck v. United States,
249 U.S. 47 , showed that the defendant had conspired to circulate
among men called for the draft 15,000 copies of a circular which
asserted a "right" to oppose the draft. The defendant in Frohwerk
v. United States,
249 U.S. 204 , was shown to have conspired to publish in a newspaper
twelve articles describing the sufferings of American troops and
the futility of our war aims. The record was inadequate, and we
said that it was therefore "impossible to say that it might not
have been found that the circulation of the paper was in quarters
where a little breath would be enough to kindle a flame and that
the fact was known and relied upon by those who sent the paper out."
249 U.S. at 209. In Debs v. United States,
249 U.S. 211 , the indictment charged that the defendant had
delivered a public speech expounding socialism and praising Socialists
who had been convicted of abetting violation of the draft laws.
The ground of decision in each case
was the same. The First Amendment "cannot have been, and obviously
was not, intended to give immunity for every possible use of language.
Robertson v. Baldwin,
165 U.S. 275, 281 ." Frohwerk v. United States, supra, at 206.
"The question in every case is whether the words used are used in
such circumstances and are of such a nature as to create a clear
and present danger that they will bring about the substantive evils
that Congress has a right to prevent. It is a question of proximity
and degree." Schenck v. United States, supra, at 52. When "the words
used had as their natural tendency and reasonably probable effect
to obstruct the recruiting service," and "the defendant had the
specific intent to do so in his mind," conviction in wartime is
not prohibited by the Constitution. Debs v. United States, supra,
at 216. [341 U.S. 494, 535]
In the three succeeding cases Holmes
and Brandeis, JJ., dissented from judgments of the Court affirming
convictions. The indictment in Abrams v. United States,
250 U.S. 616 , was laid under an amendment to the Espionage
Act which prohibited conspiracies to advocate curtailment of production
of material necessary to prosecution of the war, with the intent
thereby to hinder the United States in the prosecution of the war.
It appeared that the defendants were anarchists who had printed
circulars and distributed them in New York City. The leaflets repeated
standard Marxist slogans, condemned American intervention in Russia,
and called for a general strike in protest. In Schaefer v. United
States,
251 U.S. 466 , the editors of a German-language newspaper in
Philadelphia were charged with obstructing the recruiting service
and with wilfully publishing false reports with the intent to promote
the success of the enemies of the United States. The evidence showed
publication of articles which accused American troops of weakness
and mendacity and in one instance misquoted or mistranslated two
words of a Senator's speech. The indictment in Pierce v. United
States,
252 U.S. 239 , charged that the defendants had attempted to
cause insubordination in the armed forces and had conveyed false
reports with intent to interfere with military operations. Conviction
was based on circulation of a pamphlet which belittled Allied war
aims and criticized conscription in strong terms.
In each case both the majority and
the dissenting opinions relied on Schenck v. United States. The
Court divided on its view of the evidence. The majority held that
the jury could infer the required intent and the probable effect
of the articles from their content. Holmes and Brandeis, JJ., thought
that only "expressions of opinion and exhortations," 250 U.S. at
631, were involved, that they were "puny anonymities," 250 U.S.
at 629, "impotent to produce the evil against which the statute
aimed," [341 U.S. 494, 536]
251 U.S. 493 , and that from them the specific intent required
by the statute could not reasonably be inferred. The Court agreed
that an incitement to disobey the draft statute could constitutionally
be punished. It disagreed over the proof required to show such an
incitement.
(b) In the eyes of a majority of
the Court, Gitlow v. New York,
268 U.S. 652 , presented a very different problem. There the
defendant had been convicted under a New York statute nearly identical
with the Smith Act now before us. The evidence showed that the defendant
was an official of the Left Wing Section of the Socialist Party,
and that he was responsible for publication of a Left Wing Manifesto.
This document repudiated "moderate Socialism," and urged the necessity
of a militant "revolutionary Socialism," based on class struggle
and revolutionary mass action. No evidence of the effect of the
Manifesto was introduced; but the jury were instructed that they
could not convict unless they found that the document advocated
employing unlawful acts for the purpose of overthrowing organized
government.
The conviction was affirmed. The
question, the Court held, was entirely different from that involved
in Schenck v. United States, where the statute prohibited acts without
reference to language. Here, where "the legislative body has determined
generally, in the constitutional exercise of its discretion, that
utterances of a certain kind involve such danger of substantive
evil that they may be punished, the question whether any specific
utterance coming within the prohibited class is likely, in and of
itself, to bring about the substantive evil, is not open to consideration."
268 U.S. at 670. It is sufficient that the defendant's conduct falls
within the statute, and that the statute is a reasonable exercise
of legislative judgment.
This principle was also applied in
Whitney v. California,
274 U.S. 357 , to sustain a conviction under a State criminal
syndicalism statute. That statute made it a [341 U.S.
494, 537] felony to assist in organizing a group assembled
to advocate the commission of crime, sabotage, or unlawful acts
of violence as a means of effecting political or industrial change.
The defendant was found to have assisted in organizing the Communist
Labor Party of California, an organization found to have the specified
character. It was held that the legislature was not unreasonable
in believing organization of such a party "involves such danger
to the public peace and the security of the State, that these acts
should be penalized in the exercise of its police power." 274 U.S.
at 371.
In neither of these cases did Mr.
Justice Holmes and Mr. Justice Brandeis accept the reasoning of
the Court. "`The question,'" they said, quoting from Schenck v.
United States, "`in every case is whether the words used are used
in such circumstances and are of such a nature as to create a clear
and present danger that they will bring about the substantive evils
that [the State] has a right to prevent.'" 268 U.S. at 672-673.
Since the Manifesto circulated by Gitlow "had no chance of starting
a present conflagration," 268 U.S. at 673, they dissented from the
affirmance of his conviction. In Whitney v. California, they concurred
in the result reached by the Court, but only because the record
contained some evidence that organization of the Communist Labor
Party might further a conspiracy to commit immediate serious crimes,
and the credibility of the evidence was not put in issue by the
defendant. 9
(c) Subsequent decisions have added
little to the principles established in these two groups of cases.
In the only case arising under the Espionage Act decided by this
Court during the last war, the substantiality of the evidence was
the crucial issue. The defendant in Hartzel [341 U.S.
494, 538] v. United States,
322 U.S. 680 , was an educated man and a citizen, not actively
affiliated with any political group. In 1942 he wrote three articles
condemning our wartime allies and urging that the war be converted
into a racial conflict. He mailed the tracts to 600 people, including
high-ranking military officers. According to his testimony his intention
was to "create sentiment against war amongst the white races." The
majority of this Court held that a jury could not reasonably infer
from these facts that the defendant had acted with a specific intent
to cause insubordination or disloyalty in the armed forces.
