| GUIDANCE ON CONSTITUTIONALLY PROTECTED PRAYER IN PUBLIC ELEMENTARY AND SECONDARY SCHOOLS |
|
US Dept. of Education
Guidance on
Constitutionally Protected Prayer in Public Elementary and Secondary
Schools
February 7, 2003
.
As part of the implementation of the No Child Left Behind
Act of 2001 (NCLB), I am issuing guidance today on
constitutionally protected prayer in public elementary and secondary
schools. The purpose of this guidance is to provide State educational
agencies (SEAs), local educational agencies (LEAs) and the public with
information on this important topic. The guidance also sets forth and
explains the responsibilities of SEAs and LEAs with respect to this
aspect of the NCLB Act. Most significantly, as
a condition of receiving funds under the Elementary and
Secondary Education Act (ESEA), an LEA must certify in
writing to its SEA that it has no policy that prevents, or otherwise
denies participation in, constitutionally protected prayer in public
schools as set forth in this guidance.
.
The guidance clarifies the rights of students to pray in public schools.
As stated in the guidance, "...the First Amendment forbids
religious activity that is sponsored by the government but protects
religious activity that is initiated by private individuals" such
as students. Therefore, "[a]mong other things, students may read
their Bibles or other scriptures, say grace before meals, and pray or
study religious materials with fellow students during recess, the lunch
hour, or other noninstructional time to the same extent that they may
engage in nonreligious activities." Public schools should not be
hostile to the religious rights of their students and their families.
.
At the same time, school officials may not "compel students to
participate in prayer or other religious activities." Nor may
teachers, school administrators and other school employees, when acting
in their official capacities as representatives of the state, encourage
or discourage prayer, or participate in such activities with students.
.
In these challenging times, it is more important than ever to recognize
the freedoms we have. I hope that this guidance can contribute to a
common understanding of the meaning of the First Amendment in the public
school setting. I encourage you to distribute this guidance widely in
your community and to discuss its contents and importance with school
administrators, teachers, parents, and students.
.
Introduction
.
Section 9524 of the Elementary and Secondary
Education Act (ESEA) of 1965, as amended by the No
Child Left Behind Act of 2001, requires the Secretary to
issue guidance on constitutionally protected prayer in public elementary
and secondary schools. In addition, Section 9524 requires that, as a
condition of receiving ESEA funds, a local
educational agency (LEA) must certify in writing to its State
educational agency (SEA) that it has no policy that prevents, or
otherwise denies participation in, constitutionally protected prayer in
public schools as set forth in this guidance.
.
The purpose of this guidance is to provide SEAs, LEAs, and the public
with information on the current state of the law concerning
constitutionally protected prayer in the public schools, and thus to
clarify the extent to which prayer in public schools is legally
protected. This guidance also sets forth the responsibilities of SEAs
and LEAs with respect to Section 9524 of the ESEA.
As required by the Act, this guidance has been jointly approved by the
Office of the General Counsel in the Department of Education and the
Office of Legal Counsel in the Department of Justice as reflecting the
current state of the law. It will be made available on the Internet
through the Department of Education's web site (www.ed.gov).
The guidance will be updated on a biennial basis, beginning in September
2004, and provided to SEAs, LEAs, and the public.
.
The Section 9524 Certification Process
.
In order to receive funds under the ESEA, an
LEA must certify in writing to its SEA that no policy of the LEA
prevents, or otherwise denies participation in, constitutionally
protected prayer in public elementary and secondary schools as set forth
in this guidance. An LEA must provide this certification to the SEA by
October 1, 2002, and by October 1 of each subsequent year during which
the LEA participates in an ESEA program.
However, as a transitional matter, given the timing of this guidance,
the initial certification must be provided by an LEA to the SEA by March
15, 2003.
.