Of greater importance is the fact
that the issue of law which divided the Court in the Gitlow and
Whitney cases has not again been clearly raised, although in four
additional instances we have reviewed convictions under comparable
statutes. Fiske v. Kansas,
274 U.S. 380 , involved a criminal syndicalism statute similar
to that before us in Whitney v. California. We reversed a conviction
based on evidence that the defendant exhibited an innocuous preamble
to the constitution of the Industrial Workers of the World in soliciting
members for that organization. In Herndon v. Lowry,
301 U.S. 242 , the defendant had solicited members for the Communist
Party, but there was no proof that he had urged or even approved
those of the Party's aims which were unlawful. We reversed a conviction
obtained under a statute prohibiting an attempt to incite to insurrection
by violence, on the ground that the Fourteenth Amendment prohibited
conviction where on the evidence a jury could not reasonably infer
that the defendant had violated the statute the State sought to
apply. 10 [341
U.S. 494, 539]
The other two decisions go no further
than to hold that the statute as construed by the State courts exceeded
the bounds of a legislative judgment founded in reason. The statute
presented in De Jonge v. Oregon,
299 U.S. 353 , had been construed to apply to anyone who merely
assisted in the conduct of a meeting held under the auspices of
the Communist Party. In Taylor v. Mississippi,
319 U.S. 583 , the statute prohibited dissemination of printed
matter "designed and calculated to encourage violence, sabotage,
or disloyalty to the government of the United States, or the state
of Mississippi." We reversed a conviction for what we concluded
was mere criticism and prophesy, without indicating whether we thought
the statute could in any circumstances validly be applied. What
the defendants communicated, we said, "is not claimed or shown to
have been done with an evil or sinister purpose, to have advocated
or incited subversive action against the nation or state, or to
have threatened any clear and present danger to our institutions
or our Government." 319 U.S. at 589-590.
I must leave to others the ungrateful
task of trying to reconcile all these decisions. In some instances
we have too readily permitted juries to infer deception from error,
or intention from argumentative or critical statements. Abrams v.
United States, supra; Schaefer v. United States, supra; Pierce v.
United States, supra; Gilbert v. Minnesota,
254 U.S. 325 . In other instances we weighted the interest in
free speech so heavily that we permitted essential conflicting values
to be destroyed. Bridges v. California, supra; Craig v. Harney,
supra. Viewed as a whole, however, the decisions express an attitude
toward the judicial function and a standard of values which for
me are decisive of the case before us.
First. - Free-speech cases are not
an exception to the principle that we are not legislators, that
direct policymaking is not our province. How best to reconcile competing
[341 U.S. 494, 540] interests is the business
of legislatures, and the balance they strike is a judgment not to
be displaced by ours, but to be respected unless outside the pale
of fair judgment.
On occasion we have strained to interpret
legislation in order to limit its effect on interests protected
by the First Amendment. Schneiderman v. United States, supra; Bridges
v. Wixon, supra. In some instances we have denied to States the
deference to which I think they are entitled. Bridges v. California,
supra; Craig v. Harney, supra. Once in this recent course of decisions
the Court refused to permit a jury to draw inferences which seemed
to me to be obviously reasonable. Hartzel v. United States, supra.
But in no case has a majority of
this Court held that a legislative judgment, even as to freedom
of utterance, may be overturned merely because the Court would have
made a different choice between the competing interests had the
initial legislative judgment been for it to make. In the cases in
which the opinions go farthest towards indicating a total rejection
of respect for legislative determinations, the interests between
which choice was actually made were such that decision might well
have been expressed in the familiar terms of want of reason in the
legislative judgment. In Thomas v. Collins,
323 U.S. 516 , for example, decision could not unreasonably
have been placed on the ground that no substantial interest justified
a State in requiring an out-of-State labor leader to register before
speaking in advocacy of the cause of trade unionism. In Martin v.
City of Struthers,
319 U.S. 141 , it was broadly held that a municipality was not
justified in prohibiting knocking on doors and ringing doorbells
for the purpose of delivering handbills. But since the good faith
and reasonableness of the regulation were placed in doubt by the
fact that the city did not think it necessary also to prohibit door-to-door
commercial [341 U.S. 494, 541] sales, decision
could be sustained on narrower ground. And compare Breard v. Alexandria,
post, p. 622, decided this day.
In other cases, moreover, we have
given clear indication that even when free speech is involved we
attach great significance to the determination of the legislature.
Gitlow v. New York, supra; Whitney v. California, supra; American
Communications Assn. v. Douds, supra; cf. Bridges v. California,
314 U.S. at 260. And see Hughes v. Superior Court, supra; International
Brotherhood of Teamsters Union v. Hanke, supra.
In Gitlow v. New York, we put our
respect for the legislative judgment in terms which, if they were
accepted here, would make decision easy. For that case held that,
when the legislature has determined that advocacy of forceful overthrow
should be forbidden, a conviction may be sustained without a finding
that in the particular case the advocacy had a close relation to
a serious attempt at overthrow. We held that it was enough that
the statute be a reasonable exercise of the legislative judgment,
and that the defendant's conduct fall within the statute.
One of the judges below rested his
affirmance on the Gitlow decision, and the defendants do not attempt
to distinguish the case. They place their argument squarely on the
ground that the case has been overruled by subsequent decisions.
It has not been explicitly overruled. But it would be disingenuous
to deny that the dissent in Gitlow has been treated with the respect
usually accorded to a decision.
The result of the Gitlow decision
was to send a leftwing Socialist to jail for publishing a Manifesto
expressing Marxist exhortations. It requires excessive tolerance
of the legislative judgment to suppose that the Gitlow publication
in the circumstances could justify serious concern.
[341 U.S. 494, 542]
In contrast, there is ample justification
for a legislative judgment that the conspiracy now before us is
a substantial threat to national order and security. If the Smith
Act is justified at all, it is justified precisely because it may
serve to prohibit the type of conspiracy for which these defendants
were convicted. The court below properly held that as a matter of
separability the Smith Act may be limited to those situations to
which it can constitutionally be applied. See 183 F.2d at 214-215.
Our decision today certainly does not mean that the Smith Act can
constitutionally be applied to facts like those in Gitlow v. New
York. While reliance may properly be placed on the attitude of judicial
self-restraint which the Gitlow decision reflects, it is not necessary
to depend on the facts or the full extent of the theory of that
case in order to find that the judgment of Congress, as applied
to the facts of the case now before us, is not in conflict with
the First Amendment.
Second. - A survey of the relevant
decisions indicates that the results which we have reached are on
the whole those that would ensue from careful weighing of conflicting
interests. The complex issues presented by regulation of speech
in public places, by picketing, and by legislation prohibiting advocacy
of crime have been resolved by scrutiny of many factors besides
the imminence and gravity of the evil threatened. The matter has
been well summarized by a reflective student of the Court's work.
"The truth is that the clear-and-present-danger test is an oversimplified
judgment unless it takes account also of a number of other factors:
the relative seriousness of the danger in comparison with the value
of the occasion for speech or political activity; the availability
of more moderate controls than those which the state has imposed;
and perhaps the specific intent with which the speech or activity
is launched. No matter how rapidly we utter the phrase `clear and
present danger,' or how [341 U.S. 494, 543]
closely we hyphenate the words, they are not a substitute for the
weighing of values. They tend to convey a delusion of certitude
when what is most certain is the complexity of the strands in the
web of freedoms which the judge must disentangle." Freund, On Understanding
the Supreme Court, 27-28.
It is a familiar experience in the
law that new situations do not fit neatly into legal conceptions
that arose under different circumstances to satisfy different needs.
So it was when the injunction was tortured into an instrument of
oppression against labor in industrial conflicts. So it is with
the attempt to use the direction of thought lying behind the criterion
of "clear and present danger" wholly out of the context in which
it originated, and to make of it an absolute dogma and definitive
measuring rod for the power of Congress to deal with assaults against
security through devices other than overt physical attempts.
Bearing in mind that Mr. Justice
Holmes regarded questions under the First Amendment as questions
of "proximity and degree," Schenck v. United States, 249 U.S. at
52, it would be a distortion, indeed a mockery, of his reasoning
to compare the "puny anonymities," 250 U.S. at 629, to which he
was addressing himself in the Abrams case in 1919 or the publication
that was "futile and too remote from possible consequences," 268
U.S. at 673, in the Gitlow case in 1925 with the setting of events
in this case in 1950.
"It does an ill-service to the
author of the most quoted judicial phrases regarding freedom
of speech, to make him the victim of a tendency which he fought
all his life, whereby phrases are made to do service for critical
analysis by being turned into dogma. `It is one of the misfortunes
of the law that ideas become encysted in phrases and thereafter
for a long time cease to provoke further analysis.' Holmes,
J., dissenting, in Hyde v. United [341 U.S. 494,
544] States,
225 U.S. 347, 384 , at 391." The phrase "clear and present
danger," in its origin, "served to indicate the importance of
freedom of speech to a free society but also to emphasize that
its exercise must be compatible with the preservation of other
freedoms essential to a democracy and guaranteed by our Constitution."
Pennekamp v. Florida,
328 U.S. 331, 350 , 352-353 (concurring). It were far better
that the phrase be abandoned than that it be sounded once more
to hide from the believers in an absolute right of free speech
the plain fact that the interest in speech, profoundly important
as it is, is no more conclusive in judicial review than other
attributes of democracy or than a determination of the people's
representatives that a measure is necessary to assure the safety
of government itself.
Third. - Not every type of speech
occupies the same position on the scale of values. There is no substantial
public interest in permitting certain kinds of utterances: "the
lewd and obscene, the profane, the libelous, and the insulting or
`fighting' words - those which by their very utterance inflict injury
or tend to incite an immediate breach of the peace." Chaplinsky
v. New Hampshire,
315 U.S. 568, 572 . We have frequently indicated that the interest
in protecting speech depends on the circumstances of the occasion.
See cases collected in Niemotko v. Maryland, 340 U.S. at 275-283.
It is pertinent to the decision before us to consider where on the
scale of values we have in the past placed the type of speech now
claiming constitutional immunity.
The defendants have been convicted
of conspiring to organize a party of persons who advocate the overthrow
of the Government by force and violence. The jury has found that
the object of the conspiracy is advocacy as "a rule or principle
of action," "by language reasonably and ordinarily calculated to
incite persons to such action," [341 U.S. 494, 545]
and with the intent to cause the overthrow "as speedily
as circumstances would permit."
On any scale of values which we have
hitherto recognized, speech of this sort ranks low.
Throughout our decisions there has
recurred a distinction between the statement of an idea which may
prompt its hearers to take unlawful action, and advocacy that such
action be taken. The distinction has its root in the conception
of the common law, supported by principles of morality, that a person
who procures another to do an act is responsible for that act as
though he had done it himself. This principle was extended in Fox
v. Washington, supra, to words directed to the public generally
which would constitute an incitement were they directed to an individual.
It was adapted in Schenck v. United States, supra, into a rule of
evidence designed to restrict application of the Espionage Act.
It was relied on by the Court in Gitlow v. New York, supra. The
distinction has been repeated in many of the decisions in which
we have upheld the claims of speech. We frequently have distinguished
protected forms of expression from statements which "incite to violence
and crime and threaten the overthrow of organized government by
unlawful means." Stromberg v. California, 283 U.S. at 369. See also
Near v. Minnesota, 283 U.S. at 716; De Jonge v. Oregon, 299 U.S.
at 365; Cantwell v. Connecticut,
310 U.S. 296, 308 ; Taylor v. Mississippi, 319 U.S. at 589.
It is true that there is no divining
rod by which we may locate "advocacy." Exposition of ideas readily
merges into advocacy. The same Justice who gave currency to application
of the incitement doctrine in this field dissented four times from
what he thought was its misapplication. As he said in the Gitlow
dissent, "Every idea is an incitement." 268 U.S. at 673. Even though
advocacy of overthrow deserves little protection, we should hesitate
to prohibit it if we thereby inhibit the [341 U.S.
494, 546] interchange of rational ideas so essential
to representative government and free society.
But there is underlying validity
in the distinction between advocacy and the interchange of ideas,
and we do not discard a useful tool because it may be misused. That
such a distinction could be used unreasonably by those in power
against hostile or unorthodox views does not negate the fact that
it may be used reasonably against an organization wielding the power
of the centrally controlled international Communist movement. The
object of the conspiracy before us is so clear that the chance of
error in saying that the defendants conspired to advocate rather
than to express ideas is slight. MR. JUSTICE DOUGLAS quite properly
points out that the conspiracy before us is not a conspiracy to
overthrow the Government. But it would be equally wrong to treat
it as a seminar in political theory.