The SEA should establish a process by which LEAs may provide the
necessary certification. There is no specific Federal form that an LEA
must use in providing this certification to its SEA. The certification
may be provided as part of the application process for ESEA
programs, or separately, and in whatever form the SEA finds most
appropriate, as long as the certification is in writing and clearly
states that the LEA has no policy that prevents, or otherwise denies
participation in, constitutionally protected prayer in public elementary
and secondary schools as set forth in this guidance.
.
By November 1 of each year, starting in 2002, the SEA must send to the
Secretary a list of those LEAs that have not filed the required
certification or against which complaints have been made to the SEA that
the LEA is not in compliance with this guidance. However, as a
transitional matter, given the timing of this guidance, the list
otherwise due November 1, 2002, must be sent to the Secretary by April
15, 2003. This list should be sent to:
.
Office of Elementary and
Secondary Education
Attention: Jeanette Lim US Department of Education 400 Maryland Avenue, S.W. Washington, DC 20202
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The SEA's submission should describe what investigation or
enforcement action the SEA has initiated with respect to each listed
LEA and the status of the investigation or action. The SEA should not
send the LEA certifications to the Secretary, but should maintain
these records in accordance with its usual records retention policy.
.
Enforcement of Section 9524
.
LEAs are required to file the certification as a condition of receiving
funds under the ESEA. If an LEA fails to file
the required certification, or files it in bad faith, the SEA should
ensure compliance in accordance with its regular enforcement procedures.
The Secretary considers an LEA to have filed a certification in bad
faith if the LEA files the certification even though it has a policy
that prevents, or otherwise denies participation in, constitutionally
protected prayer in public elementary and secondary schools as set forth
in this guidance.
.
The General Education Provisions Act (GEPA)
authorizes the Secretary to bring enforcement actions against recipients
of Federal education funds that are not in compliance with the law. Such
measures may include withholding funds until the recipient comes into
compliance. Section 9524 provides the Secretary with specific authority
to issue and enforce orders with respect to an LEA that fails to provide
the required certification to its SEA or files the certification in bad
faith.
.
Overview of Governing Constitutional
Principles
.
The relationship between religion and government in the United States is
governed by the First Amendment to the Constitution, which both prevents
the government from establishing religion and protects privately
initiated religious expression and activities from government
interference and discrimination. [1] The First Amendment thus
establishes certain limits on the conduct of public school officials as
it relates to religious activity, including prayer.
.
The legal rules that govern the issue of constitutionally protected
prayer in the public schools are similar to those that govern religious
expression generally. Thus, in discussing the operation of Section 9524
of the ESEA, this guidance sometimes speaks in
terms of "religious expression." There are a variety of issues
relating to religion in the public schools, however, that this guidance
is not intended to address.
.
The Supreme Court has repeatedly held that the First Amendment requires
public school officials to be neutral in their treatment of religion,
showing neither favoritism toward nor hostility against religious
expression such as prayer. [2] Accordingly, the First Amendment forbids
religious activity that is sponsored by the government but protects
religious activity that is initiated by private individuals, and the
line between government-sponsored and privately initiated religious
expression is vital to a proper understanding of the First Amendment's
scope. As the Court has explained in several cases, "there is a
crucial difference between government speech endorsing
religion, which the Establishment Clause forbids, and private
speech endorsing religion, which the Free Speech and Free Exercise
Clauses protect." [3]
.
The Supreme Court's decisions over the past forty years set forth
principles that distinguish impermissible governmental religious speech
from the constitutionally protected private religious speech of
students. For example, teachers and other public school officials may
not lead their classes in prayer, devotional readings from the Bible, or
other religious activities. [4] Nor may school officials attempt to
persuade or compel students to participate in prayer or other religious
activities. [5] Such conduct is "attributable to the State"
and thus violates the Establishment Clause. [6]
.
Similarly, public school officials may not themselves decide that prayer
should be included in school-sponsored events. In Lee v. Weisman [7],
for example, the Supreme Court held that public school officials
violated the Constitution in inviting a member of the clergy to deliver
a prayer at a graduation ceremony. Nor may school officials grant
religious speakers preferential access to public audiences, or otherwise
select public speakers on a basis that favors religious speech. In Santa
Fe Independent School District v. Doe [8], for example,
the Court invalidated a school's football game speaker policy on the
ground that it was designed by school officials to result in pregame
prayer, thus favoring religious expression over secular expression.