[Dennis
v. United States, 341 U.S. 494 (1951)]
Our society would be less than true to its heritage if it lacked abiding
concern for the values of its young people, and
we acknowledge the profound
belief of adherents to many faiths that there must be a place in the
student's life for precepts of a morality higher even than the law we
today enforce. We express no hostility to those aspirations, nor would
our oath permit us to do so. A relentless and all-pervasive attempt
to exclude religion from every aspect of public life could itself become
inconsistent with the Constitution. See Abington School District, supra,
at 306 (Goldberg, J., concurring). We recognize that, at
graduation time and throughout the course of the educational process,
there will [505 U.S. 599] be instances when religious values, religious
practices, and religious persons will have some interaction with the
public schools and their students. See Westside Community Bd. of Ed
v. Mergens, 496 U.S. 226 (1990). But these matters, often questions
of accommodation of religion, are not before us. The sole question presented
is whether a religious exercise may be conducted at a graduation ceremony
in circumstances where, as we have found, young graduates who object
are induced to conform. No holding by this Court suggests that a school
can persuade or compel a student to participate in a religious exercise.
That is being done here, and it is forbidden by the Establishment Clause
of the First Amendment.
[. . .]
Nearly half a century of
review and refinement of Establishment Clause jurisprudence has distilled
one clear understanding: Government may neither promote nor affiliate
itself with any religious doctrine or organization, nor may it obtrude
itself in the internal affairs of any religious institution.
The application of these principles to the present case mandates the
decision reached today by the Court.
I
This Court first reviewed a challenge to state law under the Establishment
Clause in Everson v. Board of Education, 330 U.S. 1 (1947).{1} Relying
on the history of the [505 U.S. 600] Clause and the Court's prior analysis,
Justice Black outlined the considerations that have become the touchstone
of Establishment Clause jurisprudence: neither a State nor the Federal
Government can pass laws which aid one religion, aid all religions,
or prefer one religion over another. Neither a State nor the Federal
Government, openly or secretly, can participate in the affairs of any
religious organization and vice versa.{2}
In the words of Jefferson, the clause [505 U.S. 601] against establishment
of religion by law was intended to erect "a wall of separation between
church and State."
Everson, 330 U.S. at 16, quoting Reynolds v. United States, 98 U.S.
145, 164 (1879). The dissenters agreed:
The Amendment's purpose . . . was to create a complete and permanent
separation of the spheres of religious activity and civil authority
by comprehensively forbidding every form of public aid or support
for religion.
330 U.S. at 31-32 (Rutledge, J., dissenting, joined by Frankfurter,
Jackson, and Burton, JJ.).
In Engel v. Vitale, 370 U.S. 421 (1962), the Court considered for the
first time the constitutionality of prayer in a public school. Students
said aloud a short prayer selected by the State Board of Regents:
Almighty God, we acknowledge our dependence upon Thee, and we beg
Thy blessings upon us, our parents, our teachers and our Country.
Id. at 422. Justice Black, writing for the Court, again made clear that
the First Amendment forbids the use of the power or prestige of the
government to control, support, or influence the religious beliefs and
practices of the American people. Although the prayer was "denominationally
neutral," and "its observance on the part of the students [was] voluntary,"
id. at 430, the Court found that it violated this essential precept
of the Establishment Clause.
A year later, the Court again invalidated government-sponsored prayer
in public schools in Abington School District v. Schempp, 374 U.S. 203
(1963). In Schempp, the school day for Baltimore, Maryland, and Abington
Township, Pennsylvania, students began with a reading from the Bible,
or a recitation of the Lord's Prayer, or both. After a thorough review
of the Court's prior Establishment Clause cases, the Court concluded:
[505 U.S. 602]
[T]he Establishment Clause has been directly considered by this
Court eight times in the past score of years and, with only one
Justice dissenting on the point, it has consistently held that the
clause withdrew all legislative power respecting religious belief
or the expression thereof. The test may be stated as follows: what
are the purpose and the primary effect of the enactment? If either
is the advancement or inhibition of religion, then the enactment
exceeds the scope of legislative power as circumscribed by the Constitution.
Id. at 222. Because the schools' opening exercises were government-sponsored
religious ceremonies, the Court found that the primary effect was the
advancement of religion and held, therefore, that the activity violated
the Establishment Clause. Id. at 223-224.
Five years later, the next time the Court considered whether religious
activity in public schools violated the Establishment Clause, it reiterated
the principle that government "may not aid, foster, or promote one religion
or religious theory against another, or even against the militant opposite."
Epperson v. Arkansas, 393 U.S. 97, 104 (1968).
"If [the purpose or primary effect] is the advancement or inhibition
of religion, then the enactment exceeds the scope of legislative power
as circumscribed by the Constitution."
Id. at 107 (quoting Schempp, 374 U.S. at 222). Finding that the Arkansas
law aided religion by preventing the teaching of evolution, the Court
invalidated it.
In 1971, Chief Justice Burger reviewed the Court's past decisions and
found: "Three . . . tests may be gleaned from our cases." Lemon v. Kurtzman,
403 U.S. 602, 612. In order for a statute to survive an Establishment
Clause challenge,
[f]irst, the statute must have a secular legislative purpose; second,
its principal or primary effect must be one that neither advances nor
inhibits religion; finally the statute must not foster an excessive
government entanglement with [505 U.S. 603] religion.
Id. at 612-613 (internal quotation marks and citations omitted).{3}
After Lemon, the Court continued to rely on these basic principles in
resolving Establishment Clause disputes.{4}
[. . .]
The mixing of government
and religion can be a threat to free government, even if no one is forced
to participate. When the government puts its imprimatur on
a particular religion, it conveys a message of exclusion to all those
who do not adhere to the favored beliefs.{9} A government cannot [505
U.S. 607] be premised on the belief that all persons are created equal
when it asserts that God prefers some. Only "[a]nguish, hardship and
bitter strife" result "when zealous religious groups struggl[e] with
one another to obtain the Government's stamp of approval." Engel, 370
U.S. at 429; see also Lemon, 403 U.S. at 622-623; Aguilar v. Felton,
473 U.S. 402, 416 (1985) (Powell, J., concurring).{10} Such a struggle
can "strain a political system to the breaking point." Walz v. Tax Commission,
397 U.S. 664, 694 (1970) (opinion of Harlan, J.).
When the government arrogates
to itself a role in religious affairs, it abandons its obligation as
guarantor of democracy. Democracy requires the nourishment of dialogue
and dissent, while religious faith puts its trust in an ultimate divine
authority above all human deliberation. When the government appropriates
religious truth, it "transforms rational debate into theological decree."
Nuechterlein, Note, The Free Exercise Boundaries of Permissible Accommodation
Under the Establishment Clause, 99 Yale L.J. 1127, 1131 (1990). Those
who disagree no longer are questioning the policy judgment of the elected
but the rules of a higher authority who is beyond reproach. [505 U.S.
608]
Madison warned that government officials who would use religious authority
to pursue secular ends
exceed the commission from which they derive their authority, and
are Tyrants. The People who submit to it are governed by laws made
neither by themselves nor by an authority derived from them, and
are slaves.
Memorial and Remonstrance against Religious Assessments (1785) in The
Complete Madison 300 (S. Padover, ed.1953). Democratic government will
not last long when proclamation replaces persuasion as the medium of
political exchange.
Likewise, we have recognized that "[r]eligion flourishes in greater
purity, without than with the aid of Gov[ernment]."{11} Id. at 309.
To "make room for as wide a variety of beliefs and creeds as the spiritual
needs of man deem necessary," Zorach v. Clauson, 343 U.S. 306, 313 (1952),
the government must not align itself with any one of them.
When the government favors
a particular religion or sect, the disadvantage to all others is obvious,
but even the favored religion may fear being "taint[ed] . . . with a
corrosive secularism." Grand Rapids School Dist. v. Ball, 473 U.S. 373,
385 (1985). The favored religion may be compromised as political figures
reshape the religion's beliefs for their own purposes; it may be reformed
as government largesse brings government regulation.{12}
Keeping religion in the hands of private groups minimizes state intrusion
on religious choice, and best enables each religion to "flourish according
to the [505 U.S. 609] zeal of its adherents and the appeal of its dogma."
Zorach, 343 U.S. at 313.
It is these understandings and fears that underlie our Establishment
Clause jurisprudence. We
have believed that religious freedom cannot exist in the absence of
a free democratic government, and that such a government cannot endure
when there is fusion between religion and the political regime.
We have believed that religious freedom cannot thrive in the absence
of a vibrant religious community, and that such a community cannot prosper
when it is bound to the secular. And we have believed that these were
the animating principles behind the adoption of the Establishment Clause.
To that end, our cases have prohibited government endorsement of religion,
its sponsorship, and active involvement in religion, whether or not
citizens were coerced to conform.
[Lee
v. Weisman, 505 U.S. 577 (1992)]
Board of Education v. Grumet,
512 U.S. 687 (1994)
This emphasis on equal treatment is, I think, an eminently sound approach.
In my view, the Religion Clauses -- the Free Exercise Clause, the Establishment
Clause, the Religious Test Clause, Art. VI, cl. 3, and the Equal Protection
Clause as applied to religion -- all speak with one voice on this point:
absent the most unusual circumstances, one's religion ought not affect
one's legal rights or duties or benefits. As I have previously noted,the Establishment Clause is infringed when the government makes adherence
to religion relevant to a person's standing in the political community.
Wallace v. Jaffree, 472 U.S. 38, 69 (1985) (O'CONNOR, J., concurring
in judgment).
[Board of Education v. Grumet,
512 U.S. 687 (1994)]
An order issued in the area of First
Amendment rights must be couched in the narrowest terms that will
accomplish the pin-pointed objective permitted by constitutional
mandate and the essential needs of the public order. In this sensitive
field, the State may not employ [393 U.S. 175, 184]
"means that broadly stifle fundamental personal liberties
when the end can be more narrowly achieved." Shelton v. Tucker,
364 U.S. 479, 488 (1960). In other words, the order must be
tailored as precisely as possible to the exact needs of the case.
The participation of both sides is necessary for this purpose.
11 Certainly, the failure to invite
participation of the party seeking to exercise First Amendment rights
reduces the possibility of a narrowly drawn order, and substantially
imperils the protection which the Amendment seeks to assure.
[Carroll
v. Princess Anne, 393 U.S. 175 (1968)]
City of Boerne v. Flores,
521 U.S. 507, 117 S.Ct. 2157 (U.S.Tex.,1997)
To Madison, then, duties to God were
superior to duties to civil authorities-the ultimate loyalty was
owed to God above all. Madison did not say that duties to the Creator
are precedent only to those laws specifically directed at religion,
nor did he strive simply to prevent deliberate acts of persecution
or discrimination. The
idea that civil obligations are subordinate to religious duty is
consonant with the notion that government must accommodate, where
possible, those religious practices that conflict with civil law.
*562
Other early leaders
expressed similar views regarding religious liberty.
Thomas Jefferson, the drafter of Virginia's Bill for Establishing
Religious Freedom, wrote in that document that civil government
could interfere in religious exercise only “when principles break
out into overt acts against peace and good order.” In 1808, he indicated
that he considered “ ‘the government of the United States as interdicted
by the Constitution from intermeddling with religious institutions,
their doctrines, discipline, or exercises.’ ” 11 The
Writings of Thomas Jefferson 428-429 (A. Lipscomb ed.1904) (quoted
in Office of Legal Policy, U.S. Dept. of Justice, Report to the
Attorney General, Religious Liberty under the Free Exercise Clause
7 (1986)). Moreover, Jefferson believed that “ ‘[e]very religious
society has a right to determine for itself the time of these exercises,
and the objects proper for them, according to their own particular
tenets; and this right can never be safer than in their own hands,
where the Constitution has deposited it.’ ” Ibid.
George Washington expressly
stated that he believed that government should do its utmost to
accommodate religious scruples, writing in a letter to a group of
Quakers:
“[I]n my opinion the conscientious
scruples of all men should be treated with great delicacy and tenderness;
and it is my wish and desire, that the laws may always be as extensively
accommodated to them, as a due regard to the protection and essential
interests of the nation may justify and permit.” Letter from George
Washington to the Religious Society Called Quakers (Oct. 1789),
in George Washington on Religious Liberty and Mutual Understanding
11 (E. Humphrey ed.1932).
Oliver Ellsworth, a
Framer of the First Amendment and later Chief Justice of the United
States, expressed the similar view that government could interfere
in religious matters only when necessary “to prohibit and punish
gross immoralities*563 and impieties; because the open practice
of these is of evil example and detriment.” Oliver Ellsworth,
Landholder, No. 7 (Dec. 17, 1787), reprinted in 4 Founders' Constitution
640. Isaac Backus, a Baptist minister who was a delegate to the
Massachusetts ratifying convention of 1788, declared that “ ‘every
person has an unalienable right to act in all religious affairs
according to the full persuasion of his own **2185 mind, where others
are not injured thereby.’ ” Backus, A Declaration of Rights, of
the Inhabitants of the State of Massachusetts-Bay, in Isaac Backus
on Church, State, and Calvinism 487 (W. McLoughlin ed.1968).