.
Although the Constitution forbids public school officials from directing
or favoring prayer, students do not "shed their constitutional
rights to freedom of speech or expression at the schoolhouse gate,"
[9] and the Supreme Court has made clear that "private religious
speech, far from being a First Amendment orphan, is as fully protected
under the Free Speech Clause as secular private expression." [10]
Moreover, not all religious speech that takes place in the public
schools or at school-sponsored events is governmental speech. [11] For
example, "nothing in the Constitution ... prohibits any public
school student from voluntarily praying at any time before, during, or
after the school day," [12] and students may pray with fellow
students during the school day on the same terms and conditions that
they may engage in other conversation or speech. Likewise, local school
authorities possess substantial discretion to impose rules of order and
pedagogical restrictions on student activities, [13] but they may not
structure or administer such rules to discriminate against student
prayer or religious speech. For instance, where schools permit student
expression on the basis of genuinely neutral criteria and students
retain primary control over the content of their expression, the speech
of students who choose to express themselves through religious means
such as prayer is not attributable to the state and therefore may not be
restricted because of its religious content. [14] Student remarks are
not attributable to the state simply because they are delivered in a
public setting or to a public audience. [15] As the Supreme Court has
explained: "The proposition that schools do not endorse everything
they fail to censor is not complicated," [16] and the Constitution
mandates neutrality rather than hostility toward privately initiated
religious expression. [17]
.
Applying the Governing Principles in
Particular Contexts
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Prayer During Noninstructional Time
.
Students may pray when not engaged in school activities or instruction,
subject to the same rules designed to prevent material disruption of the
educational program that are applied to other privately initiated
expressive activities. Among other things, students may read their
Bibles or other scriptures, say grace before meals, and pray or study
religious materials with fellow students during recess, the lunch hour,
or other noninstructional time to the same extent that they may engage
in nonreligious activities. While school authorities may impose rules of
order and pedagogical restrictions on student activities, they may not
discriminate against student prayer or religious speech in applying such
rules and restrictions.
.
Organized Prayer Groups and Activities
.
Students may organize prayer groups, religious clubs, and "see you
at the pole" gatherings before school to the same extent that
students are permitted to organize other non-curricular student
activities groups. Such groups must be given the same access to school
facilities for assembling as is given to other non-curricular groups,
without discrimination because of the religious content of their
expression. School authorities possess substantial discretion concerning
whether to permit the use of school media for student advertising or
announcements regarding non-curricular activities. However, where
student groups that meet for nonreligious activities are permitted to
advertise or announce their meetings -- for example, by advertising in a
student newspaper, making announcements on a student activities bulletin
board or public address system, or handing out leaflets -- school
authorities may not discriminate against groups who meet to pray. School
authorities may disclaim sponsorship of non-curricular groups and
events, provided they administer such disclaimers in a manner that
neither favors nor disfavors groups that meet to engage in prayer or
religious speech.
.
Teachers, Administrators, and other School Employees
.
When acting in their official capacities as representatives of the
state, teachers, school administrators, and other school employees are
prohibited by the Establishment Clause from encouraging or discouraging
prayer, and from actively participating in such activity with students.
Teachers may, however, take part in religious activities where the
overall context makes clear that they are not participating in their
official capacities. Before school or during lunch, for example,
teachers may meet with other teachers for prayer or Bible study to the
same extent that they may engage in other conversation or nonreligious
activities. Similarly, teachers may participate in their personal
capacities in privately sponsored baccalaureate ceremonies.
.
Moments of Silence
.
If a school has a "minute of silence" or other quiet periods
during the school day, students are free to pray silently, or not to
pray, during these periods of time. Teachers and other school employees
may neither encourage nor discourage students from praying during such
time periods.
.
Accommodation of Prayer During Instructional Time
.