These are but a few
examples of various perspectives regarding the proper relationship
between church and government that existed during the time the First
Amendment was drafted and ratified. Obviously, since
these thinkers approached the issue of religious freedom somewhat
differently, see Adams & Emmerich 21-31, it is not possible to distill
their thoughts into one tidy formula. Nevertheless, a few general
principles may be discerned.
Foremost, these early
leaders accorded religious exercise a special constitutional status.
The right to free exercise was a substantive guarantee of individual
liberty, no less important than the right to free speech or the
right to just compensation for the taking of property.
See P. Kauper, Religion and the Constitution 17 (1964) (“[O]ur
whole constitutional history ... supports the conclusion that religious
liberty is an independent liberty, that its recognition may either
require or permit preferential treatment on religious grounds in
some instances ... ”). As Madison put it in the concluding
argument of his “Memorial and Remonstrance”:
“
‘[T]he equal right of every citizen to the free exercise of his
Religion according to the dictates of [his] conscience’ is held
by the same tenure with all our other rights.... [I]t is equally
the gift of nature; ... it cannot be less dear to us; ... it is
enumerated with equal solemnity,*564 or rather studied emphasis.”
2 Writings of James Madison, at 190.
Second, all agreed that government
interference in religious practice was not to be lightly countenanced.
Adams & Emmerich 31. Finally,
all shared the conviction
that “ ‘true religion and good morals are the only solid foundation
of public liberty and happiness.’ ” Curry, The First
Freedoms, at 219 (quoting Continental Congress); see Adams & Emmerich
72 (“The Founders ...
acknowledged that the republic rested largely on moral principles
derived from religion”). To give meaning to these ideas-particularly
in a society characterized by religious pluralism and pervasive
regulation-there will be times when the Constitution requires government
to accommodate the needs of those citizens whose religious practices
conflict with generally applicable law.
[City of Boerne v.
Flores, 521 U.S. 507, 117 S.Ct. 2157 (U.S.Tex.,1997)]
Adderley v. State of Fla., 385 U.S.
39, 87 S.Ct. 242 (U.S.Fla. 1966)
Mr. Justice DOUGLAS, with whom THE
CHIEF JUSTICE, Mr. Justice BRENNAN, and Mr. Justice FORTAS concur,
dissenting.
The First Amendment, applicable to the States by reason of the Fourteenth
(Edwards
v. South Carolina, 372 U.S. 229, 235, 83 S.Ct. 680, 683), provides
that ‘Congress shall make no law * * * abridging * * * the right
of the people peaceably to assemble, and to petition the Government
for a redress of grievances.’ These rights, along with religion,
speech, and press, are preferred rights of the Constitution, made
so by reason of that explicit guarantee and
*49
what Edmond Cahn in Confronting Injustice (1966) referred to as
‘The Firstness of the First Amendment.'FN1
With all respect, therefore, the Court errs in treating the case
as if it were an ordinary trespass case or an ordinary picketing
case.
FN1.
‘Where would we
really find the principal danger to civil liberty in a republic?
Not in the governors as governors, not in the governed as governed,
but in the governed unequipped to function as governors. The
chief enemies of republican freedom are mental sloth, conformity,
bigotry, superstition, credulity, monopoly in the market of
ideas, and utter, benighted ignorance. Relying as it does on
the consent of the governed, representative government cannot
succeed unless the community receives enough information to
grasp public issues and make sensible decisions. As lights which
may have been enough for the past do not meet the needs of the
present, so present lights will not suffice for the more extensive
and complex problems of the future. Heretofore public enlightenment
may have been only a manifest desideratum; today it constitutes
an imperative necessity. The First Amendment, says
Justice Black, ‘reflects the faith that a good society is not
static but advancing, and that the fullest possible interchange
of ideas and beliefs is essential to attainment of this goal.’
(From
Feldman v. United States, 322 U.S. 487, 501, 64 S.Ct. 1082,
1088, 88 L.Ed. 1408 (dissenting opinion).)' Cahn, supra,
p. 102.
The jailhouse, like an executive
mansion, a legislative chamber, a courthouse, or the statehouse
itself (Edwards v. South Carolina, supra) is one of the seats
of governments whether it be the Tower of London, the Bastille,
or a small county jail. And when it houses political prisoners or
those who many think are unjustly held, it is an obvious center
for protest. The right to petition for the redress of grievances
has an ancient historyFN2
and *50
is not limited to writing a letter**249
or sending a telegram to a congressman; it is not confined to appearing
before the local city council, or writing letters to the President
or Governor or Mayor. See
NAACP v. Button, 371 U.S. 415, 429-431, 83 S.Ct. 328, 335-336, 9
L.Ed.2d 405. Conventional methods of petitioning may be, and
often have been, shut off to large groups of our citizens. Legislators
may turn deaf ears; formal complaints may be routed endlessly through
a bureaucratic maze; courts may let the wheels of justice grind
very slowly. Those who do not control television
*51
and radio, those who cannot afford to advertise in newspapers or
circulate elaborate pamphlets may have only a more limited type
of access to public officials. Their methods should not be condemned
as tactics of obstruction and harassment as long as the assembly
and petition are peaceable, as these were.
FN2.
The historical antecedents of the right to petition for the
redress of grievances run deep, and strike to the heart of the
democratic philosophy. C. 61 of the Magna Carta provided:
‘(T)hat if we or our justiciar, or our bailiffs, or any of our
servants shall have done wrong in any way toward any one, or
shall have transgressed any of the articles of peace or security
and the wrong shall have been shown to four barons of the aforesaid
twenty-five barons, let those four barons come to us or to our
justiciar, if we are out of the kingdom, laying before us the
transgression, and let them ask that we cause that transgression
to be corrected without delay.’ Sources of Our Liberties 21
(Perry ed. 1959).
The representatives of the people vigorously exercised the right
in order to gain the initiative in legislation and a voice in
their government. See Pollard, The Evolution of Parliament 329-331
(1964). By 1669 the House of Commons had resolved that ‘it is
an inherent right of every commoner of England to prepare and
present Petitions to the house of commons in case of grievance,’
and ‘That no court whatsoever hath power to judge or censure
any Petition presented * * *.’ 4 Parl.Hist.Eng. 432-433 (1669).