It has long been established that schools have the discretion to dismiss
students to off-premises religious instruction, provided that schools do
not encourage or discourage participation in such instruction or
penalize students for attending or not attending. Similarly, schools may
excuse students from class to remove a significant burden on their
religious exercise, where doing so would not impose material burdens on
other students. For example, it would be lawful for schools to excuse
Muslim students briefly from class to enable them to fulfill their
religious obligations to pray during Ramadan.
.
Where school officials have a practice of excusing students from class
on the basis of parents' requests for accommodation of nonreligious
needs, religiously motivated requests for excusal may not be accorded
less favorable treatment. In addition, in some circumstances, based on
federal or state constitutional law or pursuant to state statutes,
schools may be required to make accommodations that relieve substantial
burdens on students' religious exercise. Schools officials are therefore
encouraged to consult with their attorneys regarding such obligations.
.
Religious Expression and Prayer in Class Assignments
.
Students may express their beliefs about religion in homework, artwork,
and other written and oral assignments free from discrimination based on
the religious content of their submissions. Such home and classroom work
should be judged by ordinary academic standards of substance and
relevance and against other legitimate pedagogical concerns identified
by the school. Thus, if a teacher's assignment involves writing a poem,
the work of a student who submits a poem in the form of a prayer (for
example, a psalm) should be judged on the basis of academic standards
(such as literary quality) and neither penalized nor rewarded on account
of its religious content.
.
Student Assemblies and Extracurricular Events
.
Student speakers at student assemblies and extracurricular activities
such as sporting events may not be selected on a basis that either
favors or disfavors religious speech. Where student speakers are
selected on the basis of genuinely neutral, evenhanded criteria and
retain primary control over the content of their expression, that
expression is not attributable to the school and therefore may not be
restricted because of its religious (or anti-religious) content. By
contrast, where school officials determine or substantially control the
content of what is expressed, such speech is attributable to the school
and may not include prayer or other specifically religious (or
anti-religious) content. To avoid any mistaken perception that a school
endorses student speech that is not in fact attributable to the school,
school officials may make appropriate, neutral disclaimers to clarify
that such speech (whether religious or nonreligious) is the speaker's
and not the school's.
.
Prayer at Graduation
.
School officials may not mandate or organize prayer at graduation or
select speakers for such events in a manner that favors religious speech
such as prayer. Where students or other private graduation speakers are
selected on the basis of genuinely neutral, evenhanded criteria and
retain primary control over the content of their expression, however,
that expression is not attributable to the school and therefore may not
be restricted because of its religious (or anti-religious) content. To
avoid any mistaken perception that a school endorses student or other
private speech that is not in fact attributable to the school, school
officials may make appropriate, neutral disclaimers to clarify that such
speech (whether religious or nonreligious) is the speaker's and not the
school's.
.
Baccalaureate Ceremonies
.
School officials may not mandate or organize religious ceremonies.
However, if a school makes its facilities and related services available
to other private groups, it must make its facilities and services
available on the same terms to organizers of privately sponsored
religious baccalaureate ceremonies. In addition, a school may disclaim
official endorsement of events sponsored by private groups, provided it
does so in a manner that neither favors nor disfavors groups that meet
to engage in prayer or religious speech.
.
Notes
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[1] The relevant portions of the First Amendment provide: "Congress shall make no law respecting an establishment of religion, or prohibiting the free exercise thereof; or abridging the freedom of speech . . . ." US Const. amend. I. The Supreme Court has held that the Fourteenth Amendment makes these provisions applicable to all levels of government -- federal, state, and local -- and to all types of governmental policies and activities. See Everson v. Board of Educ., 330 U.S. 1 (1947); Cantwell v. Connecticut, 310 U.S. 296 (1940).
.
[2] See, e.g., Everson, 330 U.S. at 18
(the First Amendment "requires the state to be a neutral in its
relations with groups of religious believers and non-believers; it
does not require the state to be their adversary. State power is no
more to be used so as to handicap religions than it is to favor
them"); Good News Club v. Milford Cent. Sch., 533 U.S.