The Bill of Rights of 1689 provided ‘That it is the right of
the subjects to petition the king and all commitments and prosecutions
for such petitioning are illegal.’ Adams & Stephens, Select
Documents of English Constitutional History 464. The right to
petition for a redress of grievances was early asserted in the
Colonies. The Stamp Act Congress of 1765 declared ‘That it is
the right of the British subjects in these colonies, to petition
the king or either house of parliament.’ Sources of Our Liberties
271 (Perry ed. 1959). The Declaration and Resolves of the First
Continental Congress, adopted October 14, 1774, declared that
Americans ‘have a right peaceably to assemble, consider their
grievances, and petition the king; and that all prosecutions,
prohibitory proclamations, and commitments for the same, are
illegal.’ Id., at 288. The Declaration of Independence assigned
as one of the reasons for the break from England the fact that
‘Our repeated Petitions have been answered only by repeated
injury.’ The constitutions of four of the original States specifically
guaranteed the right. Mass.Const., Art. 19 (1780); Pa.Const.,
Art. IX, s 20 (1790); N.H.Const., Art. 32 (1784);
N.C.Const., Art. 18 (1776).
There is no question that petitioners
had as their purpose a protest against the arrest of Florida A.
& M. students for trying to integrate public theatres. The sheriff's
testimony indicates that he well understood the purpose of the rally.
The petitioners who testified unequivocally stated that the group
was protesting the arrests, and state and local policies of segregation,
including segregation of the jail. This testimony was not contradicted
or even questioned. The fact that no one gave a formal speech, that
no elaborate handbills were distributed, and that the group was
not laden with signs would seem to be immaterial. Such methods are
not the sine qua non of petitioning for the redress of grievances.
The group did sing ‘freedom’ songs. And history shows that a song
can be a powerful tool of protest. See
Cox v. State of Louisiana, 379 U.S. 536, 546-548, 85 S.Ct. 453,
459-460. There was no violence; no threat of violence; no attempted
jail break; no storming of a prison; no plan or plot to do anything
but protest. The evidence is uncontradicted that the petitioners'
conduct did not upset the jailhouse routine; things went on as they
normally would. None of the group entered the jail. Indeed, they
moved back from the entrance as they were instructed. There was
no shoving, no pushing, no disorder or threat of riot. It is said
that some of the group blocked part of the driveway leading to the
jail entrance. The chief jailer, to be sure, testified that vehicles
would not have been able to use the driveway. Never did the students
locate themselves so as to cause interference with persons or vehicles
going to or coming from the jail. Indeed, it is undisputed that
the sheriff and deputy sheriff, in
*52
separate cars, were able to drive up the driveway to the parking
places near the entrance and that no one obstructed their path.
Further, it is undisputed that the entrance to the jail was not
blocked. And whenever the students were requested to move they did
so. If there was congestion, the solution was a further request
to move to lawns or parking areas, not complete ejection and arrest.
The claim is made that a tradesman waited inside the jail because
some of the protestants were sitting around and leaning on his truck.
The only evidence supporting such a conclusion is the testimony
of a deputy sheriff that the tradesman ‘came to the door * * * and
then did not leave.’ His remaining is just as consistent with a
desire to satisfy his curiosity as it is with a restraint. Finally,
the fact that some of the protestants may have felt
**250
their cause so just that they were willing to be arrested for making
their protest outside the jail seems wholly irrelevant. A petition
is nonetheless a petition, though its futility may make martyrdom
attractive.
We do violence to the First Amendment
when we permit this ‘petition for redress of grievances' to be turned
into a trespass action. It does not help to analogize this problem
to the problem of picketing. Picketing is a form of protest usually
directed against private interests. I do not see how rules governing
picketing in general are relevant to this express constitutional
right to assemble and to petition for redress of grievances. In
the first place the jailhouse grounds were not marked with ‘NO TRESPASSING!’
signs, nor does respondent claim that the public was generally excluded
from the grounds. Only the sheriff's fiat transformed lawful conduct
into an unlawful trespass. To say that a private owner could have
done the same if the rally had taken place on private property is
to speak of a different case, as an assembly and a petition for
redress of grievances run to government, not to private proprietors.
*53
The Court forgets that prior to this day our decisions have drastically
limited the application of state statutes inhibiting the right to
go peacefully on public property to exercise First Amendment rights.
As Mr. Justice Roberts wrote in
Hague v. C.I.O., 307 U.S. 496, 515-516, 59 S.Ct. 954, 964, 83 L.Ed.
1423:
‘* * * Wherever the title of streets
and parks may rest, they have immemorially been held in trust for
the use of the public and, time out of mind, have been used for
purposes of assembly, communicating thoughts between citizens, and
discussing public questions. Such use of the streets and public
places has, from ancient times, been a part of the privileges, immunities,
rights, and liberties of citizens. The privilege of a citizen of
the United States to use the streets and parks for communication
of views on national questions may be regulated in the interest
of all; it is not absolute, but relative, and must be exercised
in subordination to the general comfort and convenience, and in
consonance with peace and good order; but it must not, in the guise
of regulation, be abridged or denied.’
Such was the case of Edwards v. South Carolina, where aggrieved
people ‘peaceably assembled at the site of the State Government’
to express their grievances to the citizens of the State as well
as to the legislature.
372 U.S., at 235, 83 S.Ct., at 683. Edwards was in the tradition
of
Cox v. State of New Hampshire, 312 U.S. 569, 61 S.Ct. 762, 85 L.Ed.
1049, where the public streets were said to be ‘immemorially
associated’ with ‘the right of assembly and the opportunities for
the communication of thought and the discussion of public questions.’
Id., at 574, 61 S.Ct., at 765. When we allow Florida to construe
her ‘malicious trespass' statute to bar a person from going on property
knowing it is not his own and to apply that prohibition to public
property, we discard Cox and Edwards. Would the case be any different
if, as is common, the demonstration took place outside a building
which housed both the jail and the legislative body? I think not.
*54
There may be some public places which are so clearly committed to
other purposes that their use for the airing of grievances is anomalous.
There may be some instances in which assemblies and petitions for
redress of grievances are not consistent with other necessary purposes
of public property. A noisy
**251
meeting may be out of keeping with the serenity of the statehouse
or the quiet of the courthouse. No one, for example, would suggest
that the Senate gallery is the proper place for a vociferous protest
rally. And in other cases it may be necessary to adjust the right
to petition for redress of grievances to the other interests inhering
in the uses to which the public property is normally put. See
Cox v. State of New Hampshire, supra;
Poulos v. State of New Hampshire, 345 U.S. 395, 73 S.Ct. 760, 97
L.Ed. 1105. But this is quite different from saying that all
public places are off limits to people with grievances. See Hague
v. C.I.O., supra; Cox v. State of New Hampshire, supra;
Jamison v. State of Texas, 318 U.S. 413, 415-416, 63 S.Ct. 669,
671, 87 L.Ed. 869; Edwards v. South Carolina, supra.
And it is farther yet from saying that the ‘custodian’ of the public
property in his discretion can decide when public places shall be
used for the communication of ideas, especially the constitutional
right to assemble and petition for redress of grievances. See Hague
v. C.I.O. supra;
Schneider v. State of New Jersey, 308 U.S. 147, 163-164, 60 S.Ct.
146, 151, 84 L.Ed. 155;
Cantwell v. State of Connecticut, 310 U.S. 296, 60 S.Ct. 900;
Largent v. State of Texas, 318 U.S. 418, 63 S.Ct. 667, 87 L.Ed.
873;
Niemotko v. State of Maryland, 340 U.S. 268, 71 S.Ct. 325, 95 L.Ed.
267;
Shuttlesworth v. City of Birmingham, 382 U.S. 87, 86 S.Ct. 211,
15 L.Ed.2d 176. For to place such discretion in any public official,
be he the ‘custodian’ of the public property or the local police
commissioner (cf.
Kunz v. People of State of New York, 340 U.S. 290, 71 S.Ct. 312,
95 L.Ed. 280), is to place those who assert their First Amendment
rights at his mercy. It gives him the awesome power to decide whose
ideas may be expressed and who shall be denied a place to air their
claims and petition their government. Such power is out of step
with all our decisions prior to
*55
today where we have insisted that before a First Amendment right
may be curtailed under the guise of a criminal law, any evil that
may be collateral to the exercise of the right, must be isolated
and defined in a ‘narrowly drawn’ statute (Cantwell
v. State of Connecticut, supra, at 307, 60 S.Ct. at 904) lest
the power to control excesses of conduct be used to suppress the
constitutional right itself. See
Stromberg v. People of State of California, 283 U.S. 359, 369, 51
S.Ct. 532, 535, 75 L.Ed. 1117;
Herndon v. Lowry, 301 U.S. 242, 258-259, 57 S.Ct. 732, 739, 81 L.Ed.
1066;
Edwards v. South Carolina, supra, 372 U.S. at 238, 83 S.Ct. at 684;
N.A.A.C.P. v. Button, supra, 371 U.S. at 433, 83 S.Ct. at 338.
That tragic consequence happens today
when a trespass law is used to bludgeon those who peacefully exercise
a First Amendment right to protest to government against one of
the most grievous of all modern oppressions which some of our States
are inflicting on our citizens.
What we do today disregards the admonition
in
De Jonge v. State of Oregon, 299 U.S. 353, 364-365, 57 S.Ct. 255,
260, 81 L.Ed. 278:
‘These (First Amendment) rights may
be abused by using speech or press or assembly in order to incite
to violence and crime. The people through their Legislatures may
protect themselves against that abuse. But the legislative intervention
can find constitutional justification only by dealing with the abuse.
The rights themselves must not be curtailed. The greater the importance
of safeguarding the community from incitements to the overthrow
of our institutions by force and violence, the more imperative is
the need to preserve inviolate the constitutional rights of free
speech, free press and free assembly in order to maintain the opportunity
for free political discussion,**252
to the end that government may be responsive to the will of the
people and that changes, if desired, may be obtained by peaceful
means. Therein lies the security of the Republic, the very foundation
of constitutional government.’
*56
Today a trespass law is used to penalize people for exercising a
constitutional right. Tomorrow a disorderly conduct statute, a breach-of-the-peace
statute, a vagrancy statute will be put to the same end.
FN3 It is said that the
sheriff did not make the arrests because of the views which petitioners
espoused. That excuse is usually given, as we know from the many
cases involving arrests of minority groups for breaches of the peace,
unlawful assemblies, and parading without a permit. The charge against
William Penn, who preached a nonconformist doctrine in a street
in London, was that he caused ‘a great concourse and tumult of people’
and contempt of the King and ‘to the great disturbance of his peace.’
6 How.St.Tr. 951, 955. That was in 1670. In modern times, also,
such arrests are usually sought to be justified by some legitimate
function of government.FN4
Yet by allowing these orderly and civilized protests against injustice
to be suppressed, we only increase the forces of frustration which
the conditions of second-class citizenship are generating amongst
us.
FN3.
In 1932 over 28,000 veterans demanding a bonus marched on Washington,
D.C., paraded the streets, and camped mostly in parks and other
public lands in the District, Virginia, and Maryland only to
be routed by the Army. See Waters, B.E.F. (1933).
FN4.
See, e.g.,
De Jonge v. State of Oregon, 299 U.S. 353, 57 S.Ct. 255;
Feiner v. People of State of New York, 340 U.S. 315, 71 S.Ct.
303,
95 L.Ed. 267;
Niemotko v. State of Maryland, 340 U.S. 268, 71 S.Ct. 325, 95
L.Ed. 267;
Edwards v. South Carolina, 372 U.S. 229, 83 S.Ct. 680;
Cox v. State of Louisiana, 379 U.S. 536, 85 S.Ct. 453;
Shuttlesworth v. City of Birmingham, 382 U.S. 87. The same
is true of other measures which inhibit First Amendment rights.
See, e.g.,
N.A.A.C. P. v. State of Alabama, 357 U.S. 449, 78 S.Ct. 1163,
2 L.Ed.2d 1488;
Bates v. City of Little Rock, 361 U.S. 516, 80 S.Ct. 412, 4
L.Ed.2d 480;
Shelton v. Tucker, 364 U.S. 479, 81 S.Ct. 247, 5 L.Ed.2d 231;
N.A.A.C.P. v. Button, 371 U.S. 415, 83 S.Ct. 328. If the
invalidity of regulations and official conduct curtailing First
Amendment rights turned on an unequivocal showing that the measure
was intended to inhibit the rights, protection would be sorely
lacking. It is not the intent or purpose of the measure but
its effect on First Amendment rights which is crucial.
U.S.Fla. 1966.
Adderley v. State of Fla.,
385 U.S. 39, 87 S.Ct. 242, 17 L.Ed.2d 149
[385 U.S. 39, 87 S.Ct. 242 (U.S.Fla. 1966)]
From 40.02[1][a] Harassment
Schemes of the IRS Criminal Tax Manual
Tax protesters also attempt to file
frivolous lawsuits or criminal complaints against prosecutors and
agents in legitimate state and federal courts. Cases based on these
filings are rarely authorized for prosecution because such lawsuits
and criminal complaints are difficult to distinguish from the host
of frivolous cases filed in courts all the time --
thus, making it difficult
to overcome a defense based on the right to petition for a redress
of grievances.
[Dept.
of Justice Criminal Tax Manual, 2001, Section 40.02[1][a]]
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