98 (2001).
.
[3] Santa Fe Indep. Sch. Dist. v. Doe,
530 U.S. 290, 302 (2000) (quoting Board of Educ. v. Mergens, 496 U.S.
226, 250 (1990) [plurality opinion]); accord Rosenberger v. Rector
of Univ. of Virginia, 515 U.S. 819, 841 (1995).
.
[4] Engel v. Vitale, 370 U.S. 421
(1962) (invalidating state laws directing the use of prayer in public
schools); School Dist. of Abington Twp. v. Schempp, 374 U.S.
203 (1963) (invalidating state laws and policies requiring public
schools to begin the school day with Bible readings and prayer);
Mergens, 496 U.S. at 252 (plurality opinion) (explaining that "a
school may not itself lead or direct a religious club"). The
Supreme Court has also held, however, that the study of the Bible or
of religion, when presented objectively as part of a secular program
of education (e.g., in history or literature classes), is consistent
with the First Amendment. See Schempp, 374 U.S. at 225.
.
[5] See Lee v. Weisman, 505 U.S. 577,
599 (1992); see also Wallace v. Jaffree, 472 U.S. 38 (1985).
.
[6] See Weisman, 505 U.S. at 587.
.
[7] 505 U.S. 577 (1992).
.
[8] 530 U.S. 290 (2000).
.
[9] Tinker v. Des Moines Indep. Community
Sch. Dist., 393 U.S. 503, 506 (1969).
.
[10] Capitol Square Review & Advisory
Bd. v. Pinette, 515 U.S. 753, 760 (1995).
.
[11] Santa Fe, 530 U.S. at 302 (explaining that
"not every message" that is "authorized by a government
policy and take[s] place on government property at government-sponsored
school-related events" is "the government's own").
.
[12] Santa Fe, 530 U.S. at 313.
.
[13] For example, the First Amendment permits public
school officials to review student speeches for vulgarity, lewdness, or
sexually explicit language. Bethel Sch. Dist. v. Fraser, 478
U.S. 675, 683-86 (1986). Without more, however, such review does not
make student speech attributable to the state.
.
[14] Rosenberger v. Rector of Univ. of Virginia,
515 U.S. 819 (1995); Board of Educ. v. Mergens, 496 U.S. 226
(1990); Good News Club v. Milford Cent. Sch., 533 U.S. 98
(2001); Lamb's Chapel v. Center Moriches Union Free Sch. Dist.,
508 U.S. 384 (1993); Widmar v. Vincent, 454 U.S. 263 (1981); Santa
Fe, 530 U.S. at 304 n.15. In addition, in circumstances where
students are entitled to pray, public schools may not restrict or censor
their prayers on the ground that they might be deemed "too
religious" to others. The Establishment Clause prohibits state
officials from making judgments about what constitutes an appropriate
prayer, and from favoring or disfavoring certain types of prayers -- be
they "nonsectarian" and "nonproselytizing" or the
opposite -- over others. See Engel v. Vitale, 370 U.S. 421,
429-30 (1962) (explaining that "one of the greatest dangers to the
freedom of the individual to worship in his own way lay in the
Government's placing its official stamp of approval upon one particular
kind of prayer or one particular form of religious services," that
"neither the power nor the prestige" of state officials may
"be used to control, support or influence the kinds of prayer the
American people can say," and that the state is "without power
to prescribe by law any particular form of prayer"); Weisman,
505 U.S. at 594.
.
[15] Santa Fe, 530 U.S. at 302; Mergens,
496 U.S. at 248-50.
.
[16] Mergens, 496 U.S. at 250 (plurality
opinion); id. at 260-61 (Kennedy, J., concurring in part and in
judgment).
.
[17] Rosenberger, 515 U.S. at 845-46; Mergens,
496 U.S. at 248 (plurality opinion); id. at 260-61 (Kennedy,
J., concurring in part and in judgment).
.
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US Dept. of Education
.
